JEWELL 04 2 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00001 JEWELL 04 3 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00002 Contents Chairman's introduction 10 Foreword from the Chairman of the Editorial Board 12 Executive summary 13 Part 1: Annual progress 14 Part 2: Clinical activity 2012.... r , 15 Part 3: Outcomes after joint replacement 2003 to 2012 .19 Part 1 Annual progress 23 1.1 Introduction 23 1.1.1 1.1.2 1.1.3 The National Joint Registry Management and funding Content of the 10th Annual Report , .24 24 25 1.2 Data completeness and quality 1.2.1 1.2.2 Key indicators Operation totals 26 .......... 27 . , .29 1.3 Work of the NJR Steering Committee and its Sub-committees 33 1.3.1 1.3.2 1.3.3 1.3.4 1.3.5 1.3.6 1.3.7 1.3.8 34 34 35 36 ,36 38 39 40 Introduction NJR Steering Committee NJR Editorial Board - Mr Martyn Porter, Chairman Implant Performance Sub-committee - Mr Keith Tucker, Chairman Surgeon Outliers Sub-committee - Professor Paul Gregg, Chairman NJR Research Sub-committee - Professor Alex MacGregor, Chairman . . NJR Data Quality Group - Professor Paul Gregg, Chairman NJR Regional Clinical Coordinators' (RCC) Network - Mr Peter Howard, Chairman 1.4 Highlights 1.4.1 1.4.2 1.4.3 1.4.4 1.4.5 1.4.6 1.4.7 1.4.8 1.4.9 1.4.10 1.4.11 1.4.12 41 Geographic extension of the NJR Extension of the NJR: Elbows and shoulders Beyond Compliance: 'Protecting Patients, Supporting Innovation' Publication of consultant-level data Patient-focused initiatives NJR Feedback Services: Updates Proposed changes to the Minimum Dataset Price Benchmarking International developments Patient Reported Outcomes Measures (PROMs) NJR Fellowships Orthopaedic Data Evaluation Panel (ODEP) overview 42 42 42 44 .44 44 45 45 46 46 47 47 1.5 Finance 1.5.1 Appendix 1 48 Income and expenditure 2012/13 NJR Steering Committee 2012/13.. . Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 49 .50 Appendix 2 Appendix 3 List of papers, publications and research requests using NJR data Additional information on the NJR website 52 55 Part 2 Ciinfcal activity 2012 56 2.1 Introduction 56 2.1.1 5.7 Hospitals and treatment centres participating in the NJR 2.2 Hip replacement procedures 2012 2.2.1 2.2.2 60 Primary fotal hip replacement procedures (THR) 2012 Hip revision procedures 2012 • • • • .'62 80 2.3 Knee replacement procedures 2012 2.3.1 2.3.2 84 Primary knee replacement procedures 2012 Knee revision procedures 2012 86 101 2.4 Ankle replacement procedures 2012 103 2.4.1 2.4.2 104 109 Primary ankle replacement procedures 2012 Ankle revision procedures 2012 2.5 Elbow replacement procedures 2012 111 2.5.1 2.5.2 2.5.3 112 115 116 Primary elbow replacement procedures 2012 (nine months) Elbow revision procedures 2012 Elbow components used in primary and revision procedures, 2.6 Shoulder replacement procedures 2012 2.6.1 2.6.2 2.6.3 Primary shoulder replacement procedures 2012 (nine months) . Shoulder components used in priman/ procedures Shoulder revision procedures 2012 (nine months) 117 , , 118 121 . .121 Part 3 Outcornes after joint replacement 2003 to 2012 123 3.1 Summary of data sources and linkage 123 3.2 Outcomes after primary hip replacement 126 3.2.1 3.2.2 3.2.3 3.2.4 3.2.5 3.2.6 3.2.7 3.2.8 128 131 136 140 144 148 150 158 Overview of primary hip surgery Revisions after primary hip surgery Revisions for different causes after primary hip surgery Revisions after primary hip surgery for the main stem-cup brand combinations Revisions after primary hip surgery; Effect of head sizes for polyethylene liners Mortality after primary hip surgery In-depth study: Metal-on-metal hip resurfacing Conclusions 3.3 Outcomes after primary knee replacement 159 3.3.1 3.3.2 3.3.3 .160 165 .169 OverView of primary knee surgery Revisions after primary knee surgery . Revisions for different causes after primary knee surgery , Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 3.3.4 3.3.5 3.3.6 Revisions after primary knee surgery by main brands for TKR and UKR Mortality after primary knee surgery Conclusions , .•••.., .•••••. .173 179 ,181 3.4 Outcomes after primary ankle replacement 182 3.4.1 3.4.2 3.4.3 183 184 184 Overview of primary ankle surgery Revisions after primary ankle surgery Mortality after primary ankle surgery 3.5 PROMs outcomes 186 3.5.1 3.5.2 3.5.3 3.5.4 3.5.5 187 187 .188 196 201 Background to Patient Reported Outcome Measures (PROMs) Data linkage from PROMs to HES to NJR PROMs outcomes for primary hip replacements PROMs outcomes for primary knee replacements Conclusions Part 4 Trust™, Local Health Board- and unit-level activity and outcomes 2012 202 4.1 Introduction 202 4.2 Unit outlier analysis methodology 204 Trust-, Local Health Board- and unit-level data 206 Pari 1 tables Table 1.1 Table 1.2 Table 1.3 Total joint replacement procedures entered into the NJR, 2008/09 to 2012/13, recorded by country in which the procedure took place 29 Total joint replacement procedures entered into the NJR, 2008/09 to 2012/13, recorded by procedure type 30 Proportion of reported procedures by type of provider, 2008/09 to 2012/13 31 Pari 1 figures Figure 1.1 Figure 1.2 Compliance, Consent, and Linkability Rates from 2008 to 2013 Beyond Compliance data flow .28 43 Part 2 tables Table 2.1 Table 2.2 Table 2.3 Table 2.4 Table 2.5 Table 2.6 Table 2.7 Total number of hospitals and treatment centres in England and Wales able to participate in the NJR and the proportion actually participating in 2012 Number of participating hospitals, according to number of procedures performed during 2012 Procedure details, according to type of provider for hip procedures in 2012 Patient characteristics for primary hip replacement procedures in 2012, according to procedure type Age and gender for primary hip replacement patients in 2012 Indications for hip primary procedure based on age groups Surgical technique for primary hip replacement patients in 2012 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 58 58 .61 .64 65 .66 .71 Table 2.8 Thromboprophylaxis regime for primary hip replacement patients, prescribed at time of operation Table 2.9 Reported untoward intra-operative events for primary hip replacement patients in 2012, Table 2.10 73 according to procedure type 73 Patient characteristics for hip revision procedures in 2012, according to procedure type 81 Table 2.11 Indication for surgery for hip revision procedures 2008 to 2012 82 Table 2.12 Components removed during hip revision procedures in 2012 82 Table 2.13 Components used during single-stage hip revision procedures in 2012 83 Table 2.14 Procedure details, according to type of provider for knee procedures in 2012 85 Table 2.15 Patient characteristics for primary knee replacement procedures in 2012, according to procedure type 87 Table 2.16 Age and gender for primary knee replacement patients in 2012 91 Table 2.17 Characteristics of surgical practice for primary knee replacement procedures in 2012, according to procedure type Table 2.18 of operation Table 2.19 97 Reported untoward intra-operative events for primary knee replacement patients in 2012, according to procedure type Table 2.20 95 Thromboprophylaxis regime for primary knee replacement patients, prescribed at time Patient characteristics for knee revision procedures in 2012, according to procedure type 98 102 Table 2.21 Patient characteristics for primary ankle replacement procedures in 2012 105 Table 2.22 Age and gender for primary ankle replacement patients in 2012 .106 Table 2.23 Characteristics of surgical practice for primary ankle replacement procedures in 2012 Table 2.24 Thromboprophylaxis regime for primary ankle replacement patients, prescribed at Table 2.25 107 time of operation 108 Reported untoward intra-operative events for primary ankle replacement patients in 2012 108 Table 2.26 Details for ankle revision procedures in 2012 109 Table 2.27 Patient characteristics for ankle revision procedures in 2012 110 Table 2.28 Details for replacement primary elbow procedures in 2012 (nine months) 112 Table 2.29 Patient characteristics of primary elbow replacement procedures in 2012 (nine months) 113 Table 2.30 Characteristics of surgical practice for primary elbow replacement procedures in 2012 Table 2.31 Thromboprophylaxis regime for primary elbow replacement patients, prescribed at (nine months) time of operation 114 .115 Table 2.32 Details for elbow revision procedures in 2012 (nine months) 116 Table 2.33 Details for primary shoulder procedures in 2012 (nine months) 118 Table 2.34 Patient characteristics for primary shoulder procedures in 2012 (nine months) 119 Table 2.35 Characteristics of surgical practice for primary shoulder replacement procedures Table 2.36 Thromboprophylaxis regime for primary shoulder replacement patients, prescribed at time of operation 121 Table 2,37 Details for shoulder revision procedures in 2012 (nine months). 122 in 2012 (nine months) 120 Part 2 figures Figure 2.1 Percentage of participating hospitals by number of procedures per annum, 2004 to 2012 59 Figure 2.2 Figure 2.3 Primary hip procedures by type of provider 2012 Type of primary hip replacement procedures undertaken between 2005 and 2012 62 63 Figure 2.4 Figure 2.5 Age and gender for primary hip replacement patients in 2012 . Age for primary hip replacement patients between 2003 and 2012 67 68 Figure 2.6 ASA grades for primary hip replacement patients betvyeen 2003 and 2012 69 Figure 2.7 BMI for primary hip replacement patients between 2004 and 2012 70 Figure 2.8 Bone cement types for primary hip replacement procedures undertaken between 2004 and 2012 72 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Figure 2.9 Top five cemented hip stem brands, trends 2003 to 2012 75 Figure 2.10 Top five cemented hip cup brands, trends 2003 to 2012 75 Figure 2.11 Top five cementless hip stem brands, trends 2003 to 2012 76 Figure 2.12 Top five cementless hip cup brands, trends 2003 to 2012 77 Figure 2.13 Top five resurfacing head brands, trends 2003 to 2012 .78 Figure 2.14 Femoral head size, trends 2003 to 2012 79 Figure 2.15 Hip articulation, trends 2003 to 2012 79 Figure 2.16 Primary knee procedures by type of provider 2012 86 Figure 2.17 Type of primary knee replacement procedures undertaken between 2006 and 2012 88 Figure 2.18 Implant constraint for bicondylar primary knee replacement procedures between 2006 and 2012 89 Figure 2.19 Bearing type for unicondyiar implant used in primary knee replacement procedures undertaken between 2006 and 2012 90 Figure 2.20 Age and gender for primary knee replacement patients in 2012 92 Figure 2.21 ASA grades for primary knee replacement patients between 2003 and 2012 93 Figure 2.22 BMI for primary knee replacement patients between 2004 and 2012 94 Figure 2.23 Bone cement types for primary knee replacement procedures undertaken between 2003 and 2012 96 Figure 2.24 Top five total condylar knee brands, trends 2003 to 2012 98 Figure 2.25 Top five unicondyiar knee brands, trends 2003 to 2012 Figure 2.26 Top five patello-femoral knee brands, trends 2003 to 2012 100 99 Figure 2.27 Top five fixed hinged knee brands, trends 2003 to 2012 101 Part 3 tables Table 3.1 Table 3,2 Table 3.3 Summary description of datasets used forsun/ivorship analysis.. : Composition of person-level datasets for survivorship analysis , . . . . , , . . . . , . . . . . . . . , . ,124 .125 Numbers (%) of primary hip replacements by fixation and, within each fixation sub-group, by bearing surface 128 Table 3.4 Percentage of primary hip replacements performed each year by type of hip fixation and constraint Table 3.5 Distribution of consultant surgeon and unit caseload for each fixation type Table 3.6 Age (in years) at primary hip replacement, by fixation and main bearing surface. 131 Table 3.7 Kaplan-Meier estimates of the cumulative percentage probability of first revision (95% CI), at different times after the primary operation, for each fixation/bearing surface sub-group 132 Table 3.8: Revision rates (95% CI), expressed as number of revisions per 1,000 patient-years, 129 .130 for each recorded reason for first hip revision. Rates shown are for all revised cases and Table 3.9 by fixation and bearing surface Revision rates, expressed as numbers per 1,000 patient-years, for any reason, according , to time interval from primary operation Table 3,10 Revision rates (95% CI), expressed as numbers per 1,000 patient-years, for each reason, Table 3,11 by time interval from primary operation Kaplan-Meier estimates of the cumulative percentage probability of first revision (95% CI) at 137 .139 139 different times after the primary operation, for cup-stem brand combinations with large group sizes (>2,500 or >1,000 in the case of resurfacings) Table 3.12 .141 Kaplan-Meier estimates of the cumulative percentage probability of first revision (95% CI) at different times after the primary operation for cup-stem brand combinations with large group sizes (>10,000) with further subdivision by main bearing surface (provided the sub-group size > 1,000) 143 Table 3.13 Kaplan-Meier estimates of the cumulative percentage mortality (95% CI), at different times after primary hip operation, for all cases and by age/gender 149 Table L1 Table l_2 Description of comparison groups: number of cases (percentage of totai) Predicted revision rates for 55-year-o!d males by prosthesis and head size (95% CI) 154 155 JEWELL 04 8 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00007 Table L3 Predicted revision rates for 55-year-old females by prosthesis and head size (95% CI) Table L4 Comparison of most commonly used brands; predicted revision rates for 55-year-old Table L5 Reasons for revision (95% CI), expressed as incidence per 1,000 patient-years, by 155 patients (95% CI) Table 3.14 Table 3.15 156 articulation and fixation 157 Numbers and percentages of primary knee replacements by fixation method and bearing type 161 Percentage of primary knee replacements performed each year by method of fixation and, within each fixation group, by bearing type 162 Table 3.16 Distribution of consultant surgeon and unit caseload for each fixation type 163 Table 3.17 Age (in years) at primary operation for different types of knee replacement; by fixation and bearing type . . .164 Table 3.18 Kaplan-Meier estimates of the cumulative percentage probability of first revision (95% CI) at specified times after primary knee replacement, by fixation and bearing type 166 Table 3,19 Revision rates (95% CI), expressed as number of revisions per 1,000 patient-years, for each recorded Table 3.20 Revision rates (95% CI), expressed as number of revisions per 1,000 patient-years, for each recorded Table 3.21 Kaplan-Meier estimated cumulative percentage probability of first revision (95% CI) of a primary total knee Table 3.22 Kaplan-Meier estimates of the cumulative percentage probability of first revision (95% CI) of a reason for first knee revision. Rates shown are for all revised cases and by fixation type 170 reason for first knee revision. Rates shown are for each fixation/bearing surface sub-group 171 replacement by main type of implant brand at the indicated number of years after primary operation) 174 primary unicompartmental knee replacement by main type of implant brand at the indicated number of years after primary operation Table 3.23 175 Kaplan-Meier estimates of the cumulative percentage probability of first revision (95% CI) of a total knee replacement at the indicated number of years after primary operation, by main implant brands and type of fixation and constraint Table 3,24 176 Age and gender distribution of patients undergoing all types of primary knee replacement operations for the period 2003 to 2012 Table 3.25 179 Kaplan-Meier estimated cumulative percentage probability (95% CI) of a patient dying at the indicated number of years after a primary knee joint replacement operation (i) by age group and gender and (ii) for all patients 180 Table 3.26 Number of primary ankle operations by year 183 Table 3.27 Number of primary ankles by ankle brand Table 3.28 Reasons for ankle revision (not mutually exclusive) Table 3.29 Overall outcomes after primaiy hip surgery Table 3.30 Bias in Q2 completion of EQ-5D Index, EQ-5D Health Scale (VAS), Oxford Hip Score 190 Table 3.31 Changes in EQ-5D Index tor hip primaries with index scores at both time points 190 Table 3.32 Changes in EQ-5D Heaith Scale Score (VAS) for hip primaries with scores at both time points 192 Table 3.33 Changes in Oxford Hip Score for hip primaries with scores at both time points 193 Table 3.34 Overall outcomes after primary knee surgery 196 Table 3.35 Bias in Q2 completion of EQ-5D Index, EQ-5D Heaith Scale (VAS), Oxford Knee Score 197 Table 3.36 Changes in EQ-5D Index for knee primaries with index scores at both time points 198 Table 3.37 Changes in EQ-5D Health Scale score (VAS) for knee primaries with scores at both time points 198 Table 3.38 Changes in Oxford Knee Score for knee primaries with scores at both time points 198 183 .184 189 Part 3 figures Figure 3.1 Patients with hip, knee and ankle primary operations within the survivorship data, sets Figure 3.2 Comparison of cumulative hazard of first revision for cemented hips with different bearing surfaces (with 95% CI) Figure 3.3 125 133 Comparison of cumulative hazard of first hip revision for uncemented hips with different bearing surfaces (with 95% CI) ifl|I|l) Vv% , 134 wwwjTJrcentre.org.uk JEWELL 04 9 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00008 Figure 3.4 Comparison of cumulative hazard of a first hip revision for hybrid (not including reverse hybrid) hips with different bearing surfaces (with 95% CI) Comparison of the cumulative hazard for revision for different head sizes for metal-on-polyethylene monobloc cup Figure 3.5 (i) .135 145 Figure 3.5 (ii) Comparison of the cumulative hazard for revision for different head sizes for metal-on-polyethylene with metal shell/poiyethylene liners Comparison of the cumulative hazard for revision for different head sizes for ceramic-on-polyethylene 146 Figure 3.5 (iii) with polyethylene monobloc cup Comparison of the cumulative hazard for revision for different head sizes for ceramic-on-polyethylene 147 Figure 3.5 (iv) Figure L1 with metal shell/polyethylene liners Cumuiative hazard of revision after resurfacing by gender (with 95% CI) 148 152 Figure L2 Estimated cumuiative incidence of revision for 55-year-old male by prosthesis type 153 Figure L3 Estimated cumulative incidence of revision for 55-year-old female by prosthesis type 153 Figure 3.6 Cumulative hazard (x100) of a first revision for different types of primary knee replacement at increasing years after the primary surgery (with 95% CI) 168 Figure 3.7 Comparison of the cumulative hazard (x100) of a knee prosthesis first revision for different bearing types at increasing years after the primary surgery when the primary arthroplasty Figure 3.8 (i) Figure 3.8 (ii) method of fixation was cemented only (with 95% CI) Histogram to compare the distributions of the EQ-5D Health Scale Score (VAS) between Q1 169 and Q2 in cases with scores at both time points (n=80,394). At Q1 . . . 194 Histogram to compare the distributions of the EQ-5D Health Scale Score (VAS) between Q1 and Q2 in cases with scores at both time points (n=80,394). At Q2 Figure 3.9 (i) 194 Histogram to compare the distributions of the Oxford Hip Score between Q1 and Q2 in cases with scores at both time points (n=92,133). At Q1 195 Figure 3.9 (ii) Histogram to compare the distributions of the Oxford Hip Score between Q l and Q2 in cases with scores at both time points (n=92,133). At 0 2 195 Figure 3.10 (i) Histogram to compare the distributions of EQ-5D Heaith Scale Score (VAS) between Q1 and Q2 in cases with scores at both time points (n=84,031). At Q l 199 Figure 3.10 (ii) Histogram to compare the distributions of EQ-5D Health Scale Score (VAS) between Q1 and 0 2 in cases with scores at both time points (n=84,031). At Q2 199 Figure 3.11 (i) Histogram to compare the distributions of the Oxford Knee Score between 0 1 and Q2 in Figure 3.11 (ii) cases with scores at both time points (n=93,353). At Q1 200 Histogram to compare the distributions of the Oxford Knee Score between Q l and 0 2 in cases with scores at both time points (n=93,353). At Q2 200 Glossary Glossary 232 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Laurel Powers-Freeling It has been another busy year for the National Joint Registry (NJR), which continues to develop and mature as the world's largest orthopaedic registry and show leadership in analysis and communication of insights we glean from our rich pool of data. Normally my 'thanks to colleagues' goes at the end of the Chairman's Introduction, but given the extraordinary efforts and change we have seen this year, I want to acknowledge up-front my gratitude to the NJR Steering Committee, and in particular to note the outstanding contributions made by our Vice Chairman, Professor Paul Gregg, Mr Martyn Porter, Mr Keith Tucker, Professor Alex MacGregor and Mr Peter Howard. Without their commitment and generosity of time and spirit, much of the work of the NJR would not have been possible. I would also like to thank our partners: University of Bristol, led by Professor Ashley Biom; Northgate Information Solutions; as well as the NJR management team at the Healthcare Quality Improvement Partnership, led by Elaine Young, who receives our special thanks for her dedication and hard work. Historically, the data collection and analysis done by the NJR has focused on hip and knee replacement, and from April 2010 ankle replacement, and has done so only for procedures done in England and Wales. In April 2012, however, we extended our data collection to include elbow and shoulder joint replacements, as well as implementing a two-year pilot study of Patient Reported Outcomes Measures for shoulders, with data collected from patients at six months postsurgery. As well as new joint types, we have also extended the NJR geographically with the inclusion of data from Northern Ireland, and are currently in discussions to incorporate data from the Isle of Man. Given the growth and development of the NJR, we took the opportunity in this, our tenth year of operation, to step back and review our purpose and strategic aims, as well as considering how our structure, funding model and major activities support our aims. Key developments from this review include the establishment of a new Executive Committee to handle the rapidly expanding day-to-day management of the NJR; establishment of a new Medical Advisory Committee intended to provide a forum to gather views from our medical stakeholders, in particular the medical societies; the creation of a new NJR Medical Director executive post to partially relieve the burden carried by volunteers on the Steering Committee; and, we have established a formal Patient Network to ensure that the voice of the patient is heard in all the work we do. In addition, we plan to broaden the membership of the NJR Sub-committees to include a wider representation of stakeholders than those exclusively on the NJR Steering Committee. Work is ongoing to finalise these arrangements. In September 2012, we launched our new Annual Clinical Reports, which were circulated to Trust, Local Health Board and independent provider Chief Executives detailing a range of performance information for their hospitals. This was a major step forward in providing units with feedback on the data held for them by the NJR. Another important initiative in which the NJR has been an integral member is the establishment of the initiative Beyond Compliance, which invites implant manufacturers on a voluntary basis to go beyond the requirements of the implant CE mark and enter a rigorous, ongoing monitoring process for newlydeveloped implants. The NJR supports the British Orthopaedic Association and the Medicines and Healthcare products Regulatory Agency, who are the joint leaders of this programme, by providing data and operational support. We are proud to be a part of this world-leading development. In support of better cost-effectiveness of implant purchasing by Trusts, the NJR was commissioned by the Department of Health under the QIPP Orthopaedic Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Procurement Group (see page 45) to look at pricing data across NHS Trusts and Local Health Boards in England and Wales; 35 units have been involved in the pilot study to date. By matching actual cost data with NJR data, a potential suite of tools will enable healthcare organisations to analyse and compare spend and usage of orthopaedic implant products. The goal is to develop a model that can be extended nationally. NHS England recently announced through the 'Everyone Counts' initiative that outcome of surgery at individual consultant level would be published by the end of June 2013 for ten clinical areas, one of which is hip and knee, and which is supported by data from the NJR. At the same time, the NJR has also developed a surgeon and hospital profile system that has been used as the publication vehicle. The magnitude and complexity of this exercise for orthopaedics has relied on a huge amount of work and collaboration between the NJR and the British Orthopaedic Association, with support from the specialist societies, the British Association for Surgery of the Knee and the British Hip Society. Despite very tight deadlines, we were able to publish data on the new NJR system, which we intend to develop further in the coming year to provide surgeons and trusts with the ability to customise profiles that are made available to the public. In June this year, the NJR hosted the 2nd Annual Congress for the International Society of Arthroplasty Registries (ISAR) in Stratford-upon-Avon, providing us with an opportunity to showcase our work and influence the development of future international cooperation. We look forward to the 3rd ISAR Congress in Boston, USA in 2014. and with intentions to make a further appointment this year. * CoFi Co ana a a loaf loo a ~ we have developed a new communications strategy for 2013/14, which has included the recent launch of NJR social media platforms, including Twitter, Facebook and our first eBulietin news service, with more innovations planned for next year. * Cow Aooool Report format - work is ongoing that will see NJR Annual Reporting data presented online, taking into accounta stakeholder survey of preferences and views. Finally, we will be holding a special celebration of the NJR's '10th Birthday' this September with a special stakeholder reception to launch this Annual Report. While I gave my thanks to colleagues at the beginning of this introduction, I would like to close by mentioning the members of the NJRSC who will be steppingdown during 2013/14, which include Professor Paul Gregg, Mick Borroff and Professor Alex MacGregor - all of whom have been on the Steering Committee since its inception. I would also like to thank Andrew Wood head who has served on the NJRSC since 2007, and Dean Sleigh who stepped down in March 2013 and has served on the NJRSC since 2008. Each of them can rightly take pride in having built the NJR and in the importance of the work we do today. Yours sincerely, As we move from this year to next, the NJR has a number of new activities and plans that we believe will further support our stakeholders, including; •* Patient implant Cards- •• we are undertaking a pilot study with the aim of introducing a patient implant card designed to improve online access to information for patients and also provide feedback to the NJR. Laurel Powers-Freeling Chairman, National Joint Registry Steering Committee * CJR Faansarch Fallows ~ due to the success of the NJR Research Fellows posts, the programme will continue, with one new Fellow now appointed Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 The 2013/14 year marks the 10th anniversary of the National Joint Registry. By 31 March 2013 the NJR held more than 1.4 million records and nearly 200,000 submissions were received on hip, knee, ankle, shoulder, and elbow replacements. The in-year compliance is over 90% and the overall compliance, since 2003, is 86.8%. It was interesting to note that 55% of joint replacement activity carried out in independent hospitals was funded by the NHS. The previous trend in terms of the uncemented fixation continues and the use of metal-on-polyethyiene and ceramic-on-ceramic bearings predominate. The use of the metal-on-metal articulation has declined to very low levels. The knee replacement trends continue very much as they have done over the lifespan of the registry with the posterior cruciate retaining bicondylar cemented knee being the procedure of choice. Despite higher observed revision probability with the unicondylar knees these have still maintained about 8% of the market. An important change this year in Part Three of the report has been the use of the Kaplan-Meier survivorship estimates for all information in the tables instead of the Nelson-Aalen cumulative hazard used previously, although the latter technique has been used for the graphs. The details of this are explained in Part Three itself. It is also important to note that the data has not been fully risk adjusted. Instead it has been presented according to a combination of fixation attributes and in the larger groups also with different bearing attributes as we did last year. Instead of considering survival of a single component, both the stem and cup brand have been considered together and in the larger groups further broken down in relation to the bearing used within the brand companies. This allows a more realistic view on the effect of the 'whole' hip replacement. However, as the data has not been fully risk adjusted care needs to be taken interpreting the results and, as always, I would recommend looking at the upper and lower confidence intervals around the mean to ascertain whether any differences are likely to be statistically significant. For the first time Patient Reported Outcome Measures are reported. This represents a major step forward looking at other factors apart from revision which may affect the outcome. It is still relatively early days both in terms of understanding how this data should be statistically analysed and how the findings should be incorporated. With such a large database the NJR is clearly having a larger influence on the evidence base. However, it will