78 This paper treats a class of codes made possible by restrictions principal. on measurement related to the uncertainty Two concrete examples and some general results are given. W Conjugate Coding Stephen Wiesner Columbia university, New York, N.Y. Department of Physics The uncertainty principle capacity of certain imposes restrictions types of communication paper will show that in compensation channels. for this on the This "quantum noise", quantum mechanics allows us novel forms of coding without analogue in communication channels adequately described by classical physics. Research supported in part by the National Science Foundation° 79 We w i l l coding and first give then p r o c e e d E x a m p l e One: two m e s s a g e s w h i c h m a y be The which communication polarized the light light p i p e all p o l a r i z a t i o n s and to a more examples abstract of c o n j u g a t e treatment. channel is a light pipe is sent. Since the or guide information down will be in ths polarization, it is e s s e n t i a l does not of light depolarize travel with the the light same and that velocity attenuation. The binary light two m e s s a g e s sequences. at times of the bursts than end Before chooses a coin one of the the of the in e i t h e r whether one. of the second the the transmitter then sends the label burst form will of two bursts T 2, etco The it is unli]4ely ith b u r s t a bit from is chosen, be d e t e c t e d first message binary a table the left-hand of the l, next ...), of amplitude that more at the by flipping numbers. on w h e t h e r is a zero ith b u r s t circular second manner transmitter sense message the or a one. is p o l a r i z e d depending is a zero or a sheet. The receiver contains fringent crystal, or some a quarter other wave plate analyzer, If is p o l a r i z e d depending the the of r a n d o m ith b u r s t sequence is chosen, or (i=1,2 in a r a n d o m or h o r i z o n t a l l y right T I, so that two m e s s a g e s ith d i g i t See Fig. the light pipe. emitting vertically digit into from e a c h or s e l e c t i n g either ith The rendered is a d j u s t e d first message the are that we w i l l one p h o t o n receiving If concrete A means for t r a n s m i t t i n g e i t h e r but not b o t h of received. conveyed by variat£ons that two that and b i r e separates on 8O POLARIZATION OF ith BURST - - i th - - DIGIT , r - - OF FIRST SEQUENT, 7 VERTICAL RAN <• _ _~....~...~.~_.~IpI HORIZONTAL i th DIGIT OF •~ _ C O N D SEQUENCE RIGHT C LEFT FIG, 1 81 orthogonally polarized components spatially separate beams. Following best available p h o t o m u l t i p l i e r is to be received, be received, into of the If the first message is arranged so as to send to one phototube to the other. the separation this is a pair tubes° the analyzer v e r t i c a l l y p o l a r i z e d photons p o l a r i z e d photons of the light wave and h o r i z o n t a l l y If the second message is to is made with respect to right and left-hand circular polarization. Now if the linear p o l a r i z a t i o n all chance of measuring Thus, of a p h o t o n its circular p o l a r i z a t i o n if the receiver is set to receive Likewise, when is lost. the first message, nothing at all is learned about the contents message. is measured, of the second the receiver is set to receive all information concerning the second message, it destroys the first message. If the receiver is set up to sort the photons with respect to some elliptical p o l a r i z a t i o n s intermediate between linear and circqlar, about each message is recovered measurement message, than when for the reception Of course, even when a full k n o w l e d g e recovered. less information the receiver makes of one message alone. the receiver is set of the for the first first sequence In fact, half the digits of the the best is not first sequence never even influence the transmitted signal and at the corresponding when transmitted, times, the second message is being the receiver output has an equal p r o b a b i l i t y of being a zero or a one. coding scheme, photon shot noise, This noise i n t r o d u c e d by the as well as the noise due to the channel, and the p h o t o m u l t i p l i e r noise, may be the 82 overcome used if an error in forming messages. would correcting the b i n a r y code of the usual sequences Care must be taken, allow both messages reception of one s e q u e n c e There is no w a y for too much r e d u n d a n c y to be r e c o v e r e d by the a l t e r n a t e and then complete contents messages so long as it is c o n f i n e d on one burst exist all of p h o t o n s the t r a n s m i t t e d transmission vector information. light For follows consider length. of the The trans- the set pairs exists corresponding an H e r m e t i a n to a d i f f