probably take another ten years before the full effects and benefits of bearing performance are fully appreciated. The availability of new materials and a better understanding of the biomechanics of joints have resulted in many new innovations being available to orthopaedic surgeons. An important role of the NJR has been to maintain a close surveillance on the early adoption of new technologies and our implant performance Scrutiny Group regularly review clinical publications and results reported by international registries. It is important that this review of other data takes place because the numbers of any new product implanted in one country are often too smail for any definitive decisions on performance to be made within the first couple of years following the initial implantations. The planning for the 11th Annual Report is already underway and I would like to point out that the format of next year's report is likely to be significantly different. We are intending to concentrate on providing online and interactive report features. The traditional printed report will be a much briefer summary and in this context the 10th Annual Report is likely to be last of the larger report formats. Once again I would like to thank everybody who has contributed to the registry, not least to the patients for allowing their data to be recorded and to all surgeons for entering their data in to the NJR. M l Pl Martyrs Porter Chairman, Editorial Board Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 JEWELL 0 54 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00013 The 10th Annual Report of the National Joint Registry for England, Wales and Northern Ireland is the formai public report for the period 1 April 2012 to 31 March 2013 (Part One). Also included are statistics on joint replacement activity for the period 1 January to 31 December 2012 (Part Two) and survivorship and more detailed statistical analysis on hip and knee joint replacement surgery using data from 1 April 2003 to 31 December 2012 (Part Three). Part Four shows indicators for hip and knee joint replacement procedures by Trust and unit based on the 2012 calendar year. The NJR began collecting data on hip and knee replacement operations on 1 April 2003. Data collection on ankle replacements began on 1 Aprii 2010 and on shoulder and elbow replacements on 1 April 2012. Data collection in Northern Ireland began in February 2013. The total number of procedures recorded in the NJR exceeded 1.4 million records by 31 March 2013, with 2012/13 having the highest ever annual number of submissions at 196,403. The NJR uses rates of compliance (case ascertainment), patient consent, and linkability (the ability to link a patient's primary procedure to a revision procedure) as its key data quality indicators. Details of how these are calculated are included in the report. At 91 %, 2012/13 saw the highest annual rate of consent recorded, whilst linkability remained constant at 96%. The NJR Steering Committee and its sub-committees are vital to the running and development of the NJR. A key focus of the steering committee throughout the last year has been to review the NJR's priorities and its governance and operating model, in recognition of the great increase in scope and responsibilities of the NJR since its formation in November 2002. NJR Editorial Board, and the NJR Data Quality Group. The reports from the respective Chairman of the Implant Performance Sub-committee and the Surgeon Outlier Sub-committee outline how outlier analysis is undertaken and include the high level outcomes of the monitoring process for 2012/13. The work of the NJR has continued to expand throughout 2012/13. In April 2012, details of shoulder and elbow joint replacement procedures were added to the data collection, Northern Ireland joined the NJR in February 2013, and the NJR began the next phase of its PROMs study: the follow up, at three years, of approximately 43,000 hip and knee replacement patients. The report also outlines two other major developments being supported by the NJR: Price Benchmarking and Beyond Compliance. Price Benchmarking is sponsored by the Department of Health and is currently in the second phase of its pilot. The service, when fully implemented, will provide a comparison of implant prices across NHS England and NHS Wales. Beyond Compliance is a voluntary, post-market surveillance process that goes beyond the normal, regulatory requirements for the introduction, to market, of new implants. Using a central data repository consisting of data from numerous sources, new implants can be more closely followed up with the intention of them being introduced to market in a more controlled fashion than has been possible previously. The NJR has continued to increase its presence internationally and is a full member of both the International Society of Arthroplasty Registers (ISAR) and the Internationa! Consortium of Orthopaedic Registers (ICOR). The NJR recently hosted ISAR's 2nd Annual Congress (June 2013). The report highlights the ongoing work of the Implant Performance Sub-committee, the Surgeon Outlier Subcommittee, the NJR Research Sub-committee, the Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Part Two of the NJR TOth Annual Report includes data on clinical activity•- volumes and surgical technique, in relation to hip, knee and ankie procedures carried out in England and Wales between 1 January 2012 and 31 December 2012. It also includes information on elbow and shoulder prostheses between 1 April 2012 and 31 December 2012. To be included in the report all procedures must have been entered into the NJR by 28 February 2013. During 2012 there were 413 orthopaedic units that were active and this included 240 NHS hospitals and 163 independent units. The remaining units were independent sector treatment centres. A total of 96% of units submitted at least one procedure carried out within the calendar year 2012 to the NJR. The average number of hip replacements submitted per unit was 218 and for knee replacement 235. Just over 1 % of activity in NHS hospitals is independently funded but in independent hospitals the majority of work (55%) is now funded by the NHS. Hip replacement procedures A total of 86,488 hip procedures were recorded on the NJR in 2012 which represented a 7.5% increase from last year. Of these 76,448 were primary and 10,040 were revision procedures. The 'revision' burden now stands at 12% of total hip activity compared to 11 % in 2011. In terms of fixation of hip replacement in 2012 the trend was very similar to 2011 where cementless fixation predominates at 43% with a slight reduction in cemented hip replacement to 33% (compared to 36% last year) and a slight increase in the use of hybrid fixation at 20% (compared to 18% last year). The use of hip resurfacing has now fallen to 1 % and large head metal-on-metal replacements to 2%. Patient characteristics have remained fairly constant with an average age of 68.7 years and a predominance of female patients (60%). The proportion of patients within age ranges has remained virtually the same in the 10 years that the NJR has been recording data with about one third of patients being in the age range 70 to 79 and just over 1 % being less than 40 years at the time of surgery. The average body mass index (BMI) increased very slightly to 28.7 compared to 28.6 in 2011. The ASA distribution is identical to last year with only 15% being ASA grade 1 and the majority of patients being ASA grade 2. However, there were important differences in patients ASA grades between those treated within NHS hospitals compared to independent hospitals. For example, 21 % of patients treated in NHS hospitals had an ASA grade 3 compared to just 7% in independent hospitals and patients with ASA grade 1 (fittest patients) were just 11 % in the NHS and almost double (21 %) in independent hospitals. These data would suggest that a much fitter cohort of patients are treated in independent hospitals which is important when comparing outcomes between these two sectors. As previously noted, both the age and gender of the patient have strong associations with the type of replacement carried out. For example, in female patients less than 50 years of age about 68% were cementless replacements compared to just 21 % in the age range between 80 and 89. The most common diagnosis was osteoarthritis but again the age of the patient had a strong influence on the diagnosis and in young patients, as expected, there was a much higher incidence of patients with a diagnosis of avascular necrosis and hip dysplasia compared to the more elderly cohort of patients. The surgical techniques were very similar to those recorded in 2011, the lateral position being used in 93% of cases and a slight increase in the use of the posterior approach to 61 % compared to 59% last year. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Minimally-invasive surgery (MIS) was recorded as being used in 5% and image-guided surgery was used very infrequently in just 0.3% of cases. In terms of thromboprophylaxis a multi-modal regime was commonly used with low molecular weight Heparin being used in 73% of cases and TED stockings in 66%. In 2012, 146 brands of femoral stem, 101 brands of acetabular cup and eight brands of resurfacing cup were used. Using the Orthopaedic Data Evaluation Panel (ODEP) ratings only about half of all femoral and acetabular components had an ODEP rating in primary arthroplasty. However, the components used with the full 10A benchmark rating was 88% for cemented stems, 69% for cementless stems, 34% in cemented cups, 3% for cementless cups and 63% for resurfacing cups. In terms of brand choice the Exeter V40 stem was most commonly used in 66% of cemented hips and the contemporary cup used in about 34% of cases. A rapid rise of the Exeter rim fit cup introduced in 2010 was observed. This now has a market share of about 12%, obtained in a very short time period. In regard to cementless fixation the Coraii stem has maintained its position as the most commonly used stem in about 46% of cases and the Pinnacle socket in 33%. The use of resurfacing in 2012 fell to 1,075 compared to 1,883 in 2011. The Birmingham hip resurfacing is the most popular implant used. The preference to use large diameter heads to improve stability continues with about 30% of femoral heads being 36 millimetres, another 30% being 32 millimetres and nearly 40% being 28 millimetres. Head sizes over 36 millimetres are now only rarely used as is the smaller head size of 22.25 millimetres. in terms of bearing combinations the use of metalon-polyethylene (this includes standard and cross link polyethylene) remains the most common selection in just under 60% of cases followed by a ceramic-onceramic articulation. There is a slight increase in the use of ceramic-on-polyethylene and the use of metalon-metal articulation continues to fail. There were 10,040 hip revision procedures recorded in 2012 of which 88% were single-stage revisions. Aseptic loosening was the most commonly recorded indication for revision surgery in 40%, infection in 12% that increased to 13% for adverse soft tissue reactions (1,330 cases). Patients undergoing revision surgery are less fit than patients undergoing primary replacement with one third of patients being graded as ASA grade 3 for staged revision surgery. NHS hospitals incurred most of the burden of revision operations - 83% compared to independent hospitals 15%. This differs to the activity of primary surgery where NHS hospitals carried out 69% of primary surgery compared to 27% in the independent sector. When the revision is carried out in a single operation both the cup and stem are removed in 45% of cases, the acetabular component only in 30% and the femoral stem only in 14%. The revision components used during single-stage hip revision is approximately equal between cemented and cementless (28% versus 29%) whereas on the acetabular side cementless components are used three times more frequently (58% versus 18%) than cemented components. Knee replacement procedures In 2012, 90,842 knee replacement procedures were entered into the NJR representing an increase of 7.3% compared to 2011. In these procedures 84,833 were primaries and 6,009 were revision procedures. The revision burden of knee replacement is just over 6.5% which is just over half of the revision burden of hip replacements. The type of knee replacements used has remained remarkably constant over the last three to four years with 86% being cemented total knee replacements, 8% being unicondyiar replacements, 3% total knee replacements not using cement and only about 1 % being patello-femoral replacements. In terms of surgical technique a medial parapatellar approach was used in 93% of procedures. MIS was used in just 2% of total knee replacements but much more frequently in unicondyiar replacements (46%). The patella was resurfaced in 38% of primary cemented knee replacements but in just 7% of cementless total knee replacements. As in hip replacements thromboprophylaxis tended to be multimodal with low molecular weight Heparin being used in 72% of cases and TED stockings in 70%. The RFC Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Sigma was the most commonly used total condylar knee replacement being used in just under 37% of cases. For the unicondylar replacement there was a slight decrease in the use of the Oxford which had just over 60% of the market share. A total of 6,009 knee revision procedures were reported in 2012 representing an increase of 17% compared to 2011. The vast majority of these (78%) were single-stage revision operations. As in hip revisions, patients undergoing revision knee replacements tended to be less fit than patients undergoing primary replacement and 85% of the revisions were carried out within NHS hospitals compared to 69% of primaries indicating that it is the NHS that picks up a disproportionate amount of the knee revision burden. Indications for revision surgery were recorded as aseptic loosening in 32% of cases and infection in 22%. Ankle replacement procedures This is only the second full year of recording ankle replacements with data collection starting on 1 April 2010. The compliance has improved from 64% last year to 77%. Of the ankle replacements recorded for the calendar year 2012 there were 590 ankle replacements including 540 primaries and 50 revisions. The majority, 86%, were funded by the NHS and the patient characteristics in terms of ASA and BMI were not dissimilar to that of patients undergoing hip and knee replacement. Unlike hip replacements male gender was recorded in 58% of cases and osteoarthritis was the most common diagnosis in 84% and inflammatory arthritis in 13%. Additional information is recorded on ankles including tibia-hindfoot alignment of 46% being in neutral position and the range of ankle dorsiflexion, 42% having dorsiflexion between five and 20 degrees and 54% having plantarflexion between five and 15 degrees. In terms of surgical technique the anterior approach was the most common in 97% and in 11 % Achilles tendon lengthening was carried out. Bone grafts were used in 15%. For prophylaxis low molecular weight Heparin was used in 80%. 56% had TED stockings but there was less reliance on calf or foot compression compared to hip and knee replacements. The main implant used was the DePuy Mobility in 52% followed by the Zenith ankle replacement manufactured by Corin in 20%. Of the 50 ankle revision procedures most, 46, were carried out on the NHS. The main indicators for revision were undiagnosed pain (36%), suspicion of infection (26%), aseptic loosening of the tibial component (18%) and aseptic loosening of the talar component (16%). Elbow replacement procedures This is the first year that we have reported on elbow replacement and shoulder replacement surgery with data collection starting on 1 April 2012 and therefore the reporting period is nine months rather than the full calendar year.. There were 288 elbow replacement procedures which include 214 primary and 74 revision procedures. Many of the revision procedures clearly relate to previous periods of implantation. 89% of the primaries were total replacements and 9% were radial head replacements. The indications for surgery were more variable compared to other procedures in this report with osteoarthritis only comprising 32%, inflammatory arthritis 33% and trauma or trauma sequelae comprising a further 37%. The average age of patients was 65 (female) and 67 (male). 89% were treated in the NHS. The posterior approach was used in 89% of cases and humeral bone graft in 16%. 59% had low molecular weight Heparin and 54% TED stockings. Of the 74 revision procedures, 50% were carried out for aseptic loosening, 18% for infection, 12% for instability and 19% for peri-prosthetic fracture. The Coonrad Morrey prosthesis manufactured by Zimmer had 45% of the market share. Shoulder replacement procedures Shoulder replacements are again reported for nine months of the calendar year 2012 for reasons explained under the elbow section. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 A total of 2,225 shoulder replacement procedures were recorded including 1,968 primaries and 257 revisions. Of the primary procedures there was quite a diverse mix of prostheses with 27% being primary total replacements, 15% hemi-arthroplasty, 6% resurfacing, 22% hemi-resurfacing and 30%, or 597, reverse prostheses. Osteoarthritis was the primary diagnosis in 61 % of cases but 24% of patients were reported to have cuff tear arthropathy. The mean age of female patients (73.2 years) was greater than that of male patients (68,8 years) and 72% of patients were female. The most common surgical approach was the Delta pectoral approach in 75%. Humeral bone graft was used in 12%. A tenotomy of the long head of biceps was carried out in 45% of patients and the rotator cuff condition was described as normal in just 43%. 57% of patients received low molecular weight Heparin. Of the 257 revision procedures, the indications for surgery were variable; just 14% for aseptic loosening, 30% were conversion of hemi to total and 25% were revision for cuff insufficiency. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Part Three of the 10th Annual Report descnoes the clinical outcomes represented by survivorship data and mortality in relation to hip and knee replacements carried out in England and Wales between 1 April 2003 and 31 December 2012. This represents nearly ten years of survivorship information. It also includes for the first time pre- and postoperative Patient Reported Outcome Measures (PROMs) collected since April 2009. The National Joint Registry contains over 1.4 million operations but because of exclusions in relation to patient identifiers, iinkage issues and other causes, the survivorship analysis was based on 539,372 primary hips with 11,780 linked first revisions, 589,028 primary knees and 11,666 linked first revisions and 1,417 ankles with 9 linked first revisions. This year we have used Kaplan-Meier estimates and the cumulative chance of revision of first implant or death of patient but we have continued to use NeisonAalen cumulative hazard estimates for the graphs. Details of these statistical methodologies are explained in the appendices to this report. Hip replacement, procedures The data describes the number of patients and percentages of implant fixation combinations with those of bearing surface combinations and illustrates the change of usage of both fixation and bearing between 2003 and 2012 inclusive. This shows interesting changes over the years, for example in 2003, 55,3% of all hip replacements were metal-onpoiyethylene cemented replacements but in 2012 this has nearly halved to just 28.6%. In comparison the rmetal-on-polyethylene uncemented hip replacement was used in just 6.2% of cases in 2003 and this has almost trebled to 17.8% in 2012. The ceramic-onceramic uncemented hip replacement has also shown a rapid increase from just 3.5% in 2003 to a nearly six fold increase to 19.2% in 2012. The use of metal-on- metal resurfacing peaked at 10.8% in 2006 and was just 1.3% in 2012. The unadjusted Kaplan-Meier survivorship estimates are presented for each of these fixation and bearing combinations within the report. The lowest revision rate at nine years was that of the ceramic-on-polyethylene cemented hip replacement with a cumulative probability of first revision of just 1.84% (95% Ci of 1.51 % to 2.24%). Considering all bearing combinations overall, cemented hip replacement had a cumulative percentage revision probability of 2.71 % (2.57% to 2.87%) at nine years after operation compared to 6.71% (6.40% to 7.05%) with uncemented fixation, once again the ceramic-on-polyethylene bearing had the lowest revision rate within the uncemented fixation group. The hybrid and reversed hybrid groups were somewhere between the cemented and uncemented fixation groups with a nine-year revision probability of 3.42% (3.10% to 3.76%) for hybrids and 3.37% (2.52% to 4.33%) for reverse hybrids. When a metal-on-metal articulation was used with cementless fixation the nine-year revision probability of a first implant was 17.66% (15.93% to 19.56%). This was similar to the metal-on-metal resurfacing which had a revision probability of 12.31 % (11.62% to 13.04%) at nine years. The number of revisions by indication for revision are presented per 1,000 patient-years for fixation and bearing, for example for dislocation/subluxation there were 0.89 (0.83-0.96) revisions per 1,000 patientyears with cemented fixation but this was just 0.43 (0.34 to 0.53) when meta!-on-metal resurfacing was used. Soft tissue reaction was recorded in 0.02 (0.01 to 0.05) of cemented metal-on-polyethy!ene replacements compared to 3.55 (3.05 to 4.13) of metal-on-metal resurfacing and 5.50 (4.90 to 6.20) of metal-on-metal uncemented replacement. The revision rates following surgery were not linear, for example the revision rate for 1,000 patient-years within one Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 year of surgery was 7.71 (7.47 to 7.96) but this fell to 4.60 (4.45 to 4.75) between one and three years from primary operation. The Kaplan-Meier cumulative probabilities of a first prosthesis revision are listed for a large number of cup stem brand combinations. For example, the cemented Exeter V40 - Elite Plus Ogee socket combination had a revision probability after nine years of 1.57% (1.30% to 1.90%) and the uncemented Furlong HAG stem CSF had a cumulative probability of first revision nine years after surgery of 2.97% (2.59% to 3.40%). For the cup stem brand combinations with over 10,000 cases the brand combinations were further broken down to examine the effect of bearing surface, for example, the Exeter V40 Contemporary metalon-polyethylene bearing had a nine-year first revision probability of 2.33% (2.00% to 2.70%) but when the ceramic-on-polyethylene bearing was used with the same brands the cumulative chance of revision after nine years was 1.87% (1.20% to 2.90%). The Corail Pinnacle group was interesting as the effect of the bearing could be clearly seen. Eight years post surgery, the chance of first revision was 5.89% (5.11 % to 6.79%). However, within this group with a Corail Pinnacle combination, if a ceramic-on-polyethylene bearing was used the probability of first revision was just 1,84% (1.34% to 2.51 %) whereas when a metalon-metal bearing was used the cumulative probability was 11.10% (9.06% to 13.58%). With resurfacing clear differences could be seen between the brands. Eight years after the primary surgery, the probability of first revision with the Birmingham hip (BHR) resurfacing was 6.61% (6.12% to 7.13%) compared to 29.69% (27.03% to 32.55%) when the ASR was used. Cumulative revision probabilities were also considered as a function of head size and head material when used with a polyethylene liner. This allowed multiple comparisons, for example, when a metal head was used with a polyethylene liner contained in a metal shell, the revision probabilities were higher for the larger 44 millimetre head compared to the 28 millimetre head. The cumulative probability of death at different times after the primary/ surgery is presented broken down by gender and age group. The risk of death within 90 days of surgery overall was 0.51 % (0.50% to 0.53%). In female patients this ranged from 0.21 % (0.16% to 0.27%) in patients less than 55 years to 1.31 % (1.22% to 1.41 %) in patients 80 years and above and at nine years after primary surgery the cumulative probability of death in male patients less than 55 years was 4.39% (3.88% to 4.96%) compared to 65.67% (63.62% to 67.72%) for patients aged 80 and above. One of the in-depth studies, that of metal-on-metal hip resurfacing was published in The Lancet in October 2012. In this paper the effects of age, gender and femoral head size are considered and the best outcomes were observed in male patients aged 55 years with a head size of 54 millimetres where the revision rate at seven years was 2.47% (1.90% to 3.20%). Knee replacement procedures In comparison to hip replacements, the changes in fixation, constraint and type of knee replacement has not varied as much over the observation period 2003 to 2012. The use of cemented total replacements increased from 81.5% in 2003 to 86.9% in 2012 and within cemented groups the unconstrained (posterior-cruciate retaining) fixed knee increased from 53.3% in 2003 to 59.8% in 2012. Despite some concerns with higher revision rates seen amongst unicondylar replacements, the use of these remains fairly static between 8% and 9% and similarly for patelio-femoral replacements (which are relatively low volume), the use of these ranged from just 1.0% in 2003 to 1.3% in 2012. It was reassuring that the most commonly used replacement, the all cemented total replacement unconstrained and fixed, had a low cumulative probability of first revision of just 2.90% (95% CI of 2.77% to 3.04%) at nine years. The cemented mobile constrained condylar knees had a revision probability of 4.48% (2.87% to 6.96%) at nine years. With uncemented and hybrid replacements the posteriorstabilised knees had a revision probability of 6,70% (5.15% to 8.70%) at nine years. As previously noted Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 unicondylar knees had a high revision probability of 11.57% (10.92% to 12.26%) at nine years and the patello-femoral replacement had a revision probability of 16.11 % (14.09% to 18.39%) at the same time period. probability of death was 3.55% (2.88% to 4.37%) at nine years compared to 51.00% (49.55% to 52.46%) in patients 80 years or older. Ankle replacement procedures The stated reasons for revision by fixation are described as revision rates per 1,000 patient-years. The revision rate was 1.10 (1.06 to 1.15) revisions for infection and for component size mismatch 0.73 (0.70 to 0.77). There was a further breakdown of reasons for revision by fixation and degree of constraint. The revision probabilities are described up to nine years following surgery for the main brands; compared to hip replacement there was less variation in revision probability. For example, the PFC Sigma bicondylar knee had a cumulative revision probability of 2.45% (2.30% to 2.61 %) at nine years and the Genesis 2 2.43% (2,11 % to 2.79%), Some knees performed less well including the Kinemax with a revision probability of 4.30% (3.81 % to 4.86%) at nine years and the Rotaglide Pius which had a revision probability of 5.45% (4.19% to 7.07%). When patello-femoral joints were considered the seven-year revision probability of the Avon knee was 10.94% (9.49% to 12.60%) but for the Journey PFJ Oxinium it was 17.52% (12.98% to 23.41%). There was also variation with unicondylar knees, for example the Zimmer unicompartmental knee had a revision probability of 5,27% (4.15% to 6.69%) at nine years compared to the Preservation which had a revision probability of 17.31 % (14.43% to 20.68%). When considering the type of constraint within the brand class there was generally low variation but there were some differences, for example within the Nexgen brand the cumulative revision probability with a cemented unconstrained fixed tibial insert was 2,44% (2.03% to 2.93%) at nine years compared to 3.62% (3.20% to 4.41 %) when the Nexgen posteriorstabilised fixed insert was used. The cumulative probability of patient death at different times after knee replacement had a similar pattern to that of hip replacement. For all cases the 90-day mortality probability was 0.36% (0.34% to 0.39%). At nine years this increased to 22.27% (21.95% to 22.59%). in female patients less than 55 years the Because of the more recent inclusion of ankles and relatively small numbers, limited data are presented on ankle replacements. There were 1,417 primary operations in a population with a median age of 67 years, 57,2% of patients were male, Nearly all the ankle replacements were cementless. The Mobility brand was used in 56.5% of cases. There were only nine revisions, recorded. Mortality was relatively low following ankle surgery with a 90-day cumulative mortality of 0,1.4% (0.04% to 0.58%) and a two-year cumulative probability of 1.40% (0,69% to 2.83%). Patient Reported Outcome Measures. (PROMs) For the first time the NJR reports On PRGMs. PROMs data, which is part of an NHS-funded initiative, is collected separately from the NJR. This collection has only been in action since April 2009 and relates to a pre-operative questionnaire and a follow-up questionnaire about six months following surgery. Data includes EQ-5D Index, EQ-5D Health Scale and Oxford Hip/Knee scores. The original PROMs data file had 445,134 entries but for a variety of reasons a substantial proportion of these entries could not be matched to NJR data because of data quality issues, duplication and incomplete data. Of the 124,136 PROMs entries linked to primary hip operations in the NJR, 99.7% of questionnaires were completed pre-operatively but only 75.6% postoperatively. For hip replacement surgery 85.6% of patients described themselves as being much better compared to before the operation, 10% reported having had a wound problem, 5.8% bleeding since the operation, 7.3% recorded they had been re-admitted to hospital since the operation and 2.1 % declared they had had further surgery following the original operation. In relation to change in EO-5D, the median change following surgery was 0.380 (IQR 0.175 to 0.694) and for the patients treated with a cemented metal- Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 on-polyethylene hip replacement the median change was 0.413 (0.159 to 0.694) and this compared to metal-on-metal resurfacing where the median change was 0.309 (0.165 to 0.484). However, the median preoperative score for resurfacing was higher (0.587) for metal-on-metal compared to metal-on-polyethylene cemented (0.293). The overall median change in EQ-5D Health Scale score (VAS) was 9 (IOR -2 to 20). This tended to be lower for all cemented where the median was 6 (-5 to 20) compared to uncemented where the median was 10 (-1 to 22). The median change in Oxford hip score was 21 (IQR 14 to 28) for all cases and the variation between fixation types of bearings was very low. For knee replacement surgery 70.8% of patients described themselves as being much better compared to how they were before the operation, 13.4% described having had a wound problem, 7.9% bleeding, 9.6% having been re-admitted and 3.3% having further surgery. The median change in EQ-5D Index for all knee primaries (with scores at both time points) was 0.275 (IQR 0.069 to 0.568). The median change was lower for pateiio-femoral replacement (0.105). The median change in EQ-5D Healthscale score (VAS) was 3 (-7 to 15) for all cases but 0 for pateilo-femoral replacement (-10 to 15). The median change in Oxford knee score for all cases was 16 (9 to 22) but again was lower for pateilo-femoral joints at 10 (4 to 18). Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 JEWELL 0 64 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00023 L'l.l The National Joint Registry 6. The National Joint Registry for England, Wales and Northern ii eland has collected hip and knee joint replacement data since 2003 The NJR has recorded data on ankle replacement surgeiy since April 2010 and from April 2012, data on shoulder and elbow joint replacement surgery. Northern Ireland has neen submitting data since February 2013. The NJR is currently the largest register of its kind in the world, with over 1.4 million recorded procedures. In July 2012. the NJR Steering Committee, along with invited stakeholders, held a one-day workshop to define the key activities necessary to support those aims and their relative priorities. The NJR.'s purpose and aims are set out in its strategic plan and are summarised below: Support suppliers in the routine postmarket surveillance of implants and provide information to clinicians, patients, hospital management and the regulatory authorities 1/1'2 Manaqement and fundi! •H The NJR is managed by the Healthcare Quality Improvement Partnership (HQIP) under a contract with NHS England as part of the delivery of the National Clinical Audit and Patient Outcomes Programme (NCAPOP). HQIP support the work of the NJR Steering Committee and all its sub-committees. The NJR Steering Committee, which met four times in 2012/13, is responsible for overseeing the strategic direction and running of the NJR, Last year its status changed from that of an advisory non-departmental public body (ANDPB) to Departmental Expert Committee. Its members are currently appointed by the Department of Health (DH) Appointments Team following a formal recruitment process and the current list ot members and their declarations are listed in Appendix 1. The Steering Committee has a lay Chairman, Ms Laurel Powers-Freeling. Mmramc. goals: 1. 2. 3 4. 5. Moi ntor ii I rea1 time tl re outcomes achieved by brand of prosthesis, hospital and surgeon. and highlight where these fail below an expected performance in order to allow prompt investigation and to support follow-up action Inform patients, clinicians, providers and commissioners of healthcare, regulators and implant suppliers of the outcomes achieved m joint replacement surgery Evidence variations in outcome achieved across surgical practice in order to inform best practice Enhance patient awareness of joint replacement outcomes to better inform patient choice and patients' quality ot experience tl irougl i ei igagement witl i patients and patient organisations Support evidence-based purchasing of joint replacement implants for healthcare providers to support quality and cost effectiveness There are currently si> sub-corn mi ttees winch support the work of the NJR Steering Committee Chairman, Mr Martyn Porter Chairman, Mr Keith Tucker Chairman, Professor Paul Gregg Chairman, Professor Alex Macgregor \ Chairman, Mr Peter Howard Chairman, Professor Paul Gregg Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 In early 2013, to reflect its change in status, the Steering Committee started a review of the NJR's governance and committee structure and composition. The outcomes of the review are included in Section 1.3.2 below. The NJR services are delivered under three separate contracts: * The NJR Centre, managed and staffed by Northgate Information Solutions (UK) Ltd. Northgate is responsible for the management and development of the NJR's IT infrastructure, software applications, data management and reporting services. This work is complemented by the NJR Service Desk, a team who provide dayto-day information and support to stakeholders, and the NJR Regional Coordinators (RC), an eight-strong team providing on-site support to orthopaedic units in hospitals. * The NJR statistical support, analysis and research team, based at the University of Bristol. The team is responsible for the delivery of statistical analyses of NJR data and data from other sources, and for developing the statistical methodologies for the identification of potential outlier performance. Their role also includes ad hoc data analyses, in addition to those included in the NJR Annual Report, that are central to the work of the Implant Performance Group and the Surgeon Outliers Sub-committee. 1.1.3 Content of the 10th Annual Report The format of this report is similar to the 9th Annual Report: » Pom Co-?.- is a general outline of the work of the NJR for the financial year 1 April 2012 to 31 March 2013. In addition to summary statistics relating to the NJR's key data quality indicators, this section includes a summary of the major activities undertaken by the NJR and individual reports on the work of the sub-committees. * Pom Two is a description of joint replacement activity reported to the NJR as having been carried out in the calendar year 1 January to 31 December 2012. * FTP 'Throe provides an analysis of survivorship of hip, knee and ankle replacement procedures carried out between 1 April 2003 and 31 December 2012. Data from the Hospital Episodes Statistics (HES) service, Patient Episode Database for Wales (PEDW), and the English Patient Reported Outcomes Measures (PROMs) programme are also included in the analysis. * FTP Foe;' provides a series of reports about clinical activity and outcomes at both Trust and unit level. * NJR Communications, managed by HQIP. This is a programme of stakeholder and multi-media communication to support the delivery of the strategic plan including the publication of the Public and Patient Guide to the NJR Annual Report. The HQIP communications team also support the Editorial Board and Regional Clinical Coordinators' Network. Currently the NJR is funded through a levy raised on the sale of hip, knee, ankle, elbow, and shoulder implants. HQIP manages the levy payment collection and holds the NJR budget on behalf of the Steering Committee. The funding model is being reviewed and is likely to change in financial year 2013/14. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 JEWELL 0 67 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00026 1,2.2 Key indicators Whilst NHS hospitals in England and Wales have always been 'expected' to submit data to the NJR, it has always been mandatory for independent sector units in England and Wales since the registry started. However, the Standard NHS Contract for Acute Services was amended in April 2011 (Section 12.1.2) and now states that all providers shall participate in audits relevant to the service they provide within NCAPOP, of which the NJR is part. The submission of complete data to the NJR is, therefore, now mandatory for all NHS Trusts and Foundation Trusts within England. The Welsh Government has agreed that the NJR is mandatory for all NHS Wales hospitals and the Northern Ireland Health and Social Care Board has written NJR data entry into NHS Trust contracts, this includes all NHS-funded procedures. Performance against the three indicators of data quality (compliance, consent, and linkability) has continued to improve year on year, although the provision of continual support to orthopaedic units is required to maintain and improve performance levels. These figures are available throughout the year from NJR StatsOnline on the NJR website. Compliance The compliance rate is the proportion of procedure records submitted to the NJR compared with the levy returns for the number of implants sold.! It is impossible to establish a one to one link between a single levy and the use of the implant and this comparison is subject to a number of factors, such as variation in the procurement cycle throughout the year. It is often the case that more procedures are reported than levies are collected, leading to a positive (>100%) compliance rate, followed by periods where there are more levies raised than procedures reported. For individual NHS Trusts, compliance can also be measured against data held in the Hospital Episodes Statistics (HES) service and the Patient Episode Database for Wales (PEDW) service, though there are likely to be minor variations between the two because of coding differences. This comparison does not include privately funded procedures that take place in the independent sector in England and Wales as this data is not submitted to either HES or PEDW. The overall compliance rate from 1 April 2003 to 31 March 2013 was 86.8%. Consent The consent rate compares the number of records submitted where the patient has agreed to their personal data being stored on the NJR database with the number of procedures recorded on the NJR.2 It is a requirement in England, Wales, and Northern Ireland that patients 'opt in' to have their personal data held by the NJR. Patient details are essential for linking patient procedures in order to monitor joint replacement procedure outcomes and it follows that, without high rates of patient consent, the NJR will not achieve its goals. Patients are known to rarely decline consent, and a number of units regularly achieve 100% consent rates. Failures to record positive consent are usually due to the lack of robust processes in hospitals which ensure that the completed consent form is available to the person entering the procedure details. The consent rate for 2012/13 was 91.0%. For compliance analysis only, the number of procedures excludes the following procedures: re-operations other than revision; stage 1 of a 2-stage revision; excision arthroplasty; amputation; and conversion to arthrodesis. These are excluded becausethey dp not include the implantation of a component attracting the levy. Persona! information includes NHS number, surname, date of birth and postcode. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 The linkability rate compares the number of records submitted with the patient's NHS number with the number of procedures recorded on the NJR. The NHS number is required to link all primary and revision procedures relating to a single patient.3 The ability to link ail operations relating to a single patient is vital in determining clinical outcomes. Operations are linked using the patient's NHS number. Low rates of linkability adversely affect the ability of the NJR to monitor clinical and implant performance. Where the NHS number is missing, tracing is attempted using the NHS Demographics Batch Service. This relies on the patient's name, date of birth and postcode being correctly entered. The linkability rate for 2012/13 was 95.6%. Figure 1.1 Compliance, Consent, and Linkability Rates from 2003 to 2013. Source: Procedures entered into ine NJR 1 April 2003 to 31 Moron 2013 and ievv suomissions to NJR bv implant suppliers. 100 " Q. ""* \. - "S* 80 - .-*:..••• " .•• •""' £ 60 - 40 - »•'" 20 n Financial year lisiisyyi umin^ ^ ^ ^ ^ ^ ^ Instil lii^mtynti^ ttiiiii Compliance 43.4 68.3 81.6 80.6 95.3 91.6 114.3 106.8 90.3 91.0 Consent 63.3 64.3 74.0 81.2 84.4 87.6 87.9 89.0 90.5 91.0 Linkability 57.2 59.6 69.6 78.0 91.8 94.7 95.3 95.8 96.0 95.6 .,,,::$,,, Jnkability — # - " Compliance - # ™ Co nsent NJR data Is submitted for NHS number tracing and the 'linkability' figure includes NHS numbers that were traced subsequent to the operation details being submitted to the NJR. ^ D wwA'.njrcentr'e.,org.u!i ^w * 1 JEWELL 0 6 9 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00028 1,2.2 Operation totals By 31 March 2013, 1,456,756 hip, knee, ankle, elbow, and shoulder replacement procedures had been reported to the NJR. There were 196,403 procedures submitted in 2012/13. Table 1.1 shows the total number of hip and knee procedures, recorded on the NJR in England and Wales each year from 2008/09 to 2012/13. As for the previous five years, the number of knee replacement procedures (98,288) exceeded the number of hip replacement procedures (94,044) in 2012/13 (51% and 49% as a proportion). Table 1.1 also records ankle procedures from April 2010 and elbow and shoulder procedures from April 2012. Northern Ireland's joint replacement data is included from February 2013. Table 1.1 lota! joint replacement procedures entered into the NJR, 2008/09 to 2012 which tine procedure took place. England hip England knee England shoulder England elbow England ankle Wales hip Wales kneeWales shoulder Wales elbow Wales ankle Northern Ireland hip Northern Ireland knee Northern Ireland shoulder Northern Ireland elbow Northern Ireland ankle recorded by country in 88,830 92,698 '6.971 2,881 345 -123 518 679 4,900 3,919 ,001 1,533 5.141 5,651 1,611 ,506 5.099 5,557 13 | ,-.,-. b 10 06 .= CO 70 @ 33 www. nj rce n tre.org „ uk W * JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 070 DEMO-00085-00029 Operation types Table 1.2 below shows the number of procedures reported by type from. 1 April 2008 to 31 March 2013, Primary operations make up 91.5% of all procedures reported, whilst the proportion of revisions (less shoulders and elbows) has increased by 0.6% to 9.3% from 8.7% in 2011/12. Table 1.2 Total joint replacement procedures entered, into the NJR, 2008/09 to 2012/13, recorded by procedure type. £K££fMiy&l Hip primary Hip revision Hip rc-opcration' Knee primary Knee revision Knoo re-oporation Ankle primary Ankle revision Shoulder primary Shoulder revision Elbow primary Elbow revision » H l P^lsgs&o 69,3d 2 70,268 76,927 78,105 82,837 7,327 8,2-15 9,117 9,911 i 1,207 76 82 37 1 0 77,020 78.561 85,272 86,637 91,632 '1,511 5,117 5,766 5,310 6,606 88 76 19 u 418 30 538 iiU 0 650 6/ 2,666 330 267 91 Re-operation information was not collected on the first version of the Minimum Dataset (MD3v1) from 1 April 2003 to 31 March 2004. It was included on MDSv2 from 1 April 2004 and removed from MDSvS which came into use on 1 December 2007. However, some units are continuing to use MDSv2 which is why some re-operations continue to be reported. The figures are included for completeness only. 30 f ^ D wwA'.njrcentr'&,org.u!i ^w * 1 JEWELL 0 7 1 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00030 Procedures by provider type There are four types of organisations in England carrying out hip, knee, ankle, elbow, and shoulder joint replacement surgery; There are no NHS treatment centres or ISTCs in either Wales or Northern Ireland and as the numbers for Northern Ireland only cover a six week period, they are grouped together as a provider. Table 1.3 shows the proportion of procedures by type of provider. * NHS hospitals « NHS treatment centres * Independent sector hospitals « Independent sector treatment centres (ISTCs)' Table 1.3 Proportion of reported proc: NHS hospitals Independent hospitals ISTCs Northern Ireland 69.4% 71.6% 71.7% 70.8% 71.2'% 53,231 56,272 61.707 62,570 66.952 26.1 % 24.4% 24.3% 25.2% 25.5% 20.010 19,164 20,881 22,256 28,947 4.5% 4.0% 4.1 % 4.0% 3.3% 3,474 3.159 3,493 3,494 3,075 - - - 0.1% - 70 Hi Continued > w www, nj rc.e n ire ,o rg „ a k JEWELL 0 72 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00031 Table 1.3(continued:) i^^^^^4titi^^^^felt44ti^^ NHS hospitals Independent hospitals 82.6% 2.176 M.7% 439 2.5% 75 5 ISTCs ,9 Northern Ireland NHS hospitals Independent hospitals 0.2%: 94. 1 % 337 5.5% 20 0.3% ISTCs 1 Northern Ireland 0.0%: 0 i-urther information is available on the NJR website under 'NJR 10th Annual Report' 39 ^ D ^w * 1 wwwjTJrcentre.org.ul' JEWELL 0 73 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00032 JEWELL 0 74 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-GQ085-0G033 1.3.1 Introduction This section highlights the work undertaken by the NJR; Steering Committee and its sub-committees throughout 2012/13. The reports not only reflect the continually increasing requirements placed on the NJR by its numerous stakeholders but the commitment and efforts of the NJR Steering Committee members who receive no remuneration, other than travel and accommodation expenses, for their considerable effort. The membership of the NJR Steering Committee and membership of and attendance at meetings for all sub-committees for 2012/13 can be found online (Appendix Four). 1.3.2 NJR Steering Committee In July 2012, the NJR Steering Committee held a workshop with invited stakeholders to examine how the NJR governance and operating model should evolve to remain fit for the future. The four key components of the workshop were: agree the purpose of the NJR over the next ten years; agree and prioritise the activities needed to support the purpose; assess the capabilities necessary to deliver the activities and consider the committee structure necessary to support the delivery of those activities. Having agreed the mission statement included at Section 1.1.1, the workshop agreed the following priorities: It is clear that, as the NJR has matured over its first ten years, the NJR's governance structure and its resources, designed for a simpler set of activities and outputs, could not be sustained with an increasing work load, a growing list of strategic priorities, changes in the healthcare environment, greater stakeholder expectations, and rapidly increasing international interest and collaboration. In order to ensure that appropriate focus on all areas of business was maintained, decisions could be made in a timely and efficient manner, representation included all major stakeholders, resource capacity was appropriate to the effort required, and that roles and responsibilities were clearly defined, the following updates to the NJR's operating model were considered: * The creation of a new NJR Executive Committee to provide strategic leadership and decision making in a more effective manner, and tasking the Steering Committee to handle operational matters * The creation of a new medical advisory committee *• The appointment of a new post of NJR Medical Director * Ensuring that the sub-committee structure is fit for purpose and can deliver the objectives » Ensuring that the relationship between committees and activities is transparent * Improving data quality « Increasing committee capacity through the recruitment of new members and the involvement of NJR RCC Network in what has previously been steering committee and sub-committee business * Improving data access, data availability and data linkage -v Ensuring patient involvement in steering committee and sub-committee business * Supporting research - internal and external * Supporting the NJR's standing committee structure, by convening ad-hoc working groups to work on specific issues and areas of concern of NJR development, with clear direction, specified outcomes, timelines and budgets v - Effective stakeholder communications and patient and public engagement * Extending the benefits of the NJR - new joints, new geographical areas * Greater international collaboration as the largest arthroplasty register in the world * Supporting cost effectiveness and value for money * Outcomes reporting and identifying best and worst practice and * Providing a Vapid response' service - bespoke reactive analysis of NJR data * Ensuring that all committees and working groups have clear terms of reference, an agreed composition, and defined purposes and responsibility, and that members have ciearly defined roles and terms of office The work to define and agree the final operating model will continue in 2013/14 with the final operating model being submitted to DH for its consideration and Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 endorsement. Once that has been achieved, the final structure will reflect the interactions and relationships between the various committees and will include detailed terms of reference for the committees and their members. 1 3 3 NJR Editorial Board - Mr Martyn Porter, Chairman The composition and role of the Editorial Board remains unchanged from 2011/12. Its main role is to ensure that the Annual Report is produced on time, for wider distribution at the British Orthopaedic Association (BOA) Congress in the autumn, and to ensure that it is reviewed in detail and quality assured. In 2013/14, to celebrate the 10th anniversary of the NJR, there will be an independent event to launch the report's findings. The overall publication process is managed by HQIP. Parts One and Two, focusing on annual progress and clinical activity, are managed by the NJR Centre (Northgate Information Solutions), particularly with the help of Mike Swanson and Claire Newell. Part Three, outcomes after joint replacement is produced by the University of Bristol team, particularly with the help of Professor Ashley Blom, Michele Smith and Linda Hunt (statistical lead). Part Four, Trust- and unit-level activity is a joint contribution from the NJR Centre and the University of Bristol. The Editorial Board meets five times a year and has several teleconferences with a significant part of the editorial work carried out by email. We meet shortly after the BOA Congress to discuss the response to the recently launched report, to consider feedback and start planning for the next report publication. We then have a teleconference in March to review the progress of the previous year's special topics and to plan the special topics for the coming year. The meeting in April is to update the Editorial Board regarding the production of the Annual Report and consider the timelines and actions that need to be taken. In May we meet to review the early outputs of Parts One to Four and to consider the format, tables, content and accuracy. There are then two further review stages before we meet in early July to approve the content before formal sign off at the July NJR Steering Committee meeting. The secondary roles of the Editorial Board include identification of special topics and in-depth studies. It is recognised that the timelines to produce the Annual Report are often very tight and more detailed work takes a longer period to obtain the necessary outputs. Recent in-depth topics have included analysis of resurfacing, metal-on-metal hip replacements and this year includes a study of mortality. There are plans to study infection and revision operations in more detail. All these studies are planned and monitored through the Research Sub-committee to prevent duplication, overlap and inconsistency. NJR Fellowship Programme The first two NJR Fellows, Mr Simon Jameson and Mr Paul Baker, who were appointed for one year, have worked with the Editorial Board and published a range of papers on aspects of both hip and knee replacement in peer review journals. They have also worked in collaboration with the University of Bristol but more often with their local mentors and academic supervisors in their places of routine clinical activity. They have both been extremely motivated and both presented and published their work which is listed in the appendices. A further update on the NJR Fellowship programme is included at 1.4.11. Annual Report Development Strategy it is important that the Editorial Board recognise the changes necessary with emerging technology. We have established a working group which will consider greater emphasis to online and, where possible, real time reporting and, possibly, a shorter hard copy of the report. We are also considering more interactive modes of obtaining information. We are also considering holding a Research Day where the outputs and publications from the NJR can be presented and discussed in more detail. Public and Patient Guide In conjunction with the HQIP communications team and, in particular, Rebecca Beaumont, the Editorial Board oversees the production of the Public and Patient Guide which was first launched in 2011. We will continue to develop this important output and the 2012 edition included important patient-friendly developments (see 1.4.5). Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 BOA Congress The Editorial Board also work with the British Orthopaedic Association where they provide at least one instructional session at the Annual Congress. In 2013/14, we will be fortunate to have three sessions as part of the programme. 13,4 Implant. Performance Subcommittee - Mr Keith Tucker/ Chairman The Implant Performance Sub-committee essentially embraces two committees. The main committee includes the members of the Scrutiny Group together with representatives from the implant manufacturing industry. The composition of the Scrutiny Group includes representatives from the NJR Steering Committee, the Medicines and Healthcare products Regulatory Agency (MHRA), HQIP, Northgate Information Solutions and the University of Bristol. It is the Scrutiny Group's brief to analyse and assess the confidential data that relates to implants that have come under performance review (potential outliers). A performance review can be triggered by verbal or written communication, a paper or presentation at a surgical meeting or a report from another joint registry. Most commonly a review results from analysis of our own data where the Patient Time Incidence Rate (PTIR) has been found to be unacceptably high. The PT1R is the revision rate per 100 observed years and is calculated by the statistical team in Bristol from the data prepared by Northgate. The PTIR for every implant Is measured twice yearly. We are reviewing our methodology at present but essentially when an implant has a PTIR of twice the group PTIR (Level 1) a report is filed with the MHRA. When the PTIR is only 1.5 times the group PTIR, a warning letter is sent to the company (Level 2). Over the past year there have been too Level 1 reports and fourteen Level 2 reports. Since this committee has been in existence we have picked up outlier performance which has involved 'mix and match'. This is where components of a hip replacement are made by more than one manufacturer. Examples include a stem being made by Company A and the acetabular component by Company B. There have not been any examples of outlier performance when the articulation has been 'hard on soft' (such as a metal or ceramic head articulating with a high density polyethylene cup or liner) but there have been two Level 1 reports and nine Level 2 reports for combinations which involve 'hard on hard' (such as metal-on-metal). We keep a close watch on some, usually relatively new prostheses, where concern has been raised in other countries. For example, during the past year, there have been some concerns expressed by one manufacturer with regard to a femoral component which incorporates a modular neck - this was showing up as an outlier in the Australian Registry. We have looked carefully at all the NJR data for implants with modular necks and compared this to use in some other countries, but surgeons recorded on the NJR have not made a lot of use of modular necks prostheses in hip replacement. Looking to the future, the committee feels it is time that we turned our attention to revision prostheses. The NJR has about 76,000 revisions logged into the database. Anecdotally we know that some revision procedures do better than others. The implants are often (but not always) extremely expensive. There are also issues about whether surgical experience and volume have a part to play in outcomes. In our view, a fully comprehensive assessment of these implants is now due. My thanks go to all the committee for their dedication and hard work - it is one of the great strengths of the NJR that it has the ability to monitor device performance in this manner, to facilitate outlier device investigation by both the regulator and manufacturers. Thanks too must go to Melissa Wright (HQIP) for her organisation and note keeping. 13,5 Surgeon Outliers Sub-committee - Professor Paul Gregg, Chairman The Outliers Sub-committee (surgical data) met three times in 2012/13. The committee's role is to ensure that, at the earliest stage, concerns about potential outlier performance of units and surgeons is highlighted and communicated to those concerned. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 It is important to emphasise that the identification of a potential outlier surgeon does not mean that a surgeon's performance is poor as many other contributing factors may have influence, for example, type of implant used, case-mix and incomplete provision of data to the NJR. All of these factors have been seen to contribute to potential outlier performance in some cases. In the case of surgeons known to have retired, be on long-term sick leave, moved abroad or left the Trust or Local Health Board, a letter would also be sent to the CEO for notification. The first Annual Clinical Reports to NHS Trusts, Local Health Boards and independent providers were sent out in September 2012 and the reports contained the following data: Future reports will be sent out in April/May each year to coincide with the new financial year. * Compliance rate as a percentage * Consent rate as a percentage For private units, letters are sent to the Group CEO who would forward the letter to the appropriate general manager. Six months after the dissemination of the Annual Clinical Reports, the data is scrutinised and if additional potential outlier units or surgeons are identified, the relevant CEO is informed six weeks after notifying the surgeon. * Linkability rate as a percentage * A 'traffic light' system indicating their performance against these indicators: green, amber, red In addition: * Unit mortality ratio (reported as Standardised Mortality Ratio (SMR) with a 'traffic light' system) * Unit revision rate for hips and knees (reported as Standardised Revision Ratio (SRR) with a 'traffic light' system) * Individual surgeon (anonymised) revision rates for hips and knees In addition, the SRR's are shown on funnel plots for all units and surgeons with individual funnel plots for all hips, cemented hips, uncemented hips, resurfacing/ MoM hips, hybrid hips, all knee replacements, cemented knee replacements, uncemented knee replacements, unicondyiar knee replacements and patello-femoral knee replacements. In the event of a surgeon being identified as a 'potential outlier' (SRR > 99.8% control limit), a letter is sent to the surgeon six weeks before the Annua! Clinical Report is sent, informing him/her of the situation and enclosing the data upon which the potential outlying status had been calcuiated. This is to allow the surgeon opportunity to validate the data which the NJR holds for them. Separate notification of the identity of a potential outlying surgeon is made to the CEO at the time of sending the Annual Clinical Report. CEOs are asked to acknowledge receipt of the report and, if there is no response after a second communication, the Care Quality Commission (CQC in England or NHS Wales) is informed. The latter has only been necessary for two Trusts following the first distribution of Annual Clinical Reports. Two CQC representatives attended one of the subcommittee meetings in order for the NJR to share with them our current approach to managing: potential outlier units and surgeons. The CQC will continue to work with the NJR to determine how our data can form part of the CQC Quality Risk Profiles information and be used in their hospital inspection process in England. In some cases, surgeons had been identified as potential outliers because of their use of specific prostheses known to have poor results and which, subsequently, have been removed from the market. It had been agreed that three years after a prosthesis has been removed from the market due to poor results, those cases would be removed from the database of all surgeons and their SRR re-calculated. In the three years interim, funnel plots would, be shown with the withdrawn prosthesis in and a plot with the withdrawn prosthesis out. The committee also noted for 2012/13 the difficulties encountered in an audit of Trusts to seek further clarification of the performance of the Pinnacle acetabular cup when used with a metal liner. Despite Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 a letter being sent to 13 Trusts in July 2012 by Sir Bruce Keogh, NHS Medical Director, instructing them to take part, only eight responded by March 2013 and only four of those had completed the data collection. The matter was escalated to the COC to follow up on behalf of the NJR. The audit has now been completed for 12 of the 13 units and a report on the outcomes provided to the MHRA and NHS England. After extensive discussions it has been agreed that, to give greater clarity on the sub-types of joint replacement, the next Annual Clinical Reports will show separate funnel plots for units and surgeons as follows: Knees «• All types of knee replacements together * Total knee replacement cemented *- Total knee replacement uncemented/hybrid survivorship statistics, as part of NHS England's transparency agenda. Thanks are expressed to the members of the committee for their time and contribution to this important, but sometimes challenging, process. The Chair wishes to extend particular thanks to the significant amount of work undertaken by Mr Peter Howard in connection with many of the analyses. 13.6 NJR Research Sub-committee Professor Alex MacGregor, Chairman The Research Sub-committee's remit is to maximise access to NJR for the wider research community whilst upholding the quality of research based on NJR data. The committee takes formal responsibility for the release of data for research through an impartial and objective protocol and has oversight of the use and reporting of NJR data by research groups. s- Unieondylar knee replacement * Patello-femoral knee replacement Hips * All types of hip replacement together * Total hip replacement cemented * Total, hip replacement uncemented * Hybrid and reverse hybrid total hip replacement * Resurfacing and metal-on-metal total hip replacement It is important to remember that the success and validity of this outlier process relies heavily on the diligence of Trusts, Local Health Boards, independent providers and surgeons entering all primary and revision procedures. It is the surgeon's, independent provider's, Local Health Board's and Trust's responsibility to make sure that all cases are registered and accurate. Participation in the NJR has been mandatory since April 2011 for NHS hospitals and since April 2003 for the independent sector. Surgeons are advised to check regularly with the NJR Clinician Feedback System to ensure the data held by NJR are accurate. This will become increasingly important with the impending publication of named surgeon implant During the period 2012/13, the committee sanctioned the release of data to six external research groups. These included data released for analysis that will inform the revised NICE guidance for total hip and surface replacement. The committee received an unprecedented number of expressions of interest for future project work from both the UK and overseas, some of which has been submitted for external funding. We encourage any researcher planning externally funded work with the NJR to discuss their proposals in confidence with the NJR in advance of submission. Full details of the NJR's research data access policy and protocols, together with detailed guidance notes for applicants, can be found at www.njrcentre.org.uk. The research profile of the NJR has continued to expand over the last year, with over 40 presentations to national and international scientific meetings. A total of 18 scientific papers have been published in peer reviewed literature for this reporting year, based on work carried out by the NJR statistical analysis team at the University of Bristol and by academic groups working on data releases that were sanctioned by the committee. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Notable publications in this period include a British Medical Journal (BMJ) paper outlining the most extensive contemporary analysis of the costeffectiveness of cemented, cementless and hybrid prostheses for total hip replacement. Also published in the BMJ, an analysis using NJR-HES linked data of cancer risk in the seven years after metal-on-metal joint replacement provided the first registry based evidence of the absence of increased cancer risk following surgery. Findings published in the Lancet showed an inferior implant survivorship for metal-onmetal resurfacing in women when compared to other surgical options. This year also saw the first set of analyses to include NJR data linked to PROMs. A full list of publications related to NJR data is included in Appendix Two. The redesigned research library section of our website catalogues all NJR research data releases with their progress reports, together with links to all publications related to NJR data. 13.7 NJR Data Quality Group Professor Paul Gregg, Chairman A Data Quality Sub-committee was established in 2012 and met once during this reporting year 2012/13. Although there has been a gradual and progressive improvement in compliance, consent and linkability since the start of the registry, there was still concern about the compliance with the registration of both primary and revision joint replacement by some Trusts despite being made mandatory in April 2011. The terms of reference were to explore methods of improving data capture and quality. It was decided to try and establish a named data quality person for each provider who would be responsible on an annual basis, for providing the numbers of procedures performed to the NJR for cross-checking and validation. A letter was sent to provider CEOs explaining that, as part of their compliance with the NJR, a data quality process was being created and it was therefore being requested that they provide the name and contact details of their nominated data quality returns person. An instruction sheet was sent with the letter outlining what was required from the nominated person and providing advice regarding any coding issues they may come across. The NJR website would list each provider's nominated person. It is disappointing to report that only 55 responses were received from 151 letters which were sent to all Trusts in England, Welsh Local Health Boards, and private sector groups. Chase letters were sent to all CEOs of non-responding providers, with copies to Medical Directors, and failure to respond will lead to a third and final letter being sent to provider CEOs to state that any data from their units that appeared in the public domain would be un-validated as the NJR had not received a named representative. A list of providers that have not supplied a data quality representative will appear in future NJR Annual Reports. In addition to the above, a data accuracy audit is being planned across 2.0 orthopaedic units under the direction of the Regional Clinical Coordinators (RCCs). A sample set of 30 patients (15 hips, 15 knees with 5 of each set being revisions) will be studied in each of the units. This study will look at the accuracy of data entry onto the NJR Minimum Dataset (MDS) form (comparing with notes, theatre logs etc.) and accuracy of transcription from the NJR MDS form to the database. It should be recorded that three previous data accuracy studies have shown encouraging results for the accuracy of the main data fields, I would like to thank the members of the sub-committee for their contributions and the RCC Network for undertaking the proposed audit of data accuracy. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 1.3,8 NJR Regional Clinical Coordinators' (RCC) Network - Mr Peter Howard, Chairman As Chair of the Regional Clinical Co-ordinators Network since 2007, I am aware of the significant achievements this group has made in supporting the raising of the profile of the NJR to fellow clinicians and acting as the key link in communicating NJR activities to hospital managers and other relevant hospital staff. Working with our respective Regional Coordinators this year, the Network has, as always, been keen to understand the specific concerns of individual hospitals in relation to their NJR responsibilities. Although there continue to be issues with some Trusts, there are clear improvements within this area. The RCCs have been vital to understanding specific issues regarding data quality by initiating unit-level audits of NJR data. This work feeds into the strategic actions of the Data Quality Group and will become an ongoing function of the Network. This year also saw a substantial review of the MDS. The RCCs were able to input into the list of proposed changes to the dataset and help create a priority group of actions to be implemented into the relevant NJR forms in the coming months. Once again, the RCC Network has supported the development of the Patient and Public Guide to the Annual Report by ensuring key messages from the main report are distilled accurately to enable patients to be clear about the key outcomes of joint replacement surgery. As my time as Chair of the RCC Network comes to an end, I would like to thank all of the surgeons who have put themselves forward for this role and their individual efforts in championing the NJR at a local level. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 082 DEMO-00085-00041 This section provides a brief summary of the work and activities undertaken by the NJR during 2012/13. 1.4.1 Geographic extension of the NJR From February 2013, hospitals in Northern Ireland started to submit data to the NJR. Some system development was necessary to accommodate a patient identifier different to the NHS number used in NHS Trusts in England and Welsh Local Health Boards. The Healthcare Number (HCN) allocated to patients in Northern Ireland is retained and used if those patients subsequently receive treatment in either England or Wales. The NJR already has many HCN numbers recorded for patients who have had joint replacement surgery. This means that it will be possible to get a more accurate assessment of outcomes where patients may have had a primary joint replacement procedure in Northern Ireland and a subsequent revision in either England or Wales. it is hoped that the benefits that the NJR brings for patients, surgeons, and healthcare management will be recognised by independent providers. It is hoped that units in both the Isle of Man and Jersey will start submitting data to the NJR in 2013/14. 1.4.2 Extension of the NJR: Elbows and shoulders From 1 April 2012, the NJR started to collect data about elbow and shoulder joint replacement procedures. The project was supported by the British Elbow and Shoulder Society (BESS). The NJR Steering Committee has also agreed to a two-year pilot in which PROMs, using Oxford Shoulder Scores, wil! be collected from patients who have undergone a shoulder replacement procedure at six months following surgery. Pre-operative Oxford Shoulder Scores are collected as part of the primary shoulder data set. The follow-up wil! be with NHSfunded patients only in England and Wales. 1.4.3 Beyond Compliance: 'Protecting Patients, Supporting Innovation' For a manufacturer to market a joint replacement in Europe, the device must have been awarded a CE mark (Conformite Europeene). CE marks are categorised according to the perceived risk inherent in the device. Until 2008 joint replacement implants were graded as Class 2b. Total hip, knee, and shoulder replacement have since been re-classified to Class 3. CE marks are awarded by Notified Bodies. Each European State has one or more Notified Body which is supervised by the appropriate competent authority in each country, e.g. the MHRA in the United Kingdom. The CE Mark is "Compliance". It is illegal for anyone to hinder the sale of a product with a CE mark. The CE mark is, to a very considerable extent, awarded on the basis of 'Equivalence/ Until now manufacturers have sometimes claimed equivalence in more than two features of the design. Equivalence could have been claimed in the material, shape, lubrication system etc., whilst at the same time claiming the product is a new and important addition to the market. To obtain a Class 3 CE Mark, the manufacturer has also to outline a post-market surveillance plan. Despite CE regulations, devices have been introduced into the market that have proven to be poor. Even with NJR, ODEP, MHRA and the CE Mark, there are examples of implants falling short of expectations. This has frustrated many for a considerable period. Mr Peter Kay, during his time in office as BOA President, developed the concept of Beyond Compliance, implicit in Beyond Compliance is the invitation to a manufacturer to go beyond the demands of the CE mark and enter into a process that will offer greater rigour and organisation than that currently available through the CE process. It is proposed that Beyond Compliance, whilst remaining an entirely voluntary process, could be used with all new implants and modifications to established devices. Beyond Compliance embraces two main features and is governed by a Steering Committee. The first feature is an Advisory Group service and the second, a very sophisticated post-CE mark online surveiiiance service. ODEP has been asked to take the lead with Beyond Compliance and the panel agreed to set up the advisory service and the monitoring process last year at the invitation of the BOA and MHRA. NHS Supply Chain is responsible for the administrative organisation of the process. The Advisory Group's first duty is to look at the detailed product file provided by the manufacturer. The Advisory Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Group will then assess the level of residual risk there might be with this product. The manufacturer's postmarketing surveillance plan, including post-market clinical follow-up studies, will also be reviewed. With the manufacturer, the group will discuss and agree the rate at which the device could enter the market and add any other comments they think appropriate. Following that decision there will also be agreement on a plan for postmarket clinical follow-up, which will be monitored with the implanting surgeons and manufacturer representatives. Any implant selected for the process is notified to the NJR Centre which will then create a record for the implant in a central data repository. When the record of a procedure is submitted to the NJR in the normal way, the system will automatically recognise a Beyond Compliance device and copy the procedure details to that central repository. The repository will also receive details of those procedures where the device has been revised. The NJR Centre will also be able to add procedure level data from HES, PEDW, and the NHS England national PROMs programme. Surgeons will be able to upload additional data such as x-rays, operation notes and video. Suppliers will also be able to upload pre-CE Mark data and results from follow-up studies. Not only will surgeons, suppliers, and Advisory Group members be able to access all the data relating to a specific implant, a number of automated reports will also be available, enabling them to monitor the performance of that implant. Additionally, there will be a number of additional services, such as providing suppliers with the ability to undertake follow-up studies with patients. The flow of data and information is shown in the figure below: Figure 1,2 Beyond Compliance data flow, ww w, nj rce n tre.org „ uk w JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 084 DEMO-00085-00043 Should the results of a device going through the Beyond Compliance process prove to be unsatisfactory, the MHRA will be informed immediately. Through this project, NJR data will be used to assist in the monitoring of new devices with a view to detecting problems earlier, if they occur, and to help promote good practice with a system of sophisticated postmarket surveillance. Presently, with the involvement of NJR, the development of this project is a world first. Our progress to date has stimulated discussion for the use of a Beyond Compliance system for other devices such as breast implants and heart valves. Please visit www.beyondcompliance.co.uk or contact Mr Keith Tucker for further details. It is appropriate to acknowledge the enthusiasm and huge amount of preparatory work that Northgate Information Solutions have put into this project. 1.4.4 Publication of consultant-level data In December 2012, the NHS England CEO, Sir David Nicholson, announced plans for nine surgical specialties and one medical specialty to start publishing consultant-level activity and outcomes information by June 2013. Orthopaedics was one of the specialties included and the NJR will be used as the source of outcomes data for hip and knee joint replacement and will provide a web-based porta! for the publication of this information. The NJR is working closely with the lead specialty association British Orthopaedic Association in their discussions with NHS England and HQIP to ensure that the requirements are understood and in order to obtain consent from those consultant surgeons registered with the NJR to publish their data. The data will be made available at www.njrsurgeonhospitalprofile.org.uk. 1.4.5 Patient-focused initiatives A second edition of the NJR's Public and Patient Guide to the Annual Report was published in 2012/13 with notable improvements in content and design as well as a choice of online formats - a standard PDF or interactive version. These ideas and suggestions were taken forward from the workshops at the Patient Focus conference in 2012 and came to fruition through the newly established NJR Patient Network. The Public and Patient Guide has again been awarded the Information Standard logo, a quality mark for evidence-based information supported by the Department of Health. The NJR Patient Network has grown over the year, meeting twice to share views and to get to know the NJR and its work in more detail. Members have helped to shape the recently revised patient information leaflet and new poster for hospital waiting areas and are currently involved in the development of a patient implant card pilot project. The NJR would like to thank all members for their thoughts, comments and time spent contributing to the registry's progress. The Network is a significant development for the registry and the group will be a firm feature in the NJR's structure and work programme in the future. All of the registry's patient-focused initiatives continue to be supported and championed at NJR Steering Committee through patient representatives Mary Cowern and Sue Musson. 1,4,6 NJR Feedback Services: Updates NJR Clinician Feedback The Steering Committee agreed to a project to implement further reports in NJR Clinician Feedback following the preparation of a set of prioritised requirements by the RCC Network. These high level requirements to be delivered are: * A plot track for individual surgeons on the Patient Time Incidence Rate report (PTIR) enabling surgeons to identify either improving or worsening outcomes. The PTIR report will also be able to be run as 'Lead Surgeon' enabling either trainee surgeons to assess outcomes where they were the lead surgeon or enabling consultant surgeons to separate those procedures where they were the lead surgeon from those procedures where a trainee was the lead surgeon. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 * The current Revision Rate reports will be updated to include revision rates at five and seven years. As for the PTIR report, the Revision Rate report will be extended to include 'Lead Surgeon' in addition to 'Consultant in Charge'. « Surgeons will be provided with further information about their patients whose primary procedures have been revised by another surgeon and, potentially, in another hospital. The reasons for revision and time to latest endpoint will be provided along with sufficient information for the primary surgeon to identify the patient and, if necessary, review patient notes. Surgeons will also be able to download and print the primary procedure details submitted to the NJR for those patients. * Surgeons will also be provided with an Annual Summary report for the purposes of the revalidation process, very similar to the Annual Clinical Report. NJR Management Feedback * NJR Management Feedback is used to produce the Annual Clinical Report which was sent to units for the first time in September 2012. The report is available as a download from NJR Management Feedback and is accessible by anyone in the unit authorised to do so by senior management. NJR Supplier Feedback * NJR Supplier Feedback is a unique, procedurelevel online data reporting system to enable manufacturers to perform post-marketing surveillance on their range of implants. Improvements to the Supplier Feedback system are being considered to broaden reporting to revision hips and knees as well as shoulder, elbow and ankle joints. Linkage to PROMs data for primary hips and knees is planned, along with the development of additional online analysis tools. 1*4,7 Proposed changes to the Minimum Dataset reflect, for example, recent developments in chemical thromboprophylaxis, the need to carry out different types of analyses, removing inconsistencies between the data forms, and the requirement to improve data quality by removing ambiguity and changing system defaults. The development will take place later in 2013/14 once the changes have been approved by the NHS Information Standards Board. 1.4.8 Price Benchmarking Quality, Innovation, Production, and Protection (QIPP) is a large transformational programme for the NHS which aims to improve the quality of care provided by the NHS whilst, at the same time, making up to £20 billion of efficiency savings by 2014/15 which will be invested in frontline care. QIPP Procurement is a workstream of the QIPP programme and aims to help NHS provider Trusts reduce and optimise non-pay expenditure without compromising quality of patient treatment and care. Orthopaedic joint replacement implants represent relatively high cost and high volume procurement within this category and are, therefore, subject to particular focus. Orthopaedic implants are purchased locally or regionally across England and Wales. Each purchasing authority negotiates pricing with suppliers based upon local conditions and purchase volumes. As a result of this local procurement model, there are variations in pricing for orthopaedic implants across NHS England and NHS Wales. With funding from the Department of Health, the Price Benchmarking project aims to highlight this price variation in England and Wales. Following a successful pilot in 2012/13 with three purchasing authorities, the pilot project was widened to other authorities and will continue to expand in 2013/14. Early indications are that there are, in some instances, significant price variations for some prostheses and that the volume of purchases does not necessarily attract appropriate discounts. This information will become more widely available in the latter stages of the project roll out via an online reporting tool. The NJR Steering Committee has also approved the development of the Minimum Dataset to the next version, MDSv6. The changes are not major and Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 1,4.9 International developments The NJR is regularly approached and asked to take part in a conference or symposium to support greater international collaboration and we are keen to share our experiences across the globe. i n t e r n a t i o n a l Society of Arthroplasty Registers (ISAR) The NJR was certainly not the first joint registry. The Scandinavians, in particular, were many years ahead with Australia becoming an important member some 13 years ago. New Zealand was not long following and there are now about 18 countries with national joint registries in varying stages of development. The USA has a relatively embryonic national registry but also has a number of registries which tend to be regional. Italy has three registries and a national registry project. ISAR was set up in 2004 essentially between the Scandinavian and Australian registries. The NJR joined two years ago and are now full members. The idea behind the foundation was to encourage registries to communicate with each other and form data linkages we know that there is much to learn from each other. ISAR had its first Congress in Bergen during May 2012 and, following its success, the management board asked the NJR to host ISAR 2013 in the UK. It is a great honour to showcase the NJR's progress and developments, welcome a plethora of experience and, of course, have access to Continuing Professional Development (CPD) on one's own doorstep. The ISAR working group chose Stratford-upon-Avon as the host town, knowing it would produce an excellent ambience for the meeting. The current President of ISAR is Goran Gareliick and Mr Martyn Porter will be President 2014/15 following the American Academy of Orthopaedic Surgeons (AAOS) meeting in February 2014. I n t e r n a t i o n a l Consortium of Orthopaedic Registries (ICOR) The ICOR initiative was launched in 2011, essentially as a response to the problems of metal-on-metal hip replacement in the US. It was promoted by the US Food and Drugs Administration (FDA) and launched with an inaugural conference at their headquarters in Silver Springs, Maryland. The meeting was attended by representatives of most national joint registries. Since then ICOR has promoted several collaborative audits and reports. The NJR is represented on the ICOR committee by Keith Tucker. The US FDA and the European Commission are driving the Unique Device identifier (UDI) initiative which the NJR is fully supporting. Eventually all implants will have a UDI (usually entrenched in their bar-code) which will relate to an internationally agreed component database. ICOR grant bursaries for research associated with registry data and are willing to fund travelling fellowships. For more information, contact Art Sedrakyan whose details can be found on the ICOR website (www.icor-initiative.org). 1,4.10 Patient Reported Outcomes Measures (PROMs) The NJR reported the results from its first PROMs survey in the 2nd Annual Report in 2005. This study was carried out in a group of 20,000 patients who had previously undergone replacement of a hip or knee joint. The NJR initiated a second more extensive one year foliow-up PROMs programme in 2011. In order to be eligible for the study, patients had to have completed a pre-operative questionnaire for the NHS England national PROMs programme and have consented to have their personal details held by the NJR. Over a six-month period, 50,000 questionnaires were sent to patients, with approximately 42,500 being returned completed. With about 1,500 patients being lost to follow-up since the start of the programme, approximately 41,000 Year Three follow-up questionnaires will be despatched over a six-month period which began in March 2013. It is intended to undertake a further follow-up project at five years following surgery. The data from the Year One follow-up is currently being examined and will be linked to both pre- and post-operative data from the NHS England PROMs programme, NJR data and HES data. The team from the University of Bristol, along with Steering Committee member Professor Alex MacGregor, will undertake the analysis of the data. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 1.4.11 NJR Fellowships * Evert Swab - Consultant orthopaedic surgeon, North Bristol NHS Trust Following the excellent work undertaken by the previous two NJR Fellows, the NJR advertised the availability of another Fellowship in the latter half of 2012. Following interview, Mr Jeya Palan has been appointed and is due to start his Fellowship in April 2013. His work will be directed by the NJR Research Sub-committee and he will be supported by the team at the University of Bristol looking at issues in relation to unicompartmental knee replacement in addition to revision hip and knee replacements. Another NJR Fellowship will be advertised later in 2013. * lac Skwkwy - Consultant orthopaedic surgeon, Sheffield Teaching Hospitals NHS Foundation Trust The panel has recently started the assessment of required criteria for the evaluation of knee implants which will follow a similar process of data submission and evaluation to the hip products. In order to gain the expert knowledge required for this field we have recruited the following members: 1.4.12 Orthopaedic Data Evaluation Panel (ODER) overview * RicKard Paridusan - Consultant orthopaedic surgeon, Wirral University Teaching Hospital NHS Foundation Trust The ODEP group was set up to monitor NICE guidance on primary hip implants in 2002 and hip resurfacing in 2004. Although ODEP is independent from the NJR, its Chairman Keith Tucker is also a member of the NJR Steering Committee and the NJR provides data to facilitate the monitoring process. The NJR also uses ODEP outputs in a number of published reports. The panel provides an ongoing assessment of hip implants to benchmark both hip femoral stems and hip acetabular cups against the NICE guidance, providing a benchmark rating for implant survivorship and submitted data quality. The ODEP rating is now a commonly used benchmark not only in the UK but globally. A full list of products submitted to the panel and their individual ratings can be found at www.odep.org.uk. * Aswww Rod:eca.-s •• Consultant orthopaedic surgeon, North Bristol NHS Trust The group is hosted by NHS Supply Chain and members, listed below, volunteer their time and expertise: * HTTP; Tuskyr •• Chairman of ODEP - Consultant orthopaedic surgeon from Norwich * R«k-s Kay - Consultant orthopaedic surgeon, Wrightington, Wigan and Leigh NHS Foundation Trust. « Philip Lewis ~ NHS Supply Chain * ViarLe RAAford - Northgate, orthopaedic advisor to the NJR * CARo Rskw •• Consultant orthopaedic surgeon, University Hospitals of Leicester NHS Trust ¥• A s d w w Toms •• Consultant orthopaedic surgeon, Royal Devon and Exeter NHS Foundation Trust * Timothy Wstco - Consultant orthopaedic surgeon, Derby Hospitals NHS Foundation Trust The panel members accept data submissions for hips bi-annually in spring and autumn with monthly meetings arranged to discuss and review improvements to the process scheduled throughout the year. The year 2012 saw a marked increase in the level of activity of the panel with the numbers of submissions being provided for benchmark reaching 108 and the start of three major activities: * Initiation of a full review of the hip benchmarking process * Introduction of a benchmarking process for knees * Formation of the Beyond Compliance Advisory Group (see 1.4.3) Plans for 2013/14 will see the full launch of the revised hip process, submissions from industry to gain a knee benchmark and the completion of the pilot phase of the Beyond Compliance initiative. In addition, improvements to access of information with the launch of a new website and, in recognition of the importance placed on ODEP, introducing further programme support. * Aodv Smailwoed - Procurement Wales Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 JEWELL 08 9 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00048 1,5.1 Income and expenditure 2012/13 The NJR is self financing, funded by a levy raised on the sale of hip, knee, ankle, shoulder, and elbow implants to NHS and independent healthcare providers in England, Wales, and Northern Ireland (the latter from February 2013). The rate of the levy is recommended by the NJR Steering Committee for approval by the Department of Health (DH), and is subject to a Memorandum of Understanding between the DH, Welsh Government, Health and Social Care Board Northern Ireland, Independent Healthcare Advisory Services and the Association of British Healthcare Industries (ABHI) Orthopaedics Special Interest Section. The levy was set at £20.00 per joint from 1 Aprli 2012 to 31 March 2013. Levy income in 2012/13 was £3,292,579 (2011/12: £3,131,630). Expenditure for the same period was £2,512,741 (2011/12: £2,831,850). Below are some of the 2012/13 costs associated with the major NJR project areas. £46,750 (total cost of project £116,950) £14,950 (total cost of project £49,950) £39,083 (total cost of project £146,750) £70,500 (total cost of project £141,650) £49,705 (total cost of project £49,705) The NJR's financial results are included in the audited accounts of HQIP (Healthcare Quality Improvement Partnership) which manages the registry The full audited accounts are available on HQIP's website from September 2013 (www hqip org uk) and also from the Charity Commission, and Companies House Total expenditure for members' expenses during 2012/13 was £8,337 (2011/12: £26,069). w www, nj rce n ire.org „ uk JEWELL 0.9 0. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00049 X S* i?\ X X X X X'X XX XX X XX ,-5 O .« X W K7 \v> & s xxt ^ x x is s X X 3 "^ rX X1""' •* l 1 x-x l \ A LV, A- = ? si s = = i x- * s •c* <• 4 \v-\J H i l l M t tA,, A- XX XX ,-s XX / X <=X jC VT .X. i.,, / ± ,J- A1.1 NJR Steering Committee - Composition As a department expert committee, the composition of the N JRSC by category is: *• Chairman « Orthopaedic surgeons * Patient representatives * Implant manufacturer/supplier industry * Public health/epidemiology * NHS;organisation management * Independent healthcare provider * Practitioner with special interest in orthopaedic care who is a GP, nurse or allied health professional (physiotherapist or occupational therapist) A1.2 Membership from Aon! 2012 Members are appointed as posts become vacant. SO Laurel Powers-Preelii ig Chairman (from April 2011) Professor Paul Gregg Vice Chairman Acting Chairman (October 2009 to March 2011) Orthopaedic Surgeon (from October 2002) Mr Mick Bnrroff Orthopaedic device industry (from October 2002) Mary Cowern Patient Representative. Patient group - Arthritis Care (from October 2006) Dr Jean-Jacques de Gorier Independent healthcare sector (from October 2011) Professor- Alex MaeGregor Public health and epidemiology (from October 2002) Sue Musson Patient representative (from October 2011) Carolyn Naisby Practitioner with special interest in orthopaedics (from July 2006) Mr Martyn Porter Orthopaedic surgeon (from January 2003) Dean Sleigh Orthopaedic device industry (from April 2008. Resigned in February 2013) Mr Keith Tucker Orthopaedic surgeon (from May 20070 Andrew Wood head NHS Trust management (from January 2007} ^ D wwA'.njrcentr'&,org.uii AXvN-X JEWELL 0.9.1 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00050 Ai .3 Observers The following have regularly attended NJR Steering Committee meetings as observers: Mr Peter Howard Chairman of ttie NJR Regional Clinical Coordinators' Network Dr Crina Cacou Senior Medical Device Specialist, MHRA Andy Smaliwood Procurement Wales Elaine Young National Development Lead, HQIP Robin Burgess Chief Executive, HQIP Robin Rice Welsh Government AI .4 Members' declarations of Interest Laurel Powers-Freeiing No interests to deoiare Professor Paul Gregg Emeritus Consultant Orthopaedic Surgeon, James Cook University Hospital, Middlesbrough, Professor of Orthopaedic Surgical Science, Orthopaedic Advisor for Ramsay Healthcare Mick Borroff Chair, ABHf Orthopaedics Special Interest Section Employed by DePuy International Ltd, manufacturer of orthopaedic prostheses Mary Covvern Wales Director for the UK charity Arthritis Care Dr Jean-Jacques de Gorter Director of Clinical Services, Spire Healthcare Professor- Alex MacGregor Professor of Genetic: Epidemiology. University of East Angfia Consultant Rheumatoiogist, Norfolk and Norwich University Hospital NHS Trust Sue Musson Managing Director, Firecracker Projects Limited (supplying management consultancy to NHS organisations) Non-Executive Director, Bndgewater Community NHS Trust Carolyn Naisby Consultant Physiotherapist. City Hospitals Sunderland NHS Foundation Trust Mr Martyn Porter Consultant Orthopaedic Surgeon, Wrightlngton, Wigan and Leigh NHS Trust (orthopaedic unit has received financial support from DePuy International for clinical and RSA studies for Elite Plus femoral stem arid C-Stem), Has acted as a consultant to DePuy international in relation to the development of a hip femoral stem (C-Stern AMT) and received royalties on this trip stem Mr Dean Sleigh ABHI Council member, ABHI Orthopaedics Special Interest Section Mr Keith Tucker Consultant orthopaedic surgeon. Norwich Royalties received from Johnson & Johnson Orthopaedics more than five years ago for contribution to design of hip prostheses (all royalties paid into an orthopaedic charity) Andrew Woodhead Head of Mergers and Acquisitions, NHS London (until 31 March 2012) Managing Director - Andrew Woodhead Consulting Ltd (from Oct 2012) Associate Consultant - Defoitte (from Oct 2012) Associate Consultant - Venta (from Nov 2012) Trustee - Guideposts Charity (from July 2013) Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 This appendix provides details of published analyses and data releases that have been sanctioned by the NJR Research Sub-committee between April 2012 and March 2013. NJR data is available for research purposes following approval by the NJR Research Sub-committee. Ror further details please visit the NJR website at www. nj rcentre -Org.uk. Published papers (April 2012 to March 2013) Factors influencing Revision Risk Following 15,740 Single-Brand Hybrid Hip Arthroplasties" A Cohort Study From a National Joint Registry Jameson SS, Mason JM, Baker PN, Jettoo P, Deehan DJ, Reed MR. J Arthroplasty. 2013 Mar 21. pii: 30883-5403(13)00108-3. doi: 10.1016/j.arth.2012.11.021. Cemented, cementless and hybrid prostheses for tola! hip replacement: a cost-effectiveness analysis Pennington M, Grieve R, Sekhon JS, Gregg PJ, Black N, van der Meulen JH. BMJ. 2013 Feb 27;346:f1026. doi: 10.1136/bmj.f 1026. Mid-term survival following primary hinged total knee replacement is good irrespective of the indication for surgery Baker P, Gritchley R, Gray A, Jameson S, Gregg P, Port A, Deehan D. Knee Surg Sports Traumatol Arthrosc. 2012 Dec 1.4. Mid-term equivalent survival of media! and lateral umcondylar knee replacement: an analysis of data from a National Joint Registry Baker PN, Jameson SS, Deehan DJ, Gregg PJ, Porter M, Tucker K. J Bone Joint Surg Br. 2012 Dec;94(l2):164 1-8. doi: 10.1302/0301-620X.94B12.29416. The design of the acetabular component and srt:e of the femoral head influence the risk of revision following 34,721 single-brand cemented hip replacements: a retrospective cohort study of medium-term data from a National Joint Registry Jameson SS, Baker PN, Mason J, Gregg PJ. Brewster N, Deehan DJ, Reed MR. J Bone Joint Surg Br. 2012 Dec;94(l2):1611-7. doi: 10.1302/0301 -620X.94B12.30040. Failure rates ot metal-on-metai hip resurfacings: analysis of data from the National Jomt Registry for England arid Wales Smith AJ, Dieppe P, Howard PW, Blom AW; National Joint Registry for England and Wales. Lancet. 2012 Nov 17;380(9855):1759-66. doi: 10.1016/30140-6736(12)60989-1. Patient and implant survival following 4323 total hip replacements for acute femoral neck fracture: a retrospective cohort study using National Joint Registry data Jameson SS, Kyle J, Baker PN, Mason J, Deehan DJ, McMurtry IA, Reed MR. J Bone Joint Surg Br. 2012 Nov;94(11):1557-66. doi: 10.1302/0301-620X.94B11.29689. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Revision following patello-femorai arthoplasty Baker PN, Refaie R, Gregg P, Deehan D. Knee Surg Sports Trailmatol Arthrosc. 2012 Oct;20(10):2047-53. Revision tor unexplained pain following unicompartmental and total knee replacement Baker PN, Petheram T, Avery PJ, Gregg PJ, Deehan DJ. J Bone Joint Surg Am. 2012 Sep 5;94(17):e126. The association between body mass index and the outcomes ot total knee arthroplasty Baker P, Petheram T, Jameson S, Peed M, Gregg P, Deehan D. JBoneJointSurgAm. 2012Aug 15;94(16):1501-8. Reason for revision influences early pattent outcomes after aseptic knee revision Baker P, Cowling P, Kurtz S, Jameson S, Gregg P, Deehan D. Clin Orthop Relat Res. 2012 Aug;470(8):2244-52. dor. 10.1007/sl 1999-012-2278-7. The effect erf surgical factors on early patient-reported outcome measures (PROMs) following total knee replacement Baker PN, Deehan DJ, Lees D, Jameson S, Avery PJ, Gregg PJ, Reed MR. J Bone Joint Surg Br. 2012 Aug;94(8): 1058-66. doi: 10.1302/0301 -620X.94B8.28786. The effect of aspirin and low molecular weight hepann on venous thromboembolism after knee replacement: A non-randomised comparison using Maternal Joint Registry data Jameson SS, Baker PN, Charman SC, Deehan DJ, Reed MR, Gregg PJ, van der Meulen JH. J Bone Joint Surg Br. 2012 Jul;94(7):914-8. Comparison erf patient-reported outcome measures following total and nnicondylar knee replacement Baker PN, Petheram T, Jameson SS, Avery PJ, Reed MR, Gregg PJ, Deehan DJ. J Bone Joint Surg Br.2012 Jul;94(7):919-27. Patient Reported Outcome Measures after revision of the infected Total Knee Replacement: Do patients prefer single or two-stage revision? Baker P, Petheram TG, Kurtz S, Konttinen YT, Gregg P, Deehan D. Knee Surg Sports Traumatol Arthrosc. 2012 June 13. Independent predictors of revision following metal-on-metal hip resurfacing: A retrospective cohort study using National j o i n ! Registry data Jameson SS, Baker PN, Mason J, Porter ML, Deehan DJ, Reed MR. J Bone Joint Surg Br. 2012 Jun;94(6):746-54. Smith AJ, Dieppe P, Porter M, Blom AW; National Joint Registry of England and Wales. BMJ. 2012 Apr 3;344:e2383. doi: 10.1136/bmj.e2383. Total hip replacement for the treatment erf acuie femoral neck fractures: results from the National Joint Registry of England and Wales at 3-5 years after surgeryStafford GH, Charman SC, Borroff MJ, Newell C, Tucker JK. Ann R Coll Surg Engl. 2012 Apr;94(3):193-8. doi: 10.1308/003588412X13171221589720. JEWELL 0 94 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00053 Approved requests for NJR data for research (April 2012 to March 2013) Rate of venous Thromboembolism in total ankle arthroplasty Zaidi R Royal National Orthopaedic Hospital NHS Trust, Stanmore February 201.3 Does the type of venous "thromboembolism (VIE) chemoprophylaxis influence the rate of revision for infection following primary hip and knee replacement? Baker P Health Education North East January 2013 Total hip replacement and surface replacement for the treatment of pain resulting from end stage arthritis of the hip (Review of technology appraisal guidance 2 and 44) ClarkeA Warwick Medical School, University of Warwick December 2012 Understanding failure in unicompartmental knee arthroplasty Murray DW Nuffield Department of Orthopaedics, Rheumatology and Musculoskeletal Sciences, University of Oxford November 2012 Revision rates by prosthesis type: parametric survival analysis to inform a model of cost-effectiveness Danielson V Johnson •& Johnson Medical November 2012 ^ D ^w * 1 wwA'.njrcentr&,org.uli JEWELL 0 95 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00054 iqiand, Wates and No? N a t i o n a l 3»frtt Registry jt \ ¥¥ Yy O Y l 7A ^ V •¥ / \ | Y LA A-,- S iJ AY 5 / \ ,A S & f Sj 5 *v * 5 / y YY Y$ y Y y yy $Y Y ^ : f-\lilai * Y •; s y yy A Y A VY-AA -Y Y Y Y , y-y yy Y Y'YS A L & \ J n o t i n i u n o o L I U i & IA§ i s\ I 1 P y A # ay K y A 4- ay HOP ¥¥CU5ltC www ni rrantrp rvrn pk: y y y y y y « S M s v A , . s S sO O « t a s Ay » As O The following information will also be available on; the NJR website: 1. NJR 10th Annual Report 2. NJR 10th Annual Report Part One: Annual Progress 2012/13 - Welsh Language 3. NJR 10th Annual Report NJR Steering Committee and Sub-committee composition and attendance 2012/13 4. NJR 10th Annual Report NJR Steering Committee Terms of Reference 5. NJR 10th Annual Report NJR Regional Clinical Coordinators' Terms of Reference 6. NJR 10th Annual Report Prostheses Data 7. NJR 10th Annual Report Tables and Figures 8. NJR 10th Annual Report Public and Patient Guide Parts One, Two, Three and Four (annual progress 2012/13, clinical activity 2012, implant survivorship 2003 to 2012, and Trust- and unit-level activity and outcomes 2012) www, nj rce n tre ,o rg „ uk w JEWELL 0 96 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00055 JEWELL 0 97 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00056 National Joint Registry for FmgUnd, Warn This section summarises the number of hip, knee and ankle replacement procedures undertaken in England and Wales between 1 January and 31 December 2012 and entered into the NJR by 28 February 2013. Details of elbow and shoulder procedures submitted between 1 April and 31 December 2012 and submitted into the NJR by 28 February 2013 are also included. The information is summarised according to the type of hospital or treatment centre, procedure type and patient characteristics. 2,1.1 Hospitals and treatment centres participating in the NJR A total of 413 orthopaedic units were open and of these 398 (96%) submitted at least one hip, knee, ankle, elbow or shoulder procedure to the NJR (Table 2.1). During the life of the NJR there has been a trend showing a greater proportion of all hip replacements being performed in larger centres. However, in 2012 the proportion of large volume centres has remained constant but the percentage of medium sized centres (200-299) has increased by 3% (Figure 2.1). On average, 218 hip replacements and 235 knee replacements were recorded per orthopaedic unit over the year, although the numbers varied from 1 to 1,490 procedures for any one joint type. Compared with previous years, there was a decrease in the number of units performing more than 400 knee procedures (Table 2.2) but a large increase in the number of units performing 300-400 knee procedures. Most units performing ankle procedures perform less than 5 in a year but there are four units doing larger volumes. The nine months of recording elbow and shoulder replacements show that most units do less than 5 elbow procedures in nine months whereas more than half the units do more than 5 shoulder procedures in nine months. JEWELL 0 98 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00057 Table 2,1 Total number of hospitals and treatment centres in England and Wales able to participate in the NJR and the proportion actually participating in 2012. England Wales England Wales Table 2.2 Number of participating hospitals, according to number of procedures performed during 201; Hospitals entering replacements Hospitals entering primary replacements Hospitals entering replacements Hospitals entering primary replacements Hospitals entering replacements Hospitals entering primary replacements Note: Elbow and Shoulder data for nine months only. ^ D ^w * 1 wwwjijrcentre.org.ul' JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 099 DEMO-00085-00058 Figure 2.1 Percentage of participating hospitals by number of procedures per annum, 2004 to 2012, Hip procedures Year 400+ 300 - 399 200 - 299 100 - 199 50-99 27% 31% 29% 25% 23% 21 % 22% 23% 31 % 17% 18% 19% 28% 19% 20%) 15% 15% 13% 15%) 18% 12%> 17% <50 Number of hospitals Total hip procedures 399 391 394 395 400 398 396 66,703 74,878 78.183 78.918 81,623 84.892 86,488 15% 14% 18%) 392 53,306 63,948 27% 12% Knee procedures 100% 80% 74 60% 40%) 20% 0% Year ^ 400+ 300 - 399 200 - 299 29% 100 - 199 50 - 99 24% 20%) 25%) 19%) i5U Number of hospitals Total knee procedures 32% 19% 22% 19% 15% 15% 393 391 398 389 390 393 48,937 64,042 66.207 78.106 82,477 84.148 14%, 12% 11 % 392 392 386 86,974 89,837 90,842 13% L njrcentre.org, ok w JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 10Q DEMO-00085-00059 JEWELL 10.1 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00060 The total number of hip procedures entered into the NJR during 2012 was 86,488, an increase of 7% over 2011. Of these, 76,448 were primary and 10,040 were revision procedures. The revision 'burden' increased on the 2011 levels by 1 % to 12%. Table 2.3'shows' that 93% of patients at independent hospitals and ISTCs were graded as fit and healthy or with mild disease according to the ASA system, compared with 78% at NHS units. resurfacings has decreased again this year to 1 % of all primary procedures. The percentage of resurfacing procedures done in Independent hospitals (3%) is triple that of NHS hospitals (1 %), as shown in Figure 2.2. Independent units and ISTCs perform more cementiess hip primary procedures than NHS hospitals. At NHS hospitals, revision procedures account for 14% of all procedures. In comparison, the revision burden at independent hospitals is 7%. Nearly all procedures (94%) undertaken at ISTGs were primary procedures. The percentage of primary hip Table 2.3 Procedure details, accord! ig to type of provider for hip procedures Primary total prosthetic replacement using cement Primary total prosthetic replacement not using cement Primary total prosthetic replacement not classified elsewhere (e.g. hybrid) Primary resurfacing arthroplasty of joint 'XI -i 'i 21,985 1 1,399 Hip single-stage revision Hip stage one of two-stage revision Hip stage two of two-stage revision Hip excision arthroplasty 3,024 : ~ Bilaterals will only be counted as a bilateral if tney are entered under the same operation during data entry. If the two procedures are recorded under two different operations they will be counted as two unilateral procedures. Therefore, the count of bilaterals is likely to be an uiicerestirnate. / mjixentr8.org, uk w JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 102 DEMO-00085-00061 Figure 2.2 Primary hip procedures by type of providei 2012. 100% 80% 60% 40% 20% 0% T 3 0/. u u /u Resurfacina Number of procedures 52,675 2.2.1 Primary total hip replacement procedures (THR) 2012 Of the 76,448 primary hip replacement procedures undertaken in 2012, 33% were cemented THRs, 43% were cemenfless, 1 % were hip resurfacing procedures and 2% were large head metal-on-metal (LHMoM) THRs (Figure 2.3). For the first time the number of operations for the current reporting year available for this report is greater than the previous year. Normally, this is not the case as not all procedures performed in the reporting year are submitted in time to be reported in the Annual Report. It is too soon to tell whether this is due to an increase in activity, an increase in compliance, more timely submissions or a combination of these factors. The ratio between cemented and cemenfless ^ D ^w * 1 20.927 2,846 procedures has continued to change in 2012. In 2011, there was a 5% difference and in 2012 this increased to 10% more cemenfless procedures than cemented procedures being carried out. There has been an increase in the percentage of hybrid (standard and reverse hybrid) procedures performed. There has also been a significant decrease in the percentage of resurfacing procedures and in procedures where a large metal head is used with a resurfacing cup (LHMoM). This decline is thought to have resulted from the well publicised voluntary recall of one brand of resurfacing device (ASR - DePuy) and ongoing concerns regarding the safety of LHMoM procedures as reflected in MHRA guidance and follow-up. In 2012, 15% of hybrid procedures were reverse hybrid (cemenfless stem, cemented socket) and 85% were standard hybrid (cemented stem, cemenfless socket). wwA'.njrcentr'&,org.u!i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 103 DEMO-00085-00062 Figure 2,3 Type of primary hip replaeement procedures undertaken between 2005 and 2012. 60% •°#«c Cement! ess 22% 25% 27% .32% 37% 41% 41% 43% Hybrid 12% 14% 14% 15% 15% 16% 18% 20% Resurfacinq 9% 10% 9% 8% 6% 3% 2% 1% «#™ Large head metalon-metal (>36mm) 3% 6% 7% 8% 6% 5% 3% 2% Number of procedures 56,454 59,967 67,321 70,559 70,908 73,006 75,460 76,448 2.2.1,1 Patient characteristics Age and gender were included for those patients who gave consent for their personal identifiers to be entered into the NJR and where consent was 'Not recorded' (a total of 96%). The average age was 67.4 years, 0.2 years more than last year. Approximately 60% of the patients were female (Table 2.5) which is the same as 2011. On average, female patients were older than male patients at the time of their primary hip replacement (69.7 years and 67.2 years respectively, Table 2.5). Patients undergoing a resurfacing procedure were the youngest, at an average age of 53,4 years (Table 2.5). Seven times as many males have a resurfacing procedure compared with females. According to the ASA system, 15% of patients undergoing a primary hip replacement in 2012: were graded as fit and healthy prior to surgery, compared with 37% in 2003, Figure 2.6 shows the changes in ASA grade over ten years. Patient BMI6 has increased over the past eight years from 27.4 to 28.7, as shown in Figure 2.7. Females undergoing THR have a consistently lower mean BMI than males; the converse is the case for TKR (Figure 2.22). Figure 2.7 shows that there has been an increase in the number of patients with a BMI of between 30 and 39 and a decrease in the number of patients with BMI between 20 and 24. The single, largest indication recorded for surgery was osteoarthritis, recorded in 92% of procedures (Table 2.4). Figure 2.5 shows that the percentage of patients within the age group bands has not changed BMI: 20-24 normal, 25-29 overweight, 30-39 obese, 40+ morbidly obese. /.njrcentre.orguik w JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 104 DEMO-00085-00063 significantiy since 2003, suggesting that the increase in BMI and reduction in fitness of patients is not due to an ageing patient cohort. However, only 16% of entries in 2005 had BMI data entered (BMI was not collected as part of MDSvl) and, while this has increased to 67% in 2012, all BMI data has to be viewed with caution as surgeons may be more likely to enter BMI data when the BMI is high, introducing an element of bias. Table 2.4 Patient characteristics for primary hip replacement procedures in 2012, according to procedure type. PI -fit and healthy P2 - mi id disease not incapacitating P3 - incapacitating systemic disease P4 and P5 10% 6, id5 18% 17,730 70% 23,800 70% 2/133 2,011 13% 1 1,061 70% 503 16% 11,002 15% 515 50% 53,109 70% 0 0% 3 <i% 10 67 <1% <i% 1% Number with BMI data Average SD Osteoarthritis Avascular necrosis Fractured neck of femur Congenital dislocation/ Dysplasia of the hip I ntlammatory arth ropat hy Faiiori hemiarthroplasty Trauma - chronic Previous surgery - non trauma, relatec Previous arthrodesis Previous infection Other P I Bilateral Left, unilateral Right, unilateral ^ D ^w * 1 42 <1% 11,273 45% 14,001 55% 228 15,487 18,428 <1% 45% 54% 17 288 <t% 2% 80 7,215 <1% 45% 8,612 54% 18 2% 1,071 14 1% 364 520 40% 34,504 45% 539 50% 41,580 54% mi <i% wwA'.njrcentr'&,org.u!i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 105 DEMO-00085-00064 Table 2.5 Age and gender for primary hip replacement patients in 2012. Average SD Interquartile range <30 years 20 1 18 30 - 39 years 63 287 -10-'19 years 204 50 - 59 years 983 6% < i % 30 <1% 3 38c 171 <1% 90.' 67 <1 % 8 / 8v- 425 <1% 1,176 6% 306 3% 32 2784 1,718 4% 3,390 19% 1.001 10% 53 448c 5,427 12% 00 - 69 years 6,523 36% 2,838 29% 22 188c 13,160 3084 70 - 79 years 6,864 5,051 28% 3,561 3784 1 <1% 15,477 35%: 3.972 1,558 9% 1.729 18% 1 < 184 7,260 1684 279 73 <!% 150 2% 0 08c 502 80 - 89 years 90<30 years 30 - 39 years 40 - 49 years 50 - 59 years 60 - 69 years 70 - 79 years 80 - 89 years 90- 1% liii 12 1 16 \\% 30 <1% 1 1 184 169 <\% 39 298 2% 61 1% 52 68-c 450 2% 182 1.146 8% 261 5% 220 26% 1,809 6% 21 % 761 1484 339 4084 4.708 1684 595 3,013 2,278 5.309 36% 1,708 3084 189 23% 9,484 32% 3,569 3.761 26% 2,001 3684 24 38c 9.355 3284 752 13% 3 <1 84 3,369 11%: <r. 1 84 0 0% 161 <1% 1.638 95 42% 19% 1% 34 / mjixentre.org, uk w JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 106 DEMO-00085-00065 Table 2.6 Indications for hip primary procedure based o n age groups. Osteoarthritis Avascular necrosis Fractured neck of femur Congenital dislocation/ Dysplasia of the hip Inflammatory arthropathy Failed hemiarthroplasty Trauma chronic Previous surgery, non trauma related Previous arthrodesis Previous infection Indication other 150 75 22% 3I f:)% 2 <l 182 2 1 % 33 4% 10 i% 338 9% i(X) 3% 7 <l% 12 4% 26 30c 81 2% 23 7% 41 5% 58 2% 5 1% 1 <1% 4 ,• 1 C.' --. 1 ,'U 8 2% 10 1% M 12% 63 ~% 7 <1% 128 4% 27; 161 3% 2% 20 < 1 % 148 1% 46 < 1 % 312 1% 43 <. 1 % 236 1% 14c 94 < i % 67 <1 % 16 < 1 % 219 226 <1 % 6 <1% 9 <1% 14 < t % 1% 175 0 0% 0 0% 2% 27 < t % 5 <1% 146 1 --:1% (58 <1% 248 1% 4 <l% 142 1% ^ D wwA'.njrcentr'&,org.u!i ^w * 1 JEWELL 1 0 7 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00066 Figure 2,4 Age and gender for primary hip replacement patients in 2012. Female 100% Male 100% /mji"centre,:org,iik w JEWELL 1 0 8 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00067 Figure 2.5' Age for primary hip leplaoement patients between 2003 and 2012. 100% <D -Q OS oj Q. *^O_ <a <•>) <i> U) m <a sz O <C C)1 <JJ o (I) Q. 30-39 40-49 50-59 60-69 70-79 80-89 90+ 1% 4% 16% 31% 33% 13% <1% 1% 5% 15% 31% 33% 13% <1 % 1% 1% 1% 5% 1% 5% 1% 5% 16% 31% 34^ 13% <1% 15% 30% 34% 13% :1% 15% 31% 34% 13% <1% 15% 30% 34% 13% <1% 14% 30% 34% 14% '1% 1% 1% 1% 5% 14% 30% 34% 14%> <1% 14% 31 % 34% 14% <1 % 14% 31% 34% 14% <1 % >% Number of 14,557 28,222 40,370 47,687 60,637 66,892 67,729 69,900 72,537 73,645 patients ^ D ^w ^ wwA'.njrcentr'&,org.u!i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 109 DEMO-00085-00068 Figure 2.6 ASA grades for primary hip replacement patients between 2 0 0 3 a n d 2 0 1 ; HI—Wl—HUT o. b as en P2 53% 57% 60% 63= 66% 70% 70% 69% 69% 69% P3 9% 3% 11% 13% 13% 13= 14% 15% 15% 15% P4 and P5 :1% :1% <1% <1 % :1% <1% ;1% :1% <1 % :1% Number of 26.435 48,061 57,594 59,967 67.322 70,559 70,908 73,006 75.461 76,448 patients ww w, nj rce n ire.org „ ok W JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 110 DEMO-00085-00069 Figure 2,7 BMI for primary hip: replacement patients between 2004 and 2012. 30 * Average BMI - all patients 60% 27.36 27.47 27.67 27.91 28.31 28.43 28.53 28.60 28.71 BMI 15-19 3% 3% 3%; 3% 2%- >% 2% 2% 2% BMI 20-24 27% 27% 25% 24% 21% 21 % 20% 20% 19% BMI 25-29 40% 40% 40% 40% 41% 40% 40% 40% 40% BMI 30-34 21% 21% 21% 23% 25% 25% 25% 26% 26% BMI 35-39 6% 6% 7% 3% 3% 9% 9% 9% 10% BMI 40-44 2% 2% 2% 2% 2% 2% 2% 2% 3% BMI 45+ <1% <1 % <1 % <1% <1% <1% <1% <1% <1% * Average BMI - female 27.29 27.15 27.53 27.77 28.12 28.22 28.31 28.40 28.49 * Average BMI - male 27.71 27.87 27.94 28.16 28.62 28.72 28.83 28.92 29.04 Percentage of procedures with BMI 17% 16% 18% 21% 48% 56% 60% 64% 67% Number of procedures with BMI 5,919 9,002 10,473 14,237 33,842 39,431 43,679 48.345 51,300 2.2.1.2 Surgical techniques The surgical techniques used in procedures in 2012 are summarised in Table 2.7. Patients were mainly positioned laterally. The lateral position was used more frequently in hybrid and resurfacing procedures than in cemented and cementless procedures. As would be expected, the most frequently used incision approach was posterior for all procedure types, though for cemented procedure types there were nearly as many procedures performed where a lateral (including Hardinge) approach was used. The reduction in the use of cemented stems (from 77% in 2004 to 51 % in 2012) and also in the use of cemented cups (from 56% to 36%) is consistent with the reduction seen in the overall number of cemented procedures and a corresponding increase in hybrid and cementless surgery. The change in 2012 appears to have been mainly caused by the rapid decline ^ D wwwjTjrcentre,orc|.ui' ^w * 1 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 111 DEMO-00085-00070 in metal-on-metal procedures rather than a switch from one type of conventional hip replacement to another since 2004 (Figure 2.3). The relative usage of different types of bone cement is shown in Figure 2.8 and shows that the use of antibiotic cement has increased from 73% in 2004 to 89% in 2012. Use of minimally-invasive surgery was greatest in cementless procedures, although it was used in less than 5% of all procedures (Table 2.7) which is the same as 2011. Table 2.7 Surgical technique for primary flip replacement patients in 2012. 1,014 24,302 4% 96% 1,321 32.822 4% 96% 841 15,066 www, nj rce n tre.org „ ak w JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 112 DEMO-00085-00071 hgure > ,© Bone cement types for primary hip replacement procedures undertaken between 20.04 and 2012. 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% U kJ IiJ ItJ lii i J Antibiotic-loaded medium viscosity 6% 7% 8% 9% 9% 10% 10% 9% 9% Antibiotic-loaded low viscosity 5% 4% 3% 3% 3% 2% 2% 1% 1% 6% 6% 5% 5% 5% 4% 3% 2% 19% <1% 17% <1 % 18% <1 % 17% <1 % 15% <T% 13% <:1 % 11% <1% 9% <1% 8% :1% 34.497 40,473 40,544 44,334 43,362 41,514 41.108 43,359 43,789 High viscosity Medium viscosity Low viscosity Number ot procedures using cement 2.2.1.3 ThromboprophyLaxis Patients may receive more than one chemical and more than one mechanical thromboprophylaxis method. The most frequently prescribed chemical method of thromboprophylaxis for hip replacement patients was low molecular weight Heparin (LMWH), at 73%, and the most used mechanical method was TED stockings ^ D ^w * 1 (66%), (Table 2.8). There has been a marked decrease over the past years in the use of aspirin, 20% in 2009 to 8% in 2012. Direct thrombin inhibitor is now used in 13% of hip primary procedures and the use of 'other chemical' has gone up from 7% in 2009 to 13% in 2012. The number of procedures for which both chemical and mechanical methods were prescribed has continued to rise from 63% in 2007 to 92% in 2012. wwwj'ijrcentre.orci.ul' JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 113 DEMO-00085-00072 TaKla-O 0 T h r ^ e A r i h f l H cts+ t i r r i o /-^t / - s r v o r o t i / ^ r i f i i n t r\C3+i^r\to Aspirin. Pentasaccharide xlsilifjiillllllll:: Direct thrombin inhibitor No chemical lllpdlpdmill Intermittent calf compression 6,124 8% 11:111:: 1111 1,148 2% illllli: :ili:;: 10,203 13% liill:; isli: 2,143 riiiii ill:;: 3% 33,052 43% rllll lllll;: Other mechanical :;:i^p:iraMiii0ieiai;:;:;:;:;:;:; Both mechanical and chemical fNiifhebm^^ 2,272 3% iill:; mm 70,700 92% 111;:$$; Hill As would be expected, this occurred more often in cementless than in cemented hips. Furthermore, 16% were trochanteric fractures, also more common in cementless procedures. 36% of events were of 'other' description. 2.2.1.4 Untoward intra-operative events Untoward intra-operative events were reported in 1.3% of procedures (Table 2.9). Of the 999 untoward events reported, a decrease of 9 events compared with 2011, 33% were attributed to calcar crack. Table 2.9 Reported untoward intra-operative events for primary hip replacement patients in 2012, according to procedure type. IPalyiclphsffafidn::; Shaft fracture :;;§ibiil$ Trochanteric fracture Irilerllllllllllllll :i! Hi §1 13 22 11 46 ;:;:;#$; 56 61 39 111: Hi ii ill 156 fill:: /.njixentreforguik w JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 114 DEMO-00085-00073 2,2,1.5 Hip primary components This section outlines in more detail the trends in brand usage for hips. For a full listing of brands used in 2012, please visit the NJR website at www.njrcentre.org.uk. This section also includes an analysis of usage according to National Institute for Health and Care Excellence (NICE) guidelines, as interpreted by the Orthopaedic Data Evaluation Panel (ODER). 2.2.1,5.1 Compliance with ODEP and NICE guidelines nor the ODEP process, The latest listings for brands currently being used in England and Wales can be seen on the ODEP website: www.odep.org.uk Analysis of primary procedures shows that the use of products meeting the full 10 year (1..0A) benchmark, as recommended by NICE, is as follows: * Cemented stems 88% (using 14 brands out of 47 recorded on the NJR) * Cementless stems 69% (17 brands out of 91) * Cemented cups 34% (10 brands Out of 43) In 2012, 101 brands of acetabular cup, 8 brands of resurfacing cup and 146 brands of femoral stem were used in primary and revision procedures and recorded on the NJR. This is a decrease in the number of brands of acetabular cup and stem in use compared with 2011. The 2nd NJR Annual Report in 20047 gave a full description of the NICE guidance on the selection of prostheses for primary THRs and metal -on- metai hip resurfacing arthroplasty. It also described the establishment of ODEP. Its remit is to provide an independent assessment of clinical evidence, submitted by suppliers, on the compliance of their implants for THR and hip resurfacing against NICE benchmarks for safety and effectiveness, ODEP produced detailed criteria for this guidance which is currently under review as part of a complete overhaul of the system, The ODEP committee have reviewed suppliers' clinical data submissions and ODEP ratings have been given to 69 brands of femoral stem (50% of those available) and 49 brands of acetabular cup (49%) used in primary procedures. However, there are 39 brands of acetabular cup (39%) and 46 brands of femoral stem (33%) currently being used in England and Wales for which no data has yet been submitted to ODEP. It should be noted however that some of this usage relates to stems designed for revision surgery being used in primary procedures for unspecified reasons. Revision brands are not covered by NICE guidance 7 * Cementless cups 3% (7 brands out of 57) * Resurfacing cups 63% (1 brand out of 9) These percentages are based on the latest ODEP ratings from clinical outcomes data already submitted to the ODEP committee and published in February 2013. Manufacturers are expected to submit additional data to progress through the ratings and this will result in these percentages changing in the future. Comparison with the 2011 figures shows that use of cemented and cementless sterns achieving the 10year benchmark has not changed significantly. Usage of cementless stems achieving the 10-year benchmark is 69% (a decrease of 3% on last year). However, the percentage for cementless cups achieving 10-year benchmark was 3%. 2.2.1.5.2 Hip brand usage in primary procedures Figures 2.9 to 2.13 show historical trends in the usage Of the most popular brands of cemented stems, cemented cups, cementiess stems, cementless cups and hip resurfacing cups. Figure 2.9 shows that the market is dominated by polished eollariess tapered sterns, with the Exeter V40 having a market share of more than 66% and the CPT stem continuing to consolidate its position in second place. See pages 86 to 92 of the 2nd NJR Annual Report, available on the NJR website www.njrcentre.org.uk, Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Figure 2M Top five, cemented hip. stem brands, trends 2003 to 201.2. 70% Exeter V40 •#-••• CPT C-Stem AMT Cemented Stem The trend for cemented cups (Figure 2.10) continues to show that sales of different brands are in line with the popularity of the stem manufacturer. The only C-Stem Cemented Stem ..%.... Charnley ^ Cemented Stem significant change being a proportion of Exeter stem users switching from the Contemporary to the Exeter R'imfit cup, both manufactured by Stryker. r ; „ , s „ vs o -in Top five cemented hip cup brands, trends 2003 to 2012. 40% —#— Contemporary ™%- Elite Plus Ogee ™#™ Exeter Rimfit ~#~ Marathon Elite Plus Cemented Cup www, nj rce n ire.org „ uk W JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 116 DEMO-00085-00075 The relative sales of cementless stem brands (Figure 2.11) are very similar to the previous year, with pressfit HA coated stems continuing to dominate the market. The Corail prosthesis continues to maintain its position as market leader. Figure 2.11 Top five cementless hip stem brands, trends 2003 to 2012. 50% I™ Corail ^ D ^w * 1 ~<ssw Furlong * HAG Stem Accolade ™#™ Taperloc Cementless Stem M/L Taper Cementless wwwjijrcentre,orc|.ul' JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 117 DEMO-00085-00076 The cernentless stem market share has again reflected the sales of the corresponding cernentless cups from the same manufacturers, which means that the Pinnacle cup from DePuy has retained its position as the market leader (Figure 2.12) despite appearing to lose some share to other brands, notabiv the f™0-«- sv.-\ o Exceed AST from Biomet. More information on the other brands used can be found in the document 'Prostheses used in hip, knee, ankle, elbow and shoulder replacement procedures 2012' which can be downloaded from the NJR website. ~s *~& Top five cernentless hip cup brands, trends 2003 to 2012. HU70 35% - .„.„ -»~~^ 30% 25% 20% 15% 10% 5% - 0% -I1 ~ # ™ Pinnacle •*> ---#•--- Trident Exceed ABT Trilogy ™#™ CSF Plus w www, nj rce n ire.org „ uk JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 118 DEMO-00085-00077 2012, at the expense of ail other brands reflecting its clinical performance when measured against most of its competitors. However, it should be noted that this is against a background of an ongoing decline in the overall volume of resurfacing hip replacement. Figure 2.13 shows the sales evolution of brands of hip resurfacing prostheses in the English and Welsh markets. It is evident that the previous trend towards a decline in the usage of the original brands has continued to reverse. The market share of the BHR brand increased significantly during the course of higure 2.13 Top five resurfacing head brands, trends 2003 to 2012. 90% 80% 70% 60% >-~ 50% ...—*--'" 40% 30% 20% 10% 0% 2 640 BHR •"#— Resurfacing Head 5 031 Adept Resurfacing Head 6 230 6,502 6 701 Cormet 2000 Resurfacing Head 5,798 4 358 2,689 Accis Resurfacing Head 1883 1,075 Recap Resurfacing Head 2.2.1,5,3 Trends in head size use 2.2,1,5,4 Trends in hip articulation Figure 2.14 shows the relative usage of different femoral head sizes (for all femora! heads used in conjunction with a femoral stem) each year since the inception of the NJR. it is immediately clear that there has been a gradual increase in the use of larger head sizes (36mm diameter and above). However, between 2010 and 2012 this had been reversed slightly. This trend accurately reflects the trends in usage of LHMoM prostheses during the lifetime of the NJR. Figure 2.15 shows the change in hip articulation types since the inception of the NJR. Only those procedures where complete articulation surfaces can be derived are included. The most interesting observation being the huge rise in the use of ceramic-on-ceramic bearings, from small numbers in 2003 to over 17,000 in 2012, though this has remained steady over the past year, This growth would appear to have been mainly at the expense of metal-on-metal bearings. ^ D ^w * 1 wwwjTJrcentre,orc|.ul' JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 119 DEMO-00085-00078 X CD zv C" <$> g _ CD, ^ c CO f CD to Number of procedures o o o o o. o o o O O O: O 3 CD 03 3 3 o l\3 ro ro on 3 3: Percentage of procedures WA o o CO fD CD CO CO J> J> IS5 03 Z] 3 H 3 3 1. o' ? o O "a ... o --K 3 CD as o 6 CD CD S CD C-l o m w g tf Jj o o o © H © National Joint Registry 2013 © National Joint Registry 2013 -4 CO M cjr> en C3 o o -4 CO Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 CD "T CD CD LZ CD N 8 ! CO ™*^ m \\> ^A. j > /z 2,2,2 Hip revision procedures 2012 A total of 10,040 hip revision procedures were reported in 2012, an increase of 1,401 compared with 2011. Table 2.10 shows that of these, 8,812 (88%) were single-stage revision procedures, 560 (6%) were stage one of a two-stage process, 611 (6%) procedures were stage two of a two-stage revision and 57 (<1%) were excision arthroplasty procedures. Infection as an indication for revision has increased to 12% of the total. 2.2.2.1 Patient characteristics (with the exception of excision arthroplasty). However, the percentage of patients who were graded as being fit and healthy prior to surgery has decreased from 26% in 2003 to 10% in 2012. Aseptic loosening has continued its decrease as a reason for revision compared with previous years. Adverse soft tissue reaction was noted for 13% of ali revision procedures (Table 2.10). However, this option was added in July 2009 so it is not possible to tell if this increase is actual or due to a delay in the usage of the new MDS H2 data forms. More than one indication for revision may be given. Table 2.10 summarises patient characteristics for the 10,040 hip revision procedures undertaken in 2012. Compared with 2011, the patient demographics have iargely remained unchanged, though there was a slight increase in the average age in each procedure type JEWELL 12.1 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00080 Table 2,10 Patient characteristics for hip revision procedures in 2 0 1 2 , according to procedure type. fit and healthy P2 - mild disease not incapacitating P3 - incapacitating systemic 069 ] 0% 6,316 63% Lysis Pain Dislocation/subluxation Poriprosthetic fracture Infection Malalignment Fractured acetabtriiim Fractured stem Fractured femoral head Incorrect sizing head/socket Wear of acetabular component Dissociation of liner Adverse soft tissue reaction Other 199 12% 158 2% 1,330 13% 899 9% Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Table 2.11 Indication for surgery for hip revision procedures 2008 to 2011 Aseptic loosening Pain Lysis Acivorso soft tissue reaction to particle debris Infection Pain Aseptic loosening Lysis 2.2.2.2 Components removed and components used Both the acetabular and femoral components were removed in approximately half of all revision procedures (Table 2.12). However, comparison of the different types of revision procedures indicates that both components were more likely to be removed during a two-stage revision process than during a singlestage revision. This is expected since the majority of two-stage revisions are carried out for reasons of infection, where all components are routinely removed. The components used during single-stage revision procedures are shown in Table 2.13. Table 2.12 Components rernoved during hip revision procedures in 2012. T ~ Both cup and stem Acetabular cup only B ^ Femoral stem only Neither a ip nor stem ^ D ^w * 1 wWA'.njrcerttr'&.org.id JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 123 DEMO-00085-00082 National Joint Registry rqumci, Wares and Nor Table 2,13 Components used during single-stage hip revision procedures in 2012. w www, nj rce n ire.org, u k JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 124 DEMO-00085-00083 JEWELL 12 5 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00084 The total number of knee replacement procedures entered into the NJR during 2012 was 90,842, an increase of 7.3% compared with 2011. Of the 90,842 procedures submitted, 84,833 were primary procedures and 6,009 were revision procedures. Table 2.14 summarises the patient characteristics and details of knee replacement procedures according to type of provider. As a percentage of their activity, ISTCs performed more unicondylar knee replacement procedures (Figure 2.16) than any other type of provider and NHS hospitals performed more cemented bicondylar knee procedures than any other provider. The revision procedures undertaken at NHS hospitals comprised 85% of all revision procedures performed. Table 2.14 Procedure details. according to type of provider for knee procedures in 2012. PI -fit and healthy P2 - mild disease not incapacitating P3 - incapacitating systemic disease F4 and P5 Knee single-stage revision Knee stage one of two-stage revision Knee stage two of two-stage revision Knee conversion 1o arthrodesis Bilateral Unilateral 8°c 3,873 369 45.825 72% 17,784 3,015 12,217 19% 1,829 276 317 Total prosthetic replacement using comont Total prosthetic replacement not using cement Hybrid, total knee Pafello-femoral replacement Unicondylar knoo replacement Amputation 5,320 <1 % 18,597 51,703 20 6 15 <1% i < 1 %: 0 <1% 0 0% 21 0% 0 0% 6 374 2% •16 1% 1,088 23,127 98% 3,616 99% 89.754 <1 % BIB 668 63,01 1 1% 99% 1% 99% Bilaterais will only be: counted as a bilateral if they.are entered under the same, single operation during data entry. If the two procedures are recorded under two different operations they will be counted as two unilateral procedures. Therefore, the count of bilaterais is likely to be an underestimate. w www, nj rce n tre .org „ uk JEWELL 12 6 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00085 Figure 2,16 Primary knee procedures by type of provider 2012. 100% 03 Q. 80% 60% o 40% 03 CD co c 03 £ 20% - 03 0_ 0% Type of provider demented 5^ Cernentles 3% 4% <1 % Hybrid <1 % :1% <1 % 1% 2% 1% 7% 12% 13% 58,556 22,749 3,528 Number of procedures 23,1 Primary knee replacement procedures 2012 Of the 84,883 primary knee replacements undertaken in 2012, 76,497 (90%) were bicondylar procedures (TKR), 7,065 (8%) were unicondylar knee replacements and 1,271 (1 %) were patello-femoral replacements (Table 2.15). Compared with previous years, these proportions have largely remained the same (Figure 2.17) though there has been a slight increase in cemented TKR at the expense of cementless TKR over the past four years. Figure 2.18 is based on total condylar knee ^ D ^w * 1 82% replacements where the meniscal implant has been specified. The usage of unconstrained fixed implants has increased gradually over the past six years at the expense of unconstrained mobile constructs. Figure 2.19 shows that the usage of fixed constraint implants has increased since 2006. The single largest indication recorded for surgery was osteoarthritis, recorded in 98% of all primary/ procedures (Table 2.15). All other indications were recorded at 1 % or less. wwvv,jijrcentre,orc|.ul' JEWELL 12 7 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00086 P1 - fit and healthy P2 - mild disease not incapacitating P3 - incapacitating systemic disease P4 and P5 Number with BMI 6,881 9% 280 10% -16 10% 309 'VI % 1,573 22°.- 54,368 74% 2,092 77% 324 73% 864 68% -1,93 7 709 1 1,8-10 16% 333 12% j/\ 17% 97 8% 536 8'.! 12,880 <19 268 251 <l% 6 <1% 2 <1% 1 <l% 8 51,084 70% 577 58% 306 69% 865 68% 5.282 75% data Average SD 9,090 st3.1 14 /'0% 30.92 31.02 31.25 30.02 30.00 110.83 5.53 5.13 5.35 5.17 4.81 5.37 Pi Osteoarthritis Avascular necrosis Inflammatory arthropathy Previous infection Rheumatoid arthritis 71,384 97% 2,683 99% 428 223 < 1 % 3 <1% 3 :1% 2 500 < 1 % 964.1 11% jjj| 1,233 97% 6,987 99% 81L720 98% <1% 3 <1 % 55 <1% 287 < 1 % --.-1% -.) <1 % 3 <1% 519 0 <-"1 *•'••• 67 < 1 % 63 <1% 2 <1% 0 0% 0% 1 < 1% 1,108 2% 15 <1% 4 <1% 1 <1%, 5 < I% . 133 <!% 25 <1% 460 .- t ''•'•• 35 <1 Li- 602 *.-1 cv- Previous trauma 413 <\% 9 <.1% 8 2% Other 507 <1 % 9 <1 % 9 2% 32 r -K;-; 1c t^ SwSSsSS Bilatc Left, unilateral Right, unilateral 667 < I% 24 <1% 7 2% 90 7% 292 4% 1.080 1% 33,293 •17% 1,269 37% 203 46%. 504 4093 3,373 48% 39,642 47% 38,380 52% 1,3 18 52% 236 53% 677 53% 3,400 48% 44,111 52% Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Figure 2.17 Type of primary knee replacement procedures undertaken between 2006 and 2012. UUVo 80% 60% 40% 20% r\a/n - A, ;;;;;;;;dt * • » TKR using cement ™#™ TKR not using cement 7% 6% 6% 6% 5% 4% 3% 1% 1% 1% 1% 1% 1% <1% 1% <1 % 1% 1% 1% :1 % «^»» Patello-femoral ™#™ Unicondylar 8% 8% 8% 8% 8% 8% 8% 62,430 73,767 77,754 79,071 81,427 84,230 84,833 TKR Hybrid Number of procedures ii 1% D wwwj'ijrcentre.orvj.ul' D > *»»S-*" JEWELL 12 9 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00088 Figure 2,18 Implant constraint for blcondyiar primary knee replacement procedures between 2006 and 2012. 80% Z3 "U CD O ~~ 60% •*-• o 40% - g 20% CD 0_ SS •¥• §, ^.. •? 0% Year *#»* Constrained condylar <1% <1% <1% <1% <1% <1% <1% **#*» Posterior stabilised, fixed 24% 24% 24% 25% 25% 25% 23% 2% 2% 2% 2% 2% 1% 1% «#«* Unconstrained, fixed 62% 63% 64% 65% 66% 67% 70% Unconstrained, mobile 11% 11 % 10% 8% 7% 6% 5% Hinged/ linked <1% <1 % <1% <1% <1% <1 % <1% 54,968 64,884 68,502 69,852 71,956 74,787 76,140 Posterior stabilised, mobile Number of procedures w www, nj rce n ire.org, uk JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 1.3 Q DEMO-00085-00089 Fiqure 2,19 Bearing type for unicondylar implant used in primary knee replacement procedures undertaken between 2006 and 2012. 80% — -£•- — 7.0% 60% 50% 40% - 5 30% 20% 10% 0% Year *•#»» Fixed 25% 23% 24% 26% 30% 31% 36% «#°« Mobile 75% 77% 76% 74% 70% 69% 64% 5,723 6,639 7,017 7,105 7,460 7,260 7,095 Number of procedures* ' This is the number of procedures using a unicondylar meniscai implant regardless of patient procedure selected 2.3.1,1 Patient characteristics According to the ASA grade system, 11 % of patients undergoing a primary knee replacement procedure were graded as fit and healthy (Table 2.15). The average age of patients was 69.3 years and 57% were female. Patients undergoing a patello-femorai replacement were the youngest, at an average age of 59.7 years and 73% of these were female (Table 2.16). On average, female patients were of a similar age to male patients at the time of their primary knee replacement (69.5 years and 68.9 years respectively), see Table 2.16. However, female patients were, on average, older than male patients for cementless, cemented and hybrid procedures but younger for patello-femorai and unicondylar procedures. Figure 2.21 shows the trend in ASA grade over the past ten years. Since 2003, similar to the data trend for total hip replacement, there has been a reduction in the 9 number of patients assessed as being fit and healthy at the time of operation and an increase in P2 and P3 status of patients. Figure 2.22 shows the increase in BMI9 over the past nine years for patients having primary knee procedures. This figure has progressively increased from 29.2 to 30.8 over the period. There has been a slight decrease in BMI for female patients whereas the BMI of male patients has continued to increase. It also shows that there has been a steady increase in the number of patients within the BMI range 30 to 34 and 35 to 39 and a decrease within the ranges 20 to 24 and 25 to 29. The average knee replacement patient in 2012, by BMI measurement, was clinically obese. It is interesting to note that the profile of Figure 2.22 is significantly different to the equivalent chart for hips, Figure 2.7. However, only 16% of entries in 2004 had BMI data entered and while this has increased to 70% in 2012 all BMI data has to be viewed with caution as surgeons may be more likely to enter BMI data when the BMI is high, introducing an element of bias. BMI: 20-24 normai, 25-29 overweight, 30-39 obese, 40+ morbidly obese. ^ m p) www. nj re entre ,o rcj. a I JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 1.31 DEMO-00085-00090 National 3»frtt Registry :qi3n<\, Wares and No? Table 2,16 Age and gender for primary knee replacement patients in 2 0 1 ; <30 years 16 < 1 % 30 - 39 years 60 <1% 805 40 - 49 years 2 <1% 3 <1% 22 <1%: 27 3% 15 <l% 104 < l % 2%. 38 3% 5% 170 19%. 307 10% 1,331 3% 50 - 59 years 5.025 12% 192 1 eke 39 1 R% 296 33% 887 29% 6,439 14% 60 - 69 years 13,503 33% 464 35% 66 31% 226 25'% 1,083 35% 15,342 33% 70 15,145 37% 455 35% 61 28% 127 14% 622 20% 16/110 35% 6,187 15% 163 12% 33 15% 40 5% 146 5% 266 < 1 % 4 <1 % 4 2% 0 0%) 1 <1%: 9 yves /e 80 - 89 years 90- 6.569 14% 275 <1%: SSjSjSSS <30 years 0 0% 0 0% 2 <1% 0 0% 8 Hk 30 - 39 years 36 <1% 1 <1 % y <1 % 6 2% 16 <1% 4 0 - 49 years 653 2% 44 3% 6 3% 43 13% 248 70.\, 994 3%- 50 - 59 years 3.665 12% 209 15% 28 13% 98 31% 922 26'% 4.922 14% 60 - 69 years 10,756 36% 508 37% 91 43%. 94 29% 1,449 40% 12,898 36% 70 - 79 years 11,023 37% 456 34 % 63 291,': 54 17% 767 21% 12,363 9'"% 80 - 89 years 3,737 12% 136 10% 24 11% 19 6'% 187 139 < 1 % 2 <1% 0 0% 3 <1% 6 90- 5% <,A% 61 <1<% 4.103 12% 150 < 1 % /.njixentreiorgaik w JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 1.32 DEMO-00085-00091 Figure 2.20 Age and gender for primary knee -replacement patients in 2012. Female Male 100% ^ D wwwj'ijrcentre.orcj.ul' oW | iW JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 1.33 DEMO-00085-00092 ASA grades for prim any knee replacement patients between 2003 and 2012. 100% T CO CD zs 80% - o o 60% - Q. O CD CO 40% - CO c CD G_ CD GL 20% 0% Year PI P2 58% 62% 65% 68% 73% 72% 73% 73% 74% 71% P3 10% 13% 14% 14% 14% 13% 15% 15% 15% 15% P4 and P5 <1% <1% :1% :1% <1% :1% <1 % <1% <1% <1% Number of 84,230 84.833 procedures 24,665 46,596 60,767 62,430 73,767 77,754 79,071 81,427 www, nj rce n ire ,o rg, ok JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 1.34 DEMO-00085-00093 Figure 2.22 BMI for primary knee replacement patients between 2004 and 2012. 50% 32 „„c5x 31 ...$• 45% 40% 30 35% w«—«-#" 30% 29 25% 28 20% 27 15%. 10% 26 - 5% 25 XMSSSSS <s> »!...SS:::5S JB3 S 0% « Average BMI - ail patients 29.25 29.45 29.53 29.85 30.28 30.54 30.66 30.81 30.83 BMI 15-19 1% 1% 17% 14%, 1%, 15% <1%, 14% <1% 12% <1% 11 % <1% 10%, d% 10%, <1%, 10%, BMI 25-29 38% 40 % 381 37% 36% 36% 35% 35% 34%, BMI 30-34 29% 12% 291 30°% 13% 31 % 14% 32% 15% 32%, 15%, 32% BMI 35-39 28% 11% 16%, 33 % 16%, BMI 40-44 3% 4%, 4% 5% 5%, 5% 5%, BMI 45+ 1% 1% 1% 2% 2% 2% 2% « Average BMI - female 30.01 29.96 29.97 30.32 30.73 31.04 31.16 31.34 31.29 « Average BMI - male I I I BMI 20-24 3% 28.77 28.91 28.96 29.25 29.69 29.88 30.03 30.14 30.23 Percentage of procedures with BMI 16% 15% 17% 22% 49% 57% 61% 66% 70% Number of procedures with BMI 5,509 9,101 10,579 16,110 38,207 45,200 49,930 55,409 59,114 2.3,1.2 Surgical techniques The most common surgical approach was the medial parapatellar, used in 93% of procedures (Table 2.17). Minimally-invasive surgery (MIS) was used in 46% of unicondylar knee replacement procedures, reflecting the popularity of the Oxford Partial Knee, but was used in only 2% of all other types of knee replacement intervention. For cemented knee procedures, 38% had the patella replaced at the time of the primary procedure whereas only 7% of patellas were replaced during primary cementless knee procedures. 94 ....« Compared with previous years, the surgical techniques used in primary knee replacements have largely remained unchanged. However, there has been an increase in the use of MIS in unicondylar knee replacements, from 37% in 2004 to 46% in 2012. The use of bone cement in primary knee procedures is summarised in Figure 2.23. ^ D wwwj'ijrcentre.orci.ul' ^w * 1 JEWELL 1.3 5 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00094 Table 2,17 Characteristics of surgical practice for primary knee replacement procedures in 2012, according to procedure type. yjSM4&t»&&^ Lateral parapatellar Medial parapatellar Mid-Vastus 90 20 68,359 Sub-Vastus Otho <1% 291 100% 84,542 www, nj rce n tre.org, ok <1% 100% w §§ JEWELL 1 3 6 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00095 Figure 2.23 Bone cement types for primary knee replacement procedures undertaken between 2003 and 2012. 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% Year Antibiotic-loaded high viscosity 82% 84% 86% 87% 89% 91% 91% 91% 94% Antibiotic-loaded medium viscosity 3% 3% 3% 2% 3% 2% 2% 3% 2% Antibiotic-loaded low viscosity 2% 3% 2% 1% <1 % ;1% ;1% ::1 % High viscosity 6% 3% 2% Medium viscosity 7% 4% 5% 4% 4% 4% 4% 3% 4% 3% 2% 3% :1% <1 % 69,710 71,979 Low viscosity ;1% :1% <1% <1 % Number of procedures using cement 18,396 36,472 50,062 52,656 2.3.1.3 Thromboprophylaxis Table 2.18 shows that the most frequently prescribed chemical method of thromboprophylaxis for knee replacement patients was LMWH (72%), while TED stockings were the most used mechanical method (70%). Compared with previous years, there has been an increase in the prescription of a combined chemical and mechanical regime, from 49% in 2004 64,584 95% <1 % 2% ;1 % 1% <1% <1% 0% 75,702 78,929 80,164 to 92% in 2012. There has been a marked decrease over the past two years in the use of aspirin (from 20% in 2009 to 8% in 2012). Direct thrombin inhibitor is now used in 13% of knee primary procedures and the use of 'other chemical' has gone up from 7% in 2009 to 12% in 2012. This change was also seen in hip primary procedures. Less than 1% of patients had neither mechanical nor chemical-prescribed thromboprophylaxis. ^ D wwA'.njrcentr'&.org.uii ^w * 1 JEWELL 1.3 7 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00096 T?»hla O 1 a Thr Aspirin lltoMrJi^ \lancimorit ? / ^ n W & H a t tinrv*a r\f rvr\av3+\rvri 6,568 8% :iil;illlllllllllllllllllll;il|il Pentasaccharide rWaifarim Direct thrombin inhibitor 1,265 10,731 1% <2 13% liH; No chemical 3,118 4% ifbjlipl^ Intermittent calf compression 36,027 ifllifoM 42% •mm Other lip1r||g|ahic^ Both mechanical and chemical 1,177 1% lllll lllr 77,926 92%. 