e r e n t c o u l d be of the type p r e v i o u s l y that was Y must be o r t h o g o n a l of the v e c t o r s operator space If one of the from Y to Y' the m e s s a g e of finite m e s s a g e s operators measurements [Y] signal may be transmissions. by a r e c e i v e r if set to r e c e i v e that Hermetian To see this, ~ in a large H i l b e r t The change to be possible, possible there a state unambiguously this there that a l l o w r e c o v e r y of finite finite 4' is p r o d u c e d . described, coded measurements In principle, and the entire by a single v e c t o r is changed, detected to m a k i n g measurements s p a n n e d by all p o s s i b l e messages the than one of the c o n j u g a t e l y of two m e s s a g e s of p o l a r i z e d described can r e c o v e r produce a signal c o n s i s t i n g of a finite n u m b e r of m i t t e r will bursts the other. at a time. very c o m p l i c a t e d is from the o r i g i n a l that the r e c e i v e r of more sort changed. to Y'. corresponding is o r t h o - n o r m a l It to all and t h e r e f o r e or a set of c o m m u t i n g corresponding to a m e a s u r e m e n t or that can d i s t i n g u i s h all the p o s s i b l e signals. 83 There is an easy extension to the case of three messages, no two of which may be recovered. third binary sequence using One simply transmits light in the two p o l a r i z a t i o n states at 45 ° to vertical and horizontal. than three messages is not straight The above system for sending Extension two m u t u a l l y exclusive could be built at the p r e s e n t possible in p r i n c i p l e time. to beat the system and recover both c o m p l e t e l y beyond the reach of p r e s e n t - d a y next example that are technology. The in p r a c t i c e but not in principle~ is in the opposite in principle, present Though it is to do so w o u l d require measurements system therefore works to more forward. messages messages, a category; The it is foolproof but it p r o b a b l y could not be built at the time. Example Two: Money that it is p h y s i c a l l y impossible to counterfeit. A piece of quantum m o n e y will contain a number of isolated two-state p h y s i c a l isolated nuclei of spin 1/2. let a and b represent let ~ = i//2(a+b) systems such as, for example, For each two-state a pair of ortho-normal base and ~ = i//2(a-b) the useful the orthogonal and isolated from so that if one of them is i n i t i a l l y in the state a or ~, there is little chance made during states represent a n o t h e r pair. The two state systems must be well enough the rest of the universe system, lifetime that a m e a s u r e m e n t of the money will states b or ~, respectively. find it in There is no device operating of a t w o - s t a t e second; will system however, surely at p r e s e n t change isolated t h e y create is p r e s e r v e d the c o n t i n u i n g the "phase for longer advance to be d e f i n i t e systems, S i, i=l, two r a n d o m b i n a r y than about of c r y o g e n i c that the m o n e y 2, ... sequences 20. N i = 0 or 1. the t w o - s t a t e four states scheme shown technique systems M i = 0 oK i, are p l a c e d a, b, ~ or ~ in a c c o r d a n c e in Fig. contains of t w e n t y digits call M i and N i, i=i~2,...20, of the a At the mint e a c h w h i c h we will Then coherence" this. Let us suppose twenty 84 in w h i c h with in one the 2. a 0 b I FIG. 2 The m o n e y printed is also given a serial number which on it in the u s u a l w a y and the two b i n a r y is sequences s5 describing its and p e r h a p s When made the m o n e y of q u a n t u m he not k n o w make on S l.. money. M i, Likewise destroys the goes S i and p r o d u c e s there make of e a c h Then whole that counterfeit measurements makes i, found wrong and Suppose states on found is a 50% c h a n c e in this at the is event, mint will a 1/4 is o n l y show chance the p r o b a b i l i t y inspection ~ from measurement the there there to of d i s t i n g u i s h i n g some and since distinguishes a from b. a measurement coin passing S . that the n e w S i in Thus, duplicate distinguishes measurement state. state. N i because, chance that for e a c h the w r o n g being all anyway, money with in the w r o n g digit what on a p a r t i c u l a r ahead is a 50% c h a n c e S i to be not k n o w is initial who would recover of d i s t i n g u i s h i n g measurements. he w i l l cannot in its orthogonal of s o m e o n e destroy the m i n t a check is still to the a measurement chance a counterfeiter that does at banks. system He necessarily f r o m ~. by his he on r e c o r d to the mint, switched A measurement a from b must the isolated the p r o b l e m a piece does of b r a n c h it has consider are k e p t is r e t u r n e d if e a c h or w h e t h e r Now state at a n u m b e r to see state initial of the (3/4) 20 < 0. 00317. Could learning made there the can be But there can be m a d e an u n l i m i t e d supply determined. this is some sequence (so that copies be way N i. are of d u p l i c a t i n g No, two p i e c e s by making copies of s y s t e m s Thus, impossible. because the the if one money copy of the money) of c o p i e s . in the sequence same N i could can be then Now state, be without many given that state recovered. 86 Conjugate If the m o m e n t u m known about wise, of a p a r t i c l e its position; to be found if the p o s i t i o n conjugate possessing is known, of c o n j u g a t i o n and this it is e q u a l l y a fixed volume holds suggests from v a r i a b l e s then n o t h i n g then nothing The same r e l a t i o n variables is known, in other words, in all regions its momentum. Bases Like- about all pairs an e x t e n s i o n to basis likely V. is k n o w n between is of of the idea sets. Let [ai], be i=l,2,...,N two o r t h o - n o r m a l We call such a p a i r for all i and j. described and vice versa, Physically, A collection of bases present systems case w h e r e the above This not * found space. it_must is in a state have an equal found in any of the states to be b hi, i=l, ...,N it must h a v e l an in any a • 1 of bases will be called conjugate is conjugate. code is any c o m m u n i c a t i o n used as signals to e l e m e n t s describing entire Hilbert if each We can n o w a definition. physical space then in the c o l l e c t i o n A conjugate ponding if a system if it is in a state equal p r o b a b i l i t y i=l, ....N if and only if I (ai,bj)l 2 = iN conjugate of being [hi], for an N d i m e n s i o n a l by a i, i=l, ...,N, probability pair bases and the individual the sequence definition transmissions last of several condition are p l a c e d basis systems. Note of signals has more to be elements fulfilled in w h i c h in states conjugate does not require was scheme corres- of the H i l b e r t that than of c o n j u g a t e in the one e l e m e n t the vectors in the second the describing base sets. example but in the first. (ai,/b i) is the inner product <ailbi > in the D i r a c notation. 87 In a d d i t i o n of c o n j u g a t e to p a i r s bases. of c o n j u g a t e For example, bases, there are triplets in a t w o - d i m e n s i o n a l system we have [~, b] lal2:Ibl2=l (a,b)=0 [i/72 (a+b), i/72 (a-b) ] {i//2(a+ib) , 1//(a-ib)] Three such bases were three m e s s a g e s Are theorem mutually sets b i g g e r conjugate exists Suppose-the basis than t r i p l e t s ? In an H i l b e r t to the m u l t i p l i c i t y space of d i m e n s i o n of N m u t u a l l y c o n j u g a t e basis sets. be t h e o r e m to/true for N ~ M / / o Let space H of dem° i=l of 2 (N-I) ;/2, sets As[ a is] conjugate ortho-normal Proof: basis on an 2(M-l) :/2 ~ D .o. D and 2 , a for all ~ # 6 )i o We can then c o n s t r u c t the space H For the basis ~ H ~ ~.o first M basis, sets A s. the v e c t o r s *@ The f o l l o w i n g sets. C~=i...M be a set of m u t u a l l y Hilbert for sending can be received. that there is no limit Theorem: there used in the scheme no two of w h i c h there shows o aI M+i m u t u a l l y O we H = H M. s x~ a3 • s o • i is the tensor product. of all linear functions ~ set az s bases on * take a n a t u r a l Call A ~ the basis conjugate extension of the of H M c o n s i s t i n g i, j, • ~ • H x ~ H' is d e f i n e d from H into H'. ~ ~ ~ o of D o as the space 88 Note that is ~ ~ ~, 2 c~, am ~ m~ ) I2 = X M (a z~, ap ~) I ---X so these basis sets 1 = 7~ here, n+JG Mod(D) Since we take the vectors D 27Ti ~ E e D K=i q = 1 ... D and permutations (}) [A~] are m u t u a l l y conjugate. For the last basis, V(q'[P~]) = 1 x aK [P~], @ 2 ap2(K)... ~ M apM(K ) ~ = 2, 3 ... M is a set of cyclic on the integers 1 ... D. (i.e., P~(n) = for some integer J .) Call this last basis V. there are D cyclic p e r m u t a t i o n s there are D M-I sets on D intergers, [P~] and DxD M-1 = D M v e c t o r s V(q,[P~]) in V; as there should be. The p r o o f that V is o r t h o - n o r m a l So, actually, other basis sets, matter. of A s. is the p r o o f that V is c o n j u g a t e to the but I give it since it is the h e a r t Fix ~ and let W m a i ~ ...~ aZ of the be a typical v e c t o r Then D 27ri q K D I (W,V(q, [PSI) )12 = ~I Z e x K=i (ai(Z~ The inner p r o d u c t will be zero unless term of W. (Let P 1 lID1 (ai ® ~ ... a~ , ak ( D " " the ~th v e c t o r product. ' Then M ~ 1 M ... az 'aK Q ' ' ' a P M(K) ) 1 ap~(K ) equals be the identity.) one value of K, call it k. where is obvious. This h a p p e n s for just I (W,V(q, [P~]))I 2 = apM(k))l 2 is the same on both sides As for the rest, the ~th of the inner I (ai ~, a~P~k)) 12 = i/D