111111: llollerkm^ 2.3.1 .4 Untoward intra-operative events Table 2.19 shows that untoward intra-operative events were rare, reported in iess than 1 % of knee procedures. There were fewer instances reported in 2012 compared to 2011. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Table 2.19 Reported untoward intra-operative events for primary knee replacement patients in 2012, according to procedure type. Number of procedures with no events specifi ^PPPs.SkPPP^ Fracture Patella tendon avulsion Ligament injury Other marketed by DePuy, continues to dominate the market. The Triathlon, Genesis 2 and Vanguard appear to be increasing in popularity. 2.3.1.5 Knee primary components Figure 2.24 shows the leading brands of total condylar knees in England and Wales. The PFC Sigma knee, Figure 2.24 Top five total condylar knee brands, trends 2003 to 2012. 40% .$ „„„_^„„„„„„„^— 30% 20% 10% 0% Year Number of components used 21 627 §jh- PFC Sigma Bieondylar Knee 75.961 Nexgen Triathlon Genesis 2 H§™ Vanguard ^ D wwwjijrcentre.org.ul' ^w * 1 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 1.3 9 DEMO-00085-00098 Likewise, the market for unicondylar knees is dominated by one product, the Oxford Partial Knee (Figure 2.25). The market share of the Oxford Partial has decreased gradually since 2003 and the Sigma HP, still relatively new to the market, and the Zimmer Uni continue to be the next most used brands of unicondylar knee system, iqure More information on the other brands used can be found in the document 'Prostheses used in hip, knee, ankle, elbow and shoulder replacement procedures 2012' which can be downloaded from the NJR website. O *J'&\ Q Top five unicondylar knee brands, trends 2003 to 2012. Oxford Partial Knee Zimmer Uni The brand usage for pateilo-femoral prostheses are shown in Figure 2.26 and the equivalent graph for Sigma HP AMC/Uniglide •••#••• Triathlon Uni highly constrained and hinged revision knees is shown in Figure 2.27. w www, nj rce n ire.org „ uk JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 14Q DEMO-GQ085-0G099 Figure 2.26 Top five patello-femoral knee brands, trends 2003 to 2012. 80% 70% 60% 50% H 40% 30% -\ 20% 10% H 0% §™ Avon 100 ^ D ^w * 1 ZimmerPFJ ™#™ FPV Sigma HP Journey PFJ Oxinium wwwjijrcentre,orc|.ul' JEWELL 14.1 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00100 gurs k Top five fixed hinged knee brands, trends 2003 to 2012. 60% 50% 40% H >S"-~ ._ 10% 20% " 10% 0% Number of components usea ^ Endo Rotatmq y ™#™ ... Hinge ,-t A ^ < «•» J 129 195 Nexaen Hinqe M •••*;;;:•••• _ Type 262 213 ^, .,,->,, ™#— MRH Knee revision procedures 2012 A total of 6,009 knee revision procedures were reported, an increase of 17% on 2011. Of these, 4,675 (78%) were single-stage revision procedures, 601 (10%) were stage one of a two-stage revision 282 307 *= r-,-i-r,. —#•- RT-Pius 305 306 294 «* .., •. ™#™ Noiles and 706 (12%) were stage two of a two-stage revision (Table 2.20). A further 27 procedures were recorded, comprising 21 conversions of previous knee replacements to arthrodesis and six knee amputations. Compared with previous years, there has been no change in the types of revision procedures carried out. w ww w, nj rce n ire.org „ uk 101 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 14 2 DEMO-00085-00101 h t r / q . i a r c. r a x / 60.76 60.7/ 60.87 71 71 70.62 10.4/ 10.2ft 0 /-9 0.00 12.26 PS 60 //.I2 6 / . 56 ,'6.06 68.63 - 61.// ,6.03 68 ^ 1 ,V.20 Fe-na a 2/166 !•>•• 7,2-' 2 •2% 29a •\r>. Mac 2.000 •'68) 58% 302 5/% 0 3/1 10 68.9 10.6, 62.00 ,,3% 1 11 i.018 527, :.023 /8% K"5v*vti¥NX^ %78 rj-v, 3I 6 7, 88 P2 - Tr c c sease no: r c a p a c i t a t r g 3,2 I / 69% 366 61% A 3/ 6I77 10 4.029 P3 - •"'caoaoLa. '"g sys.c-Tic c sc-asc 1.005 21% 102 0 ^ :'d 230 33% 11 1.4/2 45 l% 12 2 7, n 17, 0 I >' - tit a id lioaltny p/i a-x-J P-> fSPj^™;,,. §sisiS0JSS(^ 0 0% %"2 .,...., ,™ Asoo".ic loose i ng Pa 10 7, Lys a Wear of o o y e x y e^e ccinpoee-it hs.ab iLv hfcc.ior Maaigameat St-reas Pogrossvo axhriL s T-'iiah eg Diaooa.ior.-s.jo axa. o " pa- o'osThe- o "''ao:i,re 32% 006 15% 605 8% x9i |0% r,63 12% 792 17% 840 V% 265 6x, 1.826 22%, 868 8% 29/ 6% 54 0 127b I 7, 0 0% 17, 2 10% 17b o U':'b 188 2 7> 0 O'.'i; 18/ i -.'• • . I .'•, 86 Go-"noorcix dissocial o-" Z-0 1.332 Z'b •-1 ?"0 10 200 92 0 •17b 87, 2% 0'';. I-no la a I '•a<\.,"0 Ol-n- 20/ i I 2 m Ln!.. i.-.lalo-a 2,168 Righc. i.r lale'ai 2.3.2.1 Patient characteristics The mean age of knee revision patients was 69 years (Table 2.20). The average has decreased by 0.5 years compared with 2011. There were more female (52%) than male patients (48%) which is similar to 2011. Aseptic loosening was the most common indication for [02 ^ D ^^ v S - * ' O'/c 0 627b 2 38%' A single-stage revision (38%) and infection was the most common indication for two-stage revision, conversion to arthrodesis and amputation. Compared with previous years, the patient characteristics described above have largely remained the same. wwwj'ijrcentre.org.ui' JEWELL 14 3 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00102 JEWELL 14 4 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00103 The NJR started recording primary and revision total ankle replacements on 1 April 2010. By reviewing submitted procedures against ankle levy submissions, we have calculated compliance of ankle joint NJR submissions to be 77%, which is improving on previous years but further work is required. A total of 590 ankle replacement proformas, comprising 540 primary and 50 revision procedures carried out between 1 January and 31 December 2012, were submitted to the NJR by 28 February 2013. Due to the small number collected so far the procedures tables in this section are displayed at a summary level only. Of all the ankle procedures carried out 86% were funded by the NHS. 84% of patients were classified as P1 - fit and healthy (15%) or P2 - had rnild disease not incapacitating (69%), (Table 2.21) procedures performed were reported as being uncemented but the use of cement was reported in five cases, three of which pertained to a hybrid procedure. 2.4,1,1 Patient characteristics The average age of female patients was 64.7 years whereas the average age for a male patient was 68.8 years. 58% of patients were male (Table 2.22). The BMI average was 29.0, which is higher than for hip primary procedures but lower than knee primary procedures. No bilateral procedures were submitted to the NJR and 55% of procedures were performed on the right ankle. 84% of patients had their procedure performed due to osteoarthritis and 13% due to inflammatory arthritis. The pre-operative range of movement and degrees of deformity can be seen in Table 2.21. 2,4,1 Primary ankle replacement, procedures 2012 Of the 540 primary procedures, 414 (77%) were performed in the NHS, 107 (20%) in the independent sector and 19 (3%) in ISTCs. Almost all of the primary JEWELL 14 5 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00104 National Jsirtt Registry ;qiend, Wares No? Table 2.21 Patient characteristics for primary ankle replacement procedures in 2012. 16-45' Not available www, nj rc.e n tre .or g„ ak W JEWELL 14 6 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00105 Table 2.22 Age and gender for primary ?r 'acement patients in 2012. <'15 years '15 - 54 years 20 21% 55 - 64 years 64 65 - 74 years 130 43% 75 - 84 years 75 25% 2% >85 years 2.4.1.2 Surgical techniques Table 2.23 details the surgical technique used during ankle primary procedures. Additional ankle related procedures were performed in 36% of procedures. ^ D ^w * 1 Achilles tendon lengthening was performed in 11 % of procedures and subtalar joint fusion in 6%. Bone graft was used in 15% of procedures. wwA'.njrcentr'&.org.ul JEWELL 14 7 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00106 Table 2.23 Characteristics of surgical practice for primary ankle replacement procedures in 2011 .SsssssssssssssssssssS mm Anterior Anterolateral Lateral (transfibular) Othor Subtalar joint fusion Talonavicular fusion Calcaneal displacement ostcotomiy Achilles tendon lengthening Fusion distal tibiofibular joint Fibula osteotomy Medial malleolar osteotomy Lateral ligament reconstruction Medial ligament reconstruction Other None Yes No Ye? No Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 2,4,1.3 Thromboprophylaxis only 2 % used neither mechanical nor chemical regimes. L M W H w a s the most popular chemical Table 2.24 s h o w s that 8 0 % of primary ankle t h r o m b o p r o p h y l a x i s regime used in 8 0 % of total replacement procedures used botfi chemical a n d ankle replacement (TAR) procedures. mechanical t h r o m b o p r o p h y l a x i s regimes and Table 2.24 Thromboprophylaxis regime for primary ankle replacement patients, prescribed at time of operation. Aspirin 26 Low molecular weight Heparin 430 80% Pentasaccharide 0 0%: Warfarin 8 Direct thrombin inhibitor 16 Other chemical 62 on No chemical 70 I O'/fi Intermittent calf compression 154 29% TED stockings 303 56% Foot pump Other mechanical No mechanical Both mechanical and chemical Neither mechanical nor chemical 2.4.1,4 Untoward intra-operative events 37 16% 432 80% 11 2% w a s 'Fracture of the medial malleolus' which occurred in 15 primary procedures (3%). In 4 % of procedures an untoward intra-operative event w a s reported. Of those reported the most c o m m o n Table 2.25 Reported untoward intra-operative events for primary ankie replacement patients in 2 0 1 2 . n SSSSSSSSS! iSlliili Fracture of medial malleolus 15 lipefbr^ Fracture (other) 3 (ligSrrtJh^ Other ^ D ^w * 1 4 wwA'.njrcentr'&.org.id JEWELL 14 9 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00108 shoulder replacement procedures 2012' which can be downloaded from the NJR website. 2.4.1.5 An kLe primary comporients The DePuy Mobility ankle prosthesis was: used in 52% of all primary procedures recorded in 2012. The next most commonly used prosthesis was Corin's Zenith ankle replacement at 20% followed by MatOrtho's BOX prosthesis at 8%. More information on the other brands used can be found in the document 'Prostheses used in hip, knee, ankle, elbow and 2.4.2 Ankle revision procedures 2012 Of the 50 revision procedures, 46 were performed in the NHS (92%). 66% were single-stage revisions and 22% were conversion to arthrodesis. Table 2.26 Details for ankle revision procedures in 2012. Single-stage revision ::S|ngte-stage::^ Prosthetic replacement not classified elsewhere (e.g. hybrid) PrpSthetieTepj^ Stage one of two-stage revision Stage two of two-stage revision Prosthetic replacement not using cement 1§t(i|g:ty|m Conversion to arthrodesis IPrp^hM^ Conversion to ankle fusion (subtalar joint not fused) :jCd|y§itsidiim Conversion to arthrodesis ::C:phV3:t)|i|g|^ Conversion to ankle & subtalar fusion (using ttc nail) 2,4.2.1 Patient characteristics The average age for a patient having a revision procedure was 64.7 years. Only 12% were fit and healthy and 24% had severe systemic disease (P3). 36% of revisions were for undiagnosed pain and 20% due to infection - low suspicion. www, nj rce n ire.org, uk w 109 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 150 DEMO-00085-00109 Table 2.27 Patient e h a r a c + Q r i o + i ' ^ ' ' ' w T I procedures in 20.12. P i - fit and healthy P2 - mild disease not incapacitating 32 P3 - incapacitating systemic disease 12 P i and P5 2-1% 0% Infection high suspicion 6% 20% Infection low suspicion Aseptic loosening - tibial 13% Aseptic loosening - taiar 16% Lysis - tibia Lysis - talus Malalignment i 8% Implant fracture - tibia Implant fracture - taiar 2% Implant fracture - rnenisca! 10% Wear of polyethylene component Meniscal insert dislocation 0% Component migration/dissociation Pain (undiagnosed) 36% Stiffness 8% Soft tissue impingement Other liisiLBhilaferaf Right, unilateral 29 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 58% JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 152 DEMO-00085-00111 The NJR started recording primary and revision elbow replacements on 1 April 2012. This Annual Report therefore deals with nine months of operation data (1 April to 31 December 2012). A total of 288 elbow replacement procedures, comprising 214 primary and 74 revision procedures carried out between 1 April and 31 December 2012, were submitted to the NJR by 28 February 2013. Due to the small number collected so far the procedures tabies in this section are displayed at a summary level only. 2.5,1 Primary elbow replacement procedures 2012 (nine months) independent sector. 88% of the primary procedures were total elbow replacement procedures and 9% were radial head replacements only (Table 2.28). Primary procedures were mainly performed due to other inflammatory arthropathy (33%) and osteoarthritis (32%). 2.5,1.1 Patient characteristics The average age of female patients was 66.9 years whereas the average age for a male patient was 65.6 years. 67%o of patients were female (Table 2.29). 83% of patients were right handed and 3% were ambidextrous. Table 2.29 shows that 54% have ASA grade of P2 and 34% have P3 - incapacitating systemic disease. Of the 214 primary procedures, 200 (93%) were performed in the NHS, and the remaining in the Table 2.28 Details for primary elbow procedures in 2012 (nine months), M.4sftWiilswS^ Primary' radial head replacement 20 9% 188 6 88% 3% Osteoarthritis 69 32% Other inflammatory arthropathy 70 33% 0 0 0% 0% Acute trauma 50 23% Trauma sequelae Failed hemiarthroplasty 29 1 14% <1% 7 3% Left 119 56% Right 95 44% 190 10 89% 5% Independent 14 7% Independent 12 6% Primary total prosthetic replacement Primary laleral resurfacing Essex Lopresti Avascular necrosis Other NHS - England NHS - Wales liiiiiiii^ ^ D wwA'.njrcentr'&.org.uli w*1 %i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 153 DEMO-00085-00112 Table 2.29 Patient characteristics for primary elbow replacement procedures in 2012 (nine months PI - fit and healthy P2 - mild disease not incapacitating 115 P3 - incapacitating systemic disease 73 34 % P4 and P5 Ambidextrous Left Right sllllll^W«t4w dp SSls4JJsSMii®si;*S^I Average SD Interquartile range 66.9 'o s 14.7 .g 59.6 - 77.4 §¥&&WK§&yK«§: Average SD Interquartile range 65.6 13.9 58.0-74.5 ^^^^IsSl^^^^^ VBBI <45 years 18 •15 - 54 years 20 10% 9% 55 - 5-1 years 40 20% 65 - 74 years 61 3 Do 75 - 84 years 41 21 % >85 years 16 2*5.1,2 Surgical techniques Table 2.30 details the surgical technique used during elbow primary procedures. 89% of elbow procedures were performed using a posterior approach and less than 1 % used image-guided surgery. 16% of replacements required humeral bone grafting but less than T% required an ulnar bone graft. 8% of procedures resulted in an untoward intra-operative event with fracture of the humerus occurring in 39% of these and shaft penetration of the ulna in 33%, www, nj rce n tre.org, uk w 113 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 154 DEMO-00085-00113 Tabie 2.30 Characteristics of surgical practice for primary elbow replacement procedures in 2012 (nine months). 2.5.1.3 Thromboprophylaxis Tabie 2.31 shows that 90% of elbow replacement procedures used mechanical methods and 66% used chemical methods; 60% of primary procedures used both chemical and mechanical thromboprophylaxis regimes. 4% used neither mechanical nor chemical regimes. LMWH was the most popular chemical thromboprophylaxis regime used in 59% of procedures. ^ D wwwjTJrcentre.orq.ul' ^w * 1 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 155 DEMO-00085-00114 T-nKIa O O i T h r ^ ^ . r ^ r n ^ r k t r \ o f i ^ i +o " prescribed at time of operation. Aspirin (ill:: o% ill Pentasaccharide 0 ii^aiariiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiii Direct thrombin inhibitor mtm 2 <1% 11; Iii;l 34% No chemical iiiooi piyjftpgggggg Intermittent calf compression iflitgfod^ Other mechanical iiNblmeclplclill:;: Both mechanical and chemical 2,5,2 blbow revision procedures 2012 Of the 74 revision procedures, 74% were singlestage revisions (Table 2.32). Aseptic loosening accounted for 50% of the reasons for revision. 23%; 81 | 38% ill mm 3 1% ill lii:; 129 6:0% lli 111%:; 67% of the patients were female and their average age was 65.3. The average age for male patients undergoing revision was 63.9. w www, nj rce n ire .or g„ uk JEWELL 1 5 6 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00115 Table 2.32 Details for elbow revision procedures in 2012 (nine months). Single-stage re\'ision Revision to lateral resurfacing Sling lo-stago revision Revision total prosthetic rcplaccrnont 54 6 Revision total prosthetic replacement 10 Stage one of two-stage revision Stage two of two-stage revision 1 1% 73% 8% wi% Excision arthroplasty Aseptic loosening Infection Instability Pcnprosthctic fractun Other 13.1 55.0 - 72.4 2.5.3 Elbow components used in primary and revision procedures The Zimrner Coonrad Morrey had 45% of the market share in total elbow replacement prostheses used in primary and revision procedures.. For procedures ^ D ^w * 1 where only the radial head was replaced, the most used brand was the Anatomic Radial head manufactured by Acumed. More information on the other brands used can be found in the document 'Prostheses used in hip, knee, ankle, elbow and shoulder replacement procedures 2012' which can be downloaded from the NJR website. wwA'.njrcentr'&,org.u!i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 157 DEMO-00085-00116 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 158 DEMO-00085-00117 The NJR started recording primary and revision shoulder replacements on 1 April 2012. This Annual Report therefore deals with nine months of operation data (1 April to 31 December 2012). A total of 2,225 shoulder replacement procedures, comprising 1,968 primary and 257 revision procedures carried out between 1 April and 31 December 2012, were submitted to the NJR by 28 February 2013. Due to the small number collected so far the procedures tables in this section are displayed at a summary level only. 2.6,1 Primary shoulder replacement procedures 2012 (nine months) Of the 1,968 primary procedures, 1,630 (83%) were performed in the NHS sector and the remaining in the independent sector. The most frequently performed primary procedure was the reverse polarity total shoulder replacement at 597 (30%) followed by the standard polarity total shoulder replacement with 525 (27%) procedures (Table 2.33). Primary procedures were mainly performed due to osteoarthritis (61 %) and cuff tear arthropathy (24%). 2.6.1.1 Patient characteristics The average age of female patients was 73.2 years whereas the average age for a male patient was 68.8 years. 72% of patients were female (Table 2.34). 84% of patients were right handed and 4% were ambidextrous. Table 2.34 shows that 62% had ASA grade of P2 and 28% have P3 - incapacitating systemic disease. Table 2.33 Details for primary shoulder procedures in 2012 (nine months). Primary total prosthetic replacement Primary hemiarthroplasty of joint Primary resurfacing arthroplasty of joint Primary resurfacing hcmi-arthoplasty of joint Primary reverse polarity total prosthetic replacement 525 27% 296 15% 122 6% 428 22% 30% 597 sssssss Osteoarthritis Cuff tear arthropathy Other inflammatory arthropathy Avascular necrosis Acute trauma Trauma sequelae Other Left i ,202 6i% 470 24% 112 6% 4% 81 92 11 1 54 921 47% Right 1,0-17 NHS •• England 1,567 80% 63 289 49 2% 151 .817 8% 92%: NHS - Wales Independent ISTC UH Independent NHS ^ D ^w * 1 wwA'.njrcentr'&,org.u!i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 159 DEMO-00085-00118 Table 2.34 Patient characteristics for primary shoulder replacement procedures in 2012 (nine months). t^a>u^^^^^^ 2,6.1.2 SurgicaL techniques Table 2.35 details the surgical technique used during shoulder primary procedures. 75% of shoulder procedures were performed using a delto-pectoral approach and less than 1 % used image-guided surgery. 12% of replacements required humeral bone graft and 4% required glenoid bone graft. Long head biceps tenotomy was required in 45% of procedures and 43% had normal rotator cuff condition. 2% of procedures resulted in an untoward intra-operative event with vascular injury occurring in 44% of these. www. nj rce n ire .a rg „ uk W 11® JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 160 DEMO-00085-00119 Table 2.35 Characteristics of surgical practice for primary shoulder replacement procedures in 2012 (nine months) ^)fsp§; Deltoid detachment Deltoid split Delto-pectoral Posterior Superior (MacKcnzie) 2.6.1.3 Thromboprophylaxis Table 2.36 shows that 93% of shoulder replacement procedures used mechanical methods and 65% used chemical methods; 61 % of primary procedures used both chemical and mechanical thromboprophylaxis regimes. 4% used neither mechanical nor chemical regimes. LMWH was the most popular chemical thromboprophylaxis regime used in 57% of procedures and TED stockings, the most popular mechanical thromboprophylaxis, were used in 60% of procedures. ^ D wwA'.njrcentr'&,org.u!i ^w * 1 JEWELL 16.1 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00065-00120 T ^ K I a O Q£ T h r i l H ^ i r rQr\!cs^»CirY^Cirit ^ +i ents, prescribed at time of operation, Aspirin 3% Low molecu lar weig ht Heparin Pentasaccharide <1% iiiiilillllllllllllllllllllllll;:; Direct thrombin inhibitor ;;lilll|l|ili|llllllllllllll;ll No chemical r|Qp|i|ump|||||^ intermittent calf compression iilllfsibcltih^ Other mechanical fi©|iieph^^ Both mechanical and chemical iilNifhdhmleh iiii 35 2% III !§§§! 35% 695 llil ills 802 41 % ;ifi;illllllllllllllllllio%| 18 <1% !!!;lll!!!!!!!!!!!!!l 1,202 61% !!!!!!ll!i!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!I%! 2.6.2 Shoulder components used in primary procedures 2,6,3 Shoulder revision procedures 2012 (nine months) The Delta Xtend reverse shoulder from DePuy had 22% of the total shoulder replacement market for primary procedures. The Copeland shoulder system from Biomet has 27% of market share for primary resurfacing. More information on the other brands used can be found in the document 'Prostheses used in hip, knee, ankle, elbow and shoulder replacement procedures 2012' which can be downloaded from the NJR website. Of the .257 revision procedures, 86% were singlestage revisions (Table 2.37). Conversion from a hemi to a total was the cause for 30% of revision procedures performed. 68% of the patients were female and their average age was 69.9. The average age for male patients undergoing revision was 68.5. w www, nj rce n ire .org „ uk JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 162 DEMO-00085-00121 Table 2.37 Details for shoulder revision procedures in 2 0 1 2 [nine months). Single-stage revision Revision heini-arthroplasty of joint 27 11% Single-stage revision Revision tcsuifacing arthoplasty of joint 13 5% „. 9 4% „. , .. Sinqle-staae revision s - Revision resurfaoina hemi-arthoplasty ,. . . of joint Revision reverse molarity total prosthetic . ' 4 replaeernent , ,s,, i (;9 „..,,,. 42% Single-stage revision Revision total prosthetic replacement 63 25% , .. Smqlc-stage revision Stage o n e of t w o - s t a g e revision Stage t w o of t w o - s t a g e revision Revision hemi-arthroplasty of joint 1A 5% A 2%> Stage t w o of t w o - s t a g e revision Revision resurfacing arthoplasty of joint I <1% „. . ,, , . . Siagc two of two-staqo revision a Stage two of two-stage revision Revision reverse polarity total orosthetio . . ' • replacement Revision total prosthetic replacement ., 11 .,,. 4% 6 2% Aseptic loosening 36 \A% Conversion hemi to total 77 30% Conversion total to hemi Cuff insufficiency 1 <1% 65 25%: Infection 25 10% instability 34 13% Periprosthetic fracture 11 A% Other 60 23% Left 128 50% Right 129 50% Average 69.9 SD 9.1 Interquartile range Average 64.9 - 75.5 68,5 j ^jg;!;!;!;!;!;!;!;!;!;!;!;^ Interquartile range ^ D ^w * 1 62.8 - 75.4 wwwjTJrcentre.orq.ui' JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 163 DEMO-GQ085-0G122 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 164 DEMO-00085-00123 The outcome analyses have been based on all patients with at least one primary joint replacement carried out between 1 April 2003 and 31 December 2012, inclusive, and whose record had been submitted to the NJR by the end of February 2013. Documentation of implant survivorship and mortality require a person-level identifier to relate operations carried out on the same individual. Starting with a total of 1,419,738 NJR source file records, around 12.9% were lost because no suitable person-level identifier was found. In around half of these (48.7%), the patient had declined to give consent for details to be held, the remainder being attributable to tracing and linkage difficulties. A person-level identifier was available for 95.9% of operations from 2008 to 2012 but, in earlier years, the proportion had been much lower, for example, it was 58.9% in 2004. The implication of this is that the subset of patients with longer follow-up may be less representative than those patients with shorter follow-up. Amongst the patients with person-level identifiers, 4.7% had solely revision operations recorded within the time frame, i.e. they had no primary operation record in the NJR. This was either because the primary had taken place at an earlier point in time (before the NJR data collection period began in 2003) or it had not been included for other reasons; these cases were excluded. This left 945,196 patients with at least one record of a primary joint replacement within the NJR, i.e. hips, knees, ankles, elbows or shoulders. At the joint level, some further revisions were excluded if they could not be matched to primary joint replacements. For example, if a primary operation was recorded only for one side and there was a documented revision for the other side, the latter was excluded. The resulting data sets are shown in Tabie 3.1. Shoulder and elbow replacements are not shown here but will be included in a later Report. Separate sets of analyses have been carried out for hips, knees and ankles, although the numbers for the latter are still quite small. Table 3.1 Summary description of datasets used for survivorship analysis. Summary of data )§f|l&;)^ Data exclusions All NJR procedure-level data restructured to person-level - Excludes data where patient-level identifier is not present - Excludes patients where no primary operation is recorded in the NJR - Excludes any revisions after the first revision |i|NimiePo^ Number of revisions linked to a primary operation NJR identified primary-linked first revisions: 11,780 hips; 11,666 knees; 9 ankles Table 3.2 opposite shows the composition of the three data sets. Of the 478,730 patients with primary hip operations 12,6% had operations documented for both hips; likewise 19.5% of the 499,015 patients with knee operations had operations on both sides. implant survivorship is later described with respect to the lifetime of the primary joint only, i.e. we have looked only at time to first revision, hot:the time from a revision ^ D ^w * 1 operation to any subsequent one. Table 3.2 shows the number of subsequent revision procedures and these numbers are small. The unit of observation for all sets of survivorship analysis has been taken as the individual primary joint replacement. A patient with left and right replacements of a particular type, therefore, will have two entries, and an assumption is made that the survivorship of a. wwwjijrcentre,orc|.ul' JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 165 DEMO-00085-00124 replacement on one side is independent of the other. In practice it would be difficult to validate this, particularly given that some patients had had prior replacements not recorded in the NJR. Risk factors such as age are recorded at the time of primary operation and will therefore be different for the two procedures unless the two operations are performed at the same time. Figure 3.1 shows the overlap amongst patients in the dataset. For example, 443,190 patients had only hip operations in the data base, 35,422 had both hip and knee replacements and a further 24 had hip, knee and ankles. We stress this is only the composition within the NJR; ankle operations have only recently been included and so the figures are not generalisabie. A further complication is that patients may have more than one type of implant. Table 3.2 Composition of person-level datasets for survivorship analysis Number (%) of patients with only one primary joint operation Number {%) of patients with different operation dates for loft and right sides of the same primary joint Number (%) of patients with bilateral operations (both sides of the same primary joint replaced at the same timet Number with at least one revision operation linked to the primary Number with more than one revision procedure Figure 3.1 Patients with hip, knee and ankle primary operations within the survivorship data sets. 35,422 201 24 ^o* r §4 i dm www. nj rce n ire.org, uk w JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 166 DEMO-00085-00125 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 167 DEMO-00085-00126 This section looks at revision and mortality for all primary hip operations performed between 1 April 2003 and 31 December 2012. Patients operated on at the beginning of the registry therefore had a potential for nearly 10 years follow up. Methodological note Survival analyses have been used throughout this section, first looking at the need for revision and then looking at mortality. For revision, only the first revision has been considered here. The majority of implants did not require revision and survival analysis made use of the information that was available on them, i.e. that they had not been revised up to the end of the follow up period (the end of 2012) or prior to their death; these observations were regarded as being 'censored' at those times. For mortality, the event was death, censoring only those cases that were still alive at the end of 2012 (and not for any revision procedure). The survival tables below show 'Kaplan-Meier' estimates of the cumulative chance (probability) of revision, or death, at different times from the primary operation. This is instead of the NelsonAaien estimates of 'cumulative hazard' used in earlier annual reports, a change that brings us more into line with other registries. Please see the Annexe to Survival Analysis at the end of the chapter for a fuller explanation of the change. Where rates are Terminology note The six main categories of bearing surfaces for hip replacements are ceramic-on-ceramic (CoG), ceramic-on-metal (CoM), ceramic-onpolyethylene (CoP), metaf-on-metal (MoM), metalon-polyethylene (MoP) and resurfacing procedures. The metal-on-metai group in this section refers Details of the patient cohort are given in Tables 3.1 and 3,2 of the preceding section; a total of 539,372 hips were included. very small, the cumulative probability and cumulative hazard are numerically very similar, but with more extended follow up, they have started to diverge. Cumulative hazard estimates have continued to be used for graphs that compare the survival experiences of different sub-groups. Although either Kaplan-Meier or cumulative hazards could be used for visual comparison, the latter have some advantage - again see our Annexe. The cumulative hazard plots now also include tables of the numbers at risk at each anniversary. These are particularly useful where a particular group has appeared to 'plateau' it may simply be because the number of cases fell so low that the occurrence of further revisions/deaths became unlikely. All the Kaplan-Meier estimates shown have been multiplied by 100, therefore estimate cumulative percentage probability. In the case of revisions, no attempt has been made to adjust for the competing risk of death, to patients with a stemmed prosthesis and metai bearing surfaces (a monobloc metal acetabular cup or a metal acetabular cup with a metal liner). Although they have metal-on-metal bearing surfaces, resurfacing procedures, which have a surface replacement femoral prosthesis combined with a metai acetabular cup, are treated as a separate category. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 3.2,1 Overview at primary hip surgery The most commonly used type overall remained cemented metal-on-polyethylene (33%). Table 3.3 below shows the breakdown of cases by method of fixation and, within each fixation sub-group, by bearing surface. Ail cemented Ail uncomerrtod All hybrid 201,580 f37.4 r 205,3 i 7 138.1Vi 84,671 [15.731-1 Ail reverse hybrid 12,296(2.3%) All resurfacing 3 5 / 7 0 [6.6%) 38(<0.1%) Unsure MoP MoM CoP Others/unsure MoP MoM CoP GoC GoM Others/unsure MoP MoM GoP CoC Others/unsure MoP GoP 178,077 (33.0%) 1,229 (0.2%) 17,202(3.2%) 5,072 (0.9%) 71.762(13.9%) 28,367 (5.3%) 27,961 (5.2%) 67,922(12.6%) 2,017 (0.1%) 4,285 (0.8%) 55,585 (10.3%) 2,297 (0.4%) 9,720(1.8%) 15,239(2.8%:) 1,830 (0.3%) Others/unsure 8,397 (1.6%) 3,816(0.7%) 83 (<0.1%) (MoM) 35/170 (6.6%) Unsure 38 i<0.1 %) ^ D wwA'.njrcentr'&.org.u!) %w1* 1 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 169 DEMO-00085-00128 Table 3.4 shows the distribution of fixation/bearing surface groups for each year of primary operation, time whereas the percentages of both the uncemented and hybrid metal-on-polyethylene have been increasing. The percentage of cemented metal-on-polyethylene, the most popular type of implant, has been falling with The proportions of metal-on-metal and resurfacing implants have been falling since 2.008. Table 3.4 Percentage of primary hip replacements performed each year by type of hip fixation and constraint. 4s*M,44i4li w www, nj rce n ire .af g „ ck !2S? JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 170 DEMO-00085-00129 procedures of that type, together with the median and IQR of the number of procedures they carried out. The primary operations were carried out by a total of 2,772 consultant surgeons across 456 units. The median number of primary procedures per consultant was 64, inter-quartile range (iQR) 10-244 and the median number of procedures per unit was 910.5, IQR 419.5-1677. Surgeons performing cemented THR carried out a median of 43 operations over the period they were observed with IQR 13 to 126 procedures. This means that 25% of surgeons performed fewer than 13 cemented hip replacements and 25% more than 126, Additionally, 10% of surgeons carrying out cemented hip replacements had performed between 782 and 1,390 procedures (not shown in table). Similarly, the surgeons with the highest 10% of caseloads performing uncemented THR carried out between 917 and 2,614 procedures over the period of observation. Table 3.5 below shows the distributions of consultant surgeon and unit caseloads for each type of fixation; consultants and units with fewer than 10 cases in the database have been excluded (683 of 2,772 consultant surgeons and 11 of 456 units). The table shows, for each fixation type, the percentage of surgeons or units that carried out Tabie 3.5 Distribution of consultant surgeon and unit caseload for each fixation tyoe. Cemented '13 (13-12(5) 252 83-645) Unoornontod 38 (8-147) 296 (• 120.5-622.5) Hybrids 1 1 (3-50) 94.6 69 o f 1-8.5) 74 .4 6 (14-208) (2-25) 12 (2-46) 88.1 46 (14.5-107) Reverse hybrids 3h.o Resurfacing 37.2 The median age at operation was 69 (IQR 61-76; range 7-105) years.10 sub-group. On the whole, resurfacing and ceramicon-ceramic bearings tended to be used in younger patients although the age ranges were wide. Table 3.6 gives the breakdown of ages by fixation and by the main bearing surfaces within each fixation 15 ages were 0 arid assumed missing. ^ f§ ^w * 1 wwA'.njrcentr'&,org.u!i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 17.1 DEMO-00085-00130 Table 3.6 Age (in years) at primary hip replacement, by fixation and main bearing surface. Resurfacing and MoM r IOR=nl:,r-c]iiiJl o r.-nKj;:: " h x c u c i c : li ":>Hi:;r/uii:»ur:!' b:,;.riic. 55 (•19-60) T l i : U x ; i ; n i f . siirU;::. fur ill; illior or uiiiiur;: so nol UIO'.VIi In Kuh :.ruU|v; p r u s c n l a i . 3«£ Revisions after primary hip surgery Table 3.7 shows Kaplan-Meier estimates of the cumulative percentage probability of first revision, for any cause, for all cases combined and then subdivided by fixation and bearing surface within each fixation group. Estimates are shown, together with 95% Confidence Intervals (95% CI), at 30 and 90 days after the primary operation and at each anniversary up to the ninth year. These do not adjust for other factors such as age and gender. At time points where the estimates are shown in italics, fewer than 100 cases remained at risk; if the numbers at risk are small, revisions, as they occur, may appear to have greater impact on the failure rate estimates, i.e. the step upwards may appear steeper. was highest for metal-on-metal. This is further exemplified by Figure 3.2, where the cumulative hazard for the three bearing surface groups are plotted together. The shaded bands in these figures indicate point-wise 95% Cls for the estimates. A similar picture exists for uncernented hips, see Figure 3.3, namely that the metal-on-metal revision rates were the highest, higher even than those for resurfacing. Amongst the hybrid hips, again the revision rates for metalon-metal were highest - see Figure 3.4. For the cumulative hazard curves for metal-on-metal in Figures 3.2 to 3.4, the tangents appeared to increase over the 9 years of follow up, suggesting that the hazard rate (the rate of revision amongst the unrevised cases) increased with time from primary operation. Amongst the cemented hips, the revision rate at nine years /mjixentre. : orguik w 131 JEWELL 1 7 2 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00131 Table 3.7 Kapian-Meier estimates of the cumulative percentage probability of first revision (95% CI), at different times after the primary operation, for each fixation/bearing surface sub-group. R.r Hu: xevr-rfry-,:•'(•••.:<••yycy. {cs,>c: tnn-i ';QQ onsoo -'e^a/a af r-:-y-.. M 0 12 lO 87-0 47. 0 3! (0 28 0 39) 0 30 10 2-1 0 37) 0 84 II'; 29-0 33) 0 k10.05 0 4Pi 0..'/' (0.c5 1 081 M-.)M o-,p CoC 0 62 «; :f.-C""8;. 0 48 (0 41 0 ; 7) 0 4; lO -10 0 . 6) 0 83 iO.43-0.c9i 0 20 lO 07 0 581 0 3; (0 63 1 19; Ot-ie son: i 06 n • 98-1 i'1; 1 02 (0.91 1.14) 03I 0 '-''Si i0 • 1 0 96 i,0 39- I 04; 0 6c IO 88 1 12; 1 2c (U 96 i 64) l.cl l l 42-i 61; 1.99 (1 34 2 17; I 1; {1 04 1 32; 1.50 •I -lO-l 60t I 4.' |1 01 2 12) I ;0 l l 3L 2 15) 1 93 •J 32-2 0;:) 3.33 (3 17 3,60: 1 .!>;: •'I 39 I.,-2) •ll 76-2.00: 2 94 i2 19 3'--;, 2 13 i 1 76 2 69) 2.19 •2 07-2.32: 5.24 •4,97 5.52.1 1.36 'i.68 2.0;: 2.20 • 2 06-2 341 4.1, {8 Or- 5 621 2.68 (2 14 3 21) 2.50 2.92 •2.3- -2.6c) •2.110.66 1-8.11) .' .6c •7.30 8.02: 40.16 • •,i.3c 2.-101 2.53 (2.11-2. 6) .'.3..;.9 X'K'•; 8.31 •2 :2 4.02) 4 1.16) 2.10 {2.16 2.66) 2.96 :2.71-3.i9i :.;' 7 ' 2''''.' •1.08 •'3.3c 4.36: 7v??w vv, (,vyty,-v2 YM'f'SfXfy^Cvf- y{v% iXrMAAAyW///MAyAAA////AA/A^ MoP OoP 0 18 10 1 l-l, 30) 0.1 1 (0 04 -(j 28) 0 3-' 021 in. 11 -0 48) C-l m 3 9 o o © © 0 68 0 96; 1.18 '-• 1 -1 4, ',i 1 01 '.0 .7 1-1.18) 1,42 I ! ' "• i ,"' '1 • i 6'i 1 18-2.10) -' -"/ OMe fv.ns.i B' o 0 81 M S bd Ir1 •t-1 •ic:ud Mi. the 38 -.Mtii uii'-'jn. f x.-'tcn I: :!.rmu i.'jrfco. H -J U> en C3 © ~i © K5 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 W/A W/, 3.21 -3.131 13.01 3.80 ,3.13-1.1 1: 16.66 1.30 ;3.82-1.81) I;.66 2.66 '2.33 2.3,'l 3.41 3.12-3.;2i 2.83 (2.66 3.251 3.85 (3.10-1.2.') 3.03 12 66 3.-16) 4.08 ;3::9-1.P1i Figure 3.2 Comparison of cumulative hazard of first revision for cemented hips with different bearing surfaces (with 95% CI). 35 30 25 20 15 10 xgSKKKS^^ 3 4 5 6 Years since primary surgery Numbers at risk Cemented MoP 178,077 152,981 130,206 108,931 88,203 67,448 47,008 30,708 16,134 Cemented MoM 1,229 1,151 1,072 1,002 880 612 397 216 96 15 Cemented CoP 17,202 14,022 11,325 8,961 6,984 5,172 3,652 2,319 1,164 344 5,594 ww w, nj rc.e n ire.org „ ok W JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 174 DEMO-00085-00133 Figure 3,3 Comparison of cumulative hazard of first hip revision for uncemented hips with different bearing surfaces (with 95% CI). 25 - 20 15 .1 10 3 O H 5 3 4 5 6 Years since primary surgery Numbers at risk ii ——~ Uncemented MoP 74,762 60,095 47,032 34,874 24,669 16,385 10,371 6,010 2,689 Uncemented MoM 28,367 27,716 26,841 24,022 18,424 11,517 5,880 2,476 648 142 Uncemented CoP 27,964 22,234 17,670 13,639 10,443 7,877 5,538 3,617 1,832 602 445 670 Uncemented CoC 67,922 53,029 38,276 25,689 16,673 10,147 5,918 3,134 1,512 — — Uncemented CoM 2,017 1,942 1,621 921 310 53 10 1 1 o Resurfacing 35,470 33,989 31,820 28,841 24,276 18,459 12,547 7,759 3,881 1,273 D www.njrcentre,orc|.ui' iiiW"' % ;, JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 175 DEMO-00085-00134 Figure 3.4 Comparison of cumulative hazard of a first hip revision for hybrid (not including reverse hybrid) hips with different bearing surfaces (with 95% Ci). 20 oo 15 - X S2 S3 3 10 O 0 3 4 5 6 Years since primary surgery Numbers at risk Hybrid MoP 55,585 45,908 37,004 29.075 21,909 15.596 10.122 6.095 2,957 Hybrid MoM 2,297 2,247 2,145 1,951 1.627 1,073 610 338 190 79 •••••••• Hybrid CoP 9,72.0 7,357 5,673 4,295 3,092 2,189 1,559 993 548 187 Hybrid GoC 15,239 13,020 10,672 8,584 6,592 4,802 3,104 1,690 671 163 911 vvw w, nj rce n tre .or g „ uk W JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 176 DEMO-00085-00135 .5„ L, O Revisions for different causes after primary hip surgery Methodological note The previous section looked at revisions for any reason. A number of reasons may be associated with any revision; for example, pain and osteolysis. This means the reasons are not mutually exclusive and therefore cannot be regarded as representing 'competing risks'. Here we have calculated incidence rates for each reason using patientTable 3.8 shows the revision rates for each case, for all cases and broken down by fixation and, within each fixation group, by bearing surface. In the initial years of the formation of the registry, adverse soft tissue reaction was not included in the clinical assessment forms. Therefore, there were fewer 'patient-years at risk' for this reason. The main reasons for revision were pain and aseptic loosening; resurfacing seemed to have the highest incidence of each, with uncemented hips a close time incidence rates (PTIRs); the total number of revisions for that reason has been divided by the total of the individual patient-years at risk. The figures shown are the numbers per 1,000 years at risk. This method is appropriate if the hazard rate (the rate at which revisions occur in the unrevised cases} remains constant. The latter is explored further later in this section. contender. Resurfacings also appeared to have the highest incidence of adverse soft tissue reactions. The incidence of dislocation/subluxation, however, was lowest for resurfacings. After further subdivision by bearing surface, amongst the cemented, uncemented and hybrid fixation groups, the metal-on-metal sub-groups had the highest incidences of pain and aseptic loosening and also appeared to have the highest incidences of adverse soft tissue reactions. ^ D wWA'.njrcerttr'&,org.u!i ^w * 1 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 177 DEMO-00085-00136 Table 3.8 Revision rates (95% Ci), expressed as number of revisions per 1,000 patient-years, for each recorded reason for first hip revision. Rates s h o w n are for all revised cases and by fixation and bearing surface. 0/5 •0/0-0.ftO'i 0.32 {0 88-0.001 IO.72-0.841 ip.Hfi-1,00l (0. In-0.2I) {0.27-0.881 (0.0M).07: I PIG •2.79-6.11} C.03 {0.3-'-1.99) 1.16 (0.55-2/3! 4.13 i2.79-6.il) 1.65 -0.89-3.07} 1.16 (0.55-2.43! 0.83 (0.8'-2.00; cor 82/ 0/3 •0.30-0 63} 0.69 {0.51-0.03: 0.87 1066-1.13! 0.67 i0.50-0.01l 0. i I (0.05-0.2'') 0.10 {CO'-0.21) 0.08 {0.02-0.15; O.-'iGS.C "Sbic 20.3 0.62 (0.36-1.0/ 0.62 {0.86-1.07; 0.96 I.0.62-I/8: 0.91 (O.o8-l/3j 0.!-' (0.06-0.in) 0.3-' {0.16-0.70) 0.2'' (0.10-0.56; MoP 239.6 0.89 (0 70-1.021 1.58 •1.30-1.70} 0.20 ;0.15-0.27} 1.01 i0.09-1.15) 0.12 {0.00-0.17: MoM 132.1 5.82 /.9i-5.78} 1. 10 {098-1,29! 1.60 (1/0-1.88! 8.-14 (8.14-8.7/i 0.82 {0.66-0.89} 0.6-1 {0.81-0.79; 0. If= {0.10-0.21; CcP 97 9 0.76 i0.6i-0.96} 1.20 {100-1.41; 07/ {0.80-0.821 1.44 i1.22-l.,0i 0.16 -0.10-0.27} 0.5 i {0.89-0.68; 0.1-' {0.09-0.21; OoG 188.2 1.10 •0.96-1.26} 1.95 (0.92-1.21; 0.80 (0.68-0.94! 1.64 (1/6-1.88! 0.13 -0.09-0. i9} 0.63 (0.71-0.97; 0.63 {0.58-0.76; GoM 5.9 2.37 ! 1 / C - i . oo) 1.19 {0.57-2.49: 1.52 10.79-2.93l 2./1 11.65-<V2i 0.68 '0.25-1.00) 0.;H {0.08-1.35; 0.17 {0.02-1.20; O.-'io&G'sure 17. 1/0 (0.95-2.0/ 1.31 {0.90-2.00; 0.56 iO.80-t.O4; 2.13 {1.85-2.931 0.80 (0.26-0.97) 1.16 {0.77-1.80; 0.89 {0.19-0,82; 0.68 {0.57-0.80; 0 09 {0.06-0.15: 1.66 {106-2.60; 0 17 {0.01-0.70; MoM ft MoM 11 '' GoP 30 6 Gr;G OT-ie-'s/.PSi.re {3/6-6.96! {120-2.82! iO.n3-l.74i 2.97 (2.12-i.lRi 1/9 {0.92-2.39} 0.62 0.98 0.61) 0.52 0.18 0/6 0.03 •0/0-0.97) {069-1.40! (0/2-1.01; (0.32-0.86! (O.On-O.On) {0 27-0.77! (0.006-0.23! 56 9 0.69 {0.50-0.9-') 0.65 {0.4 7-0.90; 0.55 (.0.38-0.78; 0.S5 (0.-'7-0.901 0.11 !0.06-8.23) C/7 {0.33-0.69; 0.25 {0.15-0.42; 8 2 1.81 •'0.7''-2/1! 0.86 -'0.41-1.78; 1.31 (0.74-2/1! 0.85 10/1-1.78! 0/9 (0.18-1.29! 0/9 -'0.18-1.29; '"' Continued > w w w , nj ixe ni r e . o r g „ uk w 131 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 178 DEMO-00085-00137 Table 3.8 (continued) MoP MoM Or.P 20 0.10 i.o.Ofi-0. I:VI t.ifi (0.55-2.43) C.1'1 (0.08-0.28) 0.10 i0.02-0.38) o n-3 (0.02-0.04! 0.1/ (0.02-1.20! 0.02 10.002-0.1 1) 0.28 (0.24-0.82! 0.33 (0 08- i .32! 0.22 10.13-0.88! 0.2.4 (0.10-0.58! 0 1/ (0.14-0.201 2 0/ ;l.8/-4./2) 0 V 10.08-0.28; 0 24 (0.10-0.58! 0.02 lO.OI-O.On) 1.6 3.I0 ,1.80-/40) 0 liicuciiiKj II!;•.«'; •.villi uiikiio.vii fx.ilicLiilc.iriiC;. "R-;:;:nl on e s i ; ;.i C.IM in si/o in=(!.v, I h o c l o r e us! ir ;.:;;s .ire • Nireioke. ' " T l i - . rc:= IL=;>II -.V.IS no! ;;sK::i n I n c i d v..r;:ctns' : )l l i u : : ; m:.-l .-,v:c;su":iil f;>n-is MD1W1 .in.I VDSv? lor m i l re i:>i::;.i"!.iil ro>. ' I o n suruorv -,118 IK.IK.;,. I •!' 11 ii-s re-.son. III. re ;-.r;' l e v e r i:;-.l cnl- v e . r s - l re'k. ^ D wwA'.njrcentr'&,org.u!t Pw * 1 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 179 DEMO-00085-00138 Table 3.9 illustrates how the risk of revision (for any reason) changed with time from primary operation. Note the maximum follow-up for any implant was 9,75 years. The number of revisions per 1,000 patient-years was calculated for different periods after the primary operation, within the first year from primary operation, and between 1-3, 3-5, 5-7 and 7+ years after surgery. The rate was higher initially, with a small decrease between one and three years, after which the rate began to rise. The rates were less reliable after seven years because there were fewer patient-years at risk. Table 3.9 Revision rates, expressed as numbers per 1,000 patient-years, for any reason, according to time interval from primary operation. 7.71 (7.47-7.96) & _ to 4.60 14.46-4.751 '5> Q o.ol Ip.30-5.r2j ^ 6.36(6.04-6.69) -% 5.75 (5.23-6.32) 'current maximum observed follow up is 9.75 years In Table 3.10 the breakdown of Table 3.9 has been repeated, this time showing separate breakdowns for each reason. There were trends of increasing risk of pain and aseptic loosening with time. Risk of § zto subluxation/dislocation, infection and periprosthetic fracture were highest early on, then fell. Incidence of adverse soft tissue reaction seemed to increase with time. Table 3.10 Revision rates (95% CI), expressed as numbers per 1.000 patient-years, for each reason, by time interval from primary operation. <1 year 497.6 1 -3 years 756.8 3-5 years 469.0 5-7 years 227.8 years'" 0.85 lO.77-0.94i 2.32 (2.19-2.45) 1.28 (1.18-1.38) 1.28 11.18-1.38) 0.10 (0.07-0.13) 1.49 (1.38-1.60) 0.27 (0.22-0.31) 1.25 (1.17-1.33) 1.77 (1.66-1.90) 1.96 (1.79-2.15) 1.72 11.44-2.04) 0.66 (0.61-0.72) 0.55 (0.48-0.62) 0.58 (0.48-0.68) 0.75 (0.57-0.97) 0,87 (0.80-0,93) 0.58 (0.51-0.65) 0.44 (0.36-0.53) 0.39 (0.27-0.56) 1.38 (1.30-1.47) 1.48 (1.38-1.60) 1.75 (1.59-1.93) 1.88 (1.59-2.211 0.21 (0,18-0.25) 0.40 (0.34-0.16) 0.56 (0.47-0.66) 0.84 (0.65-1.07) 0.29 (0,26-0.83) 0.39 (0.34-0.46) 0.54 (0.46-0.65) 0.48 (0.35-0.66) 0.14 (0.12-0.17) 0.12 (0.09-0.16) 0.17 (0.12-0.23) 0.15 (0.08-0.26) Continued > w www, nj rce n tre.org „ uk 138 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 18Q DEMO-00085-00139 Table 3.10 (continued) I <l y° ar 497.6 ^ l -3 voars 756.8 r c 469.0 76 3-5 years 227.8 ^ 5-7 years >7 years"' 0.26 (0.22-0.31) 0.16 (0.13-0 19) 0.36 (0.31-0.421 0.51 (0.42-0.61) 0.52 (0.38-0.711 0.12 (0.10-0.16) 0.05 (0.03-0.07) 0.03 (0.01-0.05) 0.03 (0.01-0.06) 0.04 (0.01-0.121 0.91 (0.83-0.99) 0.40 (0.36-0.45) 0.35 (0.30-0.41) 0.31 (0.25-0.39) 0.39 (0.27-0.56) 0.81 (0.74-0.90) 0.57 (0.52-0.63) 0.69 (0.62-0.77) 0.61 (0.52-0.73) 0.48 (0.35-0.661 301.0 376.3 1 16.2 3.4 0.6 0.10 (0.07-0.15) 0.71 (0.63-0.80) 2.04 (1.80-2,32) 2.36 (1.18-4.72) 1.80 (0.25-1.30) 'Includes the 38 with unknown fixation/bearing. "Tins reason was not asked In the early versions of theciinicai assessment forms MDSvl and MDSv2 for joint repacement/revision surgery and hence, for these reasons, there are fewer patient-years al risk. '"Current maximum observed follow up is 9.75 years. Note on dislocations/subluxation: There were 2097 first revisions performed where dislocatons/subluxation was given as a reason (out of all 539,372 operations); in 1,361 of these (64.9%) dislocation/subluxation was the only given reason. From tables 3.9-3.10 above, revisions due to dislocation/subluxation were more common in uncemented and hybrid/reverse hybrid hips than cemented hips and were more common within the first year after primary operation. 3,2,4 Revisions after primary hip surgery far the main stern-cup brand combinations Table 3.11 show Kaplan-Meier estimates of the cumulative percentage probability of revision (for any reason) for the main stem-cup brands. As in our previous reports, we have only included those stem-cup combinations with more than 2,500 procedures in the case of cemented, uncemented, hybrid and reverse hybrid hips, and more than 1,000 in the case of resurfacings. ^ D ^w * 1 The figures in italics were at time points where, fewer than 100 cases remained at risk. Note it is possible that these sub-groups may differ in composition with respect to other factors that might influence revision, such as age and gender; no attempt here has been made to adjust for such factors. Some further subdivisions by bearing type, however, are shown in the table that immediately follows, Tabie 3.12. wwwjijrcentre,orc|.ul' JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 181 DEMO-00085-00140 Table 3.11 Kaplan-Meier estimates of the cumulative percentage probability of first revision (96% CI) at different times after the primary operation, for cup-stem brand combinations with large group sizes (>2,500 or > 1,000 in the ease of resurfacing?.). .8/ue • <///'>; / / / c a f e th:~A rower mar- !0fj rases remmo % /;%. O-aooy Ge-me-ireci Slo-rv G-arcyOgce 9,099 0.37 10.20-0.;>2l 0.82 10.07-'.00 ( 0 . 9 7 - ' .4 "I ;1.22-1 .7:J) ('.561-2.17i 11.84-2.54) (2/2-2.9'i 12/8-3.151 12.00-8.781 0.20 0.4-) 10 .55 0.76] 10.fie ' .0" I (0.8:3 1.27) .'A'. 0') '.0-1 11.38 1.9c'! '.88 r .59 2.23) 2.88 ( ' . 9 6 2.751 2.''9 (2.09 2.931 0/-' 10.27 0 . 7 3 | 0.70 i O / 7 1 (K) 0.90 ' .29! '.07 10.76 1/9) '.'7 (0.34 '.621 '.28 lO.93 1.77) (' 1' .38 2 . 8 ' I 1-.3B 2 . 8 ' I 0.38 0,58 0.98 '.10 Cairoy CC'TC-lLOd S1eiv 10,307 Concawd G.,p G-S.OTI Cere-r.ff.i-' E.cP.sOgco Sta-mn-e Mod..;IO- S.OTi-' Stamno-eAcoTiG..p '/5 .161 " .6" 1.61 •0.23 0.03) 10.38 0.89) ;0.69'.38l 10.79 1.53) (-.05 ',98) (1.17-2.21) 0.09 0.53-0.00] _, 0.5-3 " (0.38-0-19) (0.613-0.78) (0.22 0.39] (0 ••' 1 0.G3) 1.22 0.99-'.5'] 0.93 (0 85-'.03] 0.75(0 C 0.89] 0.58 10.b-0.73i 0.9" (0.761-1.OH) 1.20 (".02-'.-12) 11.80-1.761) (1 5 1 - 2 . 0 ' ] 11.84-2/4) (2.22-2.94) 12.6' -3.67 n 3.23 12./3-3.82) ExerA-VrO/ E.oP.-s Gc-TiC'i.cd (0.29 ;0.50 (0 05 ' . ' Si 10.71 1.28) (0.74 '.331 10.83 I.5GJ (0.95 ( ' . 0 3 2. G] ('.03 2.'0] 0.-P D.clc- V7Q: Exeter R nrr: 0.G7 (0.42-/051 0.9' (0.55-1.51) 0.55 (0.24 o.79i 0.54 (0.31 0.92) 0.75 ( 0 / 5 ".25) 0.92 10.57 1/9) '.'2 (0.70 '.781 '/2 10.70 1.781 GPT/2CA CXGLOV-O/ _ Gorts-Tiporary Cxcic- VrO/ E :eP..sOgai T r "" Excic VrO/ ExeieDi/nlon 0 65] 0.91 ;n.7-'-1 •2.2 ' I ( 0.95j '.50 (1.22-1.8/ ".-4 ;i.O-'-i.26i) 0.86 10.72 1.03) '.92 i'.58-2.88,i • 39 .52; I -.05 (0.87 '.24; 2.3" (1.90-2 81) ' 65 (1.51-1.82) -.3' 11.11 1 5Gj 2.73 (2.22-3.301 " .1/ (' 6>5-2.03j -.50 C.2G'.79) 2.88 (2.8'-8.58i 2.11 ('.88-2.37) 1.57 ('.30'.90] 2.88 (2.3'-8.581 2.30 (\99-2.Gp 1.57 90] '.851 O-S.C-TIAMT GeneT.ed E.oP-,3 (Demented Cup Aeonade Gorai .-P -vndo Gorai /ASR Ros./iTC/g G-p micrg I IAG w i.'GSr 6 ,-,72 2 iA 10.77 ".08] 11.12 1.50 Continued wwwmji'centre.orgdik i f j l l p 141 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 182 DEMO-00085-00141 Table 3.11 (continued) F.rto^g HAG SinivOSr 1 ' ,39' PuS (0.92 - . 3 ' I (1.32 181) r 46 -.691 ;1.63 2.21) r .63 247 (0.97-'.67! ;'.78-2.701 2.8C (2.37-3.Gil (2.83-40'i !;-i.;iH-S.0-') (3,92-3.00) -.16 (0.95-' .89) 1.44 (-.2--1.73i '.7l'i !' .-12-2.00 1.93 C.59-2.81i 244 !'.«5-2.90i 2.72 (2.06-3.691 SL-PLs Gc-ricn.css SteTv'EP/Frt •l.'KG /9 4.15 0.76I PLS Taoe-'cc Go non.oss Sin TICLxfOfil ACT 9,893 GPT/Ticyv 8,987 Dcoto'V^V Pi-sacc Exoio V40-' 5j Trce-i. CO c T. Tr logy 2,803 28,367 0.83 I'O.GG '.05) I." -.21 1.62 (0.90 1.371 (0.99 ' / 9 i {'.33 1.971 (1.85 2.26 248 2.75) (2.0i 3 . 0 / i i2.'0 2.63 3.04 3.29) (2.'-J '21) 048 0,79 '.02 173 -29 1.68 .'.64 ; 64 (0.27 0.85) (0.50 1.26) (0.66 '.59i (0.73 1,75,i (0.82 2.03) (0,95 2.98) ;5 55 2.94; 4 05 7 5G 0.59 0.90 .09 (0.5' 0.09) (0.79 1.03) (0.90 '.2G 1.2-5 (MOLI'i '48 1.73 2.06 2.31 C.30'.G7) (1.5' '.97) C.75242I i1.9'2.80) 0 57 0.80 '.02 1.20 (.38 1,6'1 '.80 2.12 2.30 (0410.73) (O.G'' 1.00) (0.83 '.25i (0.98 i .45) ( ' . ' 3 '.07) (1.35 ' .99) (".47 2.20i (1.GG2.71) (1.75 3 01) 3-0.931 (0.60-421 (0.85 1.36) 4 . ( 4 2.2'I (.1. 36 3.(41 (-.36 3.(41 0.38 ., O.20-0.701 0,65 (0.39-' .091 0.98 (0.:T4-1.58i 1.23 •.(.'. 90- l.o/i -.85 ( .•]• -2.39] 2.57 ;2.0>>-3.2U] 1.59 .20 24 0) 3/'-' (2.85 4."Gi 5.9' (5.12G.8") 9.4 (8.'i / '0.55) ... .... . 0.92 1.2-) '.GG 4.49 -.86] (2.17 2.62) .. 1n-i.88i 2.67 (249-325) 1.40 (0.98-2.'0i CXP!OV4>' c.^cMcMISc^^ij.1^^ C Goal-' C GciTicrLcc c ••uJO D.CPIJS U.93 2.i;:>9 iJc'O Man.-io-' £CC°'. ,.,.,., J ASR Res; 4ao og 3.026 BHR Rosu re ici '8.280 Go-rne: 20CO Res4ao-ig 3.G29 D..IOT R'T-L.- a c i aJ ,4' " Rooao Magr.j'T. GGO ' '.080 Go-es'ePns Resi.-'ac-ig ',32 .. 2.LT 4 ; 8.53 ;2.H(.'-1.3 l '}.'••'•• 6.6/ -84 51 8 7!) (0.9'-10.98) 13.71 ( ' 2 / 8 '5.051 '8.57 ('7.CG20.'9) 21.07 (22.182G.") 29.69 (27033(2.55) (2.89 843) |8.56-.171 1.G9 4 35 ,i.06l 5.G1 in.2' 6.(4) (6.12 7.-8) 84 ' 4 0 8.881 (2.99--' k ' l 4.57-6.07i 7.39 (6.52-8.36) 8.96 (7.9Ci-'0.08) 4 41 ('0.11-'2.83! -3.85 ('2.23-'5.65i 16,34 '9-18.781 2,78 (2.08-3.70) 8.83 (2.90-490i 4.69 (3.7-'-;>.87i 5.89 4.79-7.2") 7.08 9.45 (5.80-8.63) l7.7-'-1 1 .l;8] .3'-2.631 (2.07-3.69) .56 60) 4.36 (3.43-5.551 6.(4 4.78-7.62) 743 (5.88-945) •'•'...: 1.98 .35 2.89) 3.G2 (2.73 4.78) 5.03 (3.96 6.88) G.83 (5.5^ 8 4 ' 1 8.23 (6.74-002) • U.)j2 1 8.55 The cemented, uncemented and hybrid stem-cup brand sub-groups with more than 10,000 procedures in the preceding tabie (Tabie 3.11} have been further divided by bearing surface. 42 ' 9^ ('.60 2.35) 5,i (/ . 8-t).( '0.'2 (8.23-2.36) 0.G3 (8.59 13.H) 444 .4.94 G . ; / ; (:- Table 3.12 shows the estimated cumulative percentage probabilities for the resulting fixation/ bearing sub-groups in which there were more than 1,000 procedures. ^fllll) wwA'.njrcentr'&,org.uli JEWELL 183 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00142 Table 3.12 Kaplan-Meier estimates of the cumulative percentage probability of first revision (95% CI) at different times after the primary operation for cup-stem brand combinations with large group sizes (> 10,000) with further subdivision by main bearing surface (provided the sub-group size >1,000). Bias italics indicate thai iewer than 100 B C P - P ' V '.V Ovo-noci'V 0/12 ' ni./iz n •>uF '•jrp Accoaco/ T dcr. ^ ^ "• f, p McM „.0 ' w '"' „_., n .,.„ 1.87 1.83 2 26 2-58 2.91 3.05 ,A\ .-v.. 4-2. •• 5 .-/,••'; :/.02-:-.( -' OT :••.- 090 '{"il T02 205 223 2 76 291 3 40 '0.77-1.25! (1.17-1.73! (1.51-2.19! (1.71-2.44! d.87-2.65! (2.32-3.27' (2.45-3/61 (2.84-7.261 0.77 1.07 1.28 1.53 1.63 1.68 1.93 1.99 , o h 8 . 0 0 8 ) iO.OZ-i.3/1 il.02-1.601 il.27-1.89! (1,38-2.00) (1.87-2.06) •; 1.57-2.37) (1.62-2/5) .35 \./3 ....... Ml l5! 1.00 1.47 \.t$. (l./8-2.52l 5 2A?, C £ 46 3.48' (2.87-7 20! 2 13 (1.69-268! | > 1 •: 7 7 / 8 Ob ///' m m ' •'•'''' (0.64-1.91) (0.98-2.551 (1.08-2.76) il.08-2.76) • ; / . - ; / o , 1.65 1.70 1.70 7,0 (0.79-1.27) (1.20-1,81) ;l.3;,-2.0l,i (1.39-2.09) (1.39-2.09) .•;..'/,-,:"'"-'"J- '• 0 670 98 I 18 130 150 (0.52-0/8j (0.82-1.I 7,i •; 1.00-1/01 il.IO-l.5Z1 ; i . 2 6 - l / 8 j „„„. % " ( !./'.Kl.--U,l . . / • / , - - ; * ' ' li,,; CoP ^ ;1.21-1.55i (1.63-2.05' -2.0l-2.57) (2.23-206) (2.50-3.391 (2.57-3.621 /? Z-6.62, 0.46 1.28 2.86 3.72 :,0o S.Ob i:.Cb :,0b (0.23-0.98) (0.88-1.95) ;2.O-'-0.95) (2.64-5.22) :.:-.-sr- ; -"/• : / / / - / " i - v ;,-. c ^ , - " / ' . .v_\/;,-8'•;/ 1.2!, 1.70 2.03 2.30 2."9 2.68 3.70 ' <V (0.81-1.93! ( I . 17-2.47! (i.44-2.85i (1.66-3.181 • i.90-3.:, I.i (i.98-3.63) (2.74-.98) ;3.2;,-6.06' ,281 "CxoVo7vza : T'ogy | ; i1.27-l.fs0l . i072-c.96) (l;.;:''-1.89,1 ( 1 .£/-/.: :5,l .-.„ "• ""7p" "' |8h ' ~ ''''"'' '"'1'' d i 0 . 6 8 - i . 0 i ! ;1.34-l.79i (2.12-2.68) (3/8-3.89) (7.41-5.82) -5.91-7.17i (,'.52-9.50) C.SC- •'." • •• . : / ; - - 8 / \ , g ..,.,,. 0.6!, 0.96 1.26 1.60 l.;V" 1.87 1.87 .'.;?,' §f "" (0/17-0.89) (0/2-1.28) (0.94-1.66) (1.19-2.17) ;i.34-2.:>1) (1.34-2.51) ;l.34-2.;>1.i / / - ; / " / " J c p | 4 _. |2j 11711 6.228 „, | 0 2 95 n i n 0.86 121 1.47 1.63 1.82 2 19 2.41 2.62 8 62 '^ (0,75-0.99! (107-1.37! (1.30-1.66) (1.50-1.92.' (1.60-2.08' (1.09-2.55) (2.03-2.87' (2.10-3.29' J / / i / / ,, ., '"°''-J ryr- r.'-ViO.Trier C8h 1.02 1.69 2.16 2/19 8.16 3.60 740 •;./; ' iO.no-1.31; (1.38-2.07! il.79-2.60! (2.07-2.99! (2.61-3.83) ( 2 . 6 9 - 7 / / ) (3.02-5.5/) • :c-.-:>::.-. •,,oP 'w'"w 0 / 3 , r , in-0.68! '0.60-0.90' -:0.70-1.021 -0.(55-1.221 (1.06-1.52) '1.22-1.77' (1.27-1.89) • ' ' . . . . , 0.2! 0.68 0.96 l/z 1.4! |.4| 1.41 .'/; (0.05-0.85) (0.31-1.61) (0.48-1.92) (0.69-2.20) (0.74-2.71) (0.74-2.71) (0.74-2.71) .-"• .-2•::'., i, n : p"'™ -•^•' , , _, 2.33 085 1.83 2.22 2.79 3 43 3.43 V/8 3.33 8.25 (0.(52-1.89'' -i.25-2.67i il.53-8.22i ii 86-7.20! £ 26-5.2 U -2.26-8.2li ././/••' 7 / /".,/•' ;'./ / ' / d .•:/:; 'fL:o,gTlAG''';''';n' S.cm/GSr """'' /,.r. GhC ,02:V040| 0.83 , 2.12 ~ 23.496 p 1.83 0.97 1.56 2.25 2.71 3.27 330 3.3-3 ;,.;•:, (0.77-1.21) -1.29-1.80) -'1.89-2.66) (2.28-3.23) -2.63-3.90) (2.73-7.20) ••:: '•"• -r ,-C. -2 7':- : 7:7. end ,, ,. 1.65 ,-,.,. '',2(il '"uw Gorail/ Pii'i-acic- 1.30 .: 8V ://0-/77 L M0|J 1.V .,-,.„ 048 068 1.05 1.13 1.30 163 187 187 .J.ZJU (poQ-O.SOi (Ocv-i.ofi! (0.71-1.:;A) (0.81-1.7'! (0.88-1.92) (1.07-2/6) (1.20-2.90. (1.20-2.90' lc.uzc l0.63-073! 0.02 (2.00-2 70! C3C : ' Ogco 0.70 .0.83-1.021 .1.03-1 25! .1.26-1.52! -1.a0-1.02i (1.65-2.03) (1.88-2/0) CxcOrV/u/ ,036_0/]8, 168 2 16 2 86 (i.89-2.0Zi ;i.66-2.86i (1.76-3.17' .".-5 • •./.':- :. / , ; 0.55 0.77 1.02 1.02 1.68 1.68 2.16 CSC (0.33-0.69) f0.50-i.18) (0.63-l,;,2! (0.68-1,52! (1.00-2.60) (1.00-2.80) i i . 19-3.90) •-; ;/•.? 00. p. d / ;• i--:.Y,.. ,,„., 053 0.82 0.99 1.19 142 1./7 1.98 2.31 2:80 ' ' (070-0.70! (0.65-1.04! (000-1.23! (0.07-1/7,' (1.16-1.77i (1.41-2.17) (1.57-2/9) (1.74-3.07,' / . • " . / / • / ""^"p 0/C 0/5 (796 I/O i"33 ["ft/ i/5 Z07 2."67' ' (0/0-0.73! (0.58-0.97) (0.76-I.22) i0.6fi-l.39) ('.07-1.67) (i.26-2.01) i'.;S6-2.2l) ;1.;/-2.7K) il.hZ-2 76; n,,i 1 1.876 0.5h 0.,9 1.08 I zp 1/2 1.69 1.93 2.32 7..V7 (0.29-1.01; iO.Z7-l.3z; (0.68-1/2; (0.93-2.17; (0.93-2.17; '111-2.55; il.24-2.98l il.42-8.77; / / : - : . • www, nj roe n tre ,o rg „ uk ^IS^ 143 JEWELL 184 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00143 3.2.5 Revisions after primary hip surgery: Effect of head sizes for polyethylene liners Four sub-groups were identified with polyethylene liners, I metal-on-polyethylene monobloc-cup (n=185,027) F, (metal-on-polyethylene - metal shell with polyethylene liners (n=T29,152) SJL ceramic-on-polyethylene - polyethylene monobloc-cup (n-20,841) iv, eeramio-on-polyethylene - metal shell with polyethylene liners (n=37,278) The Graphs (i)-(iv) in Figure 3.5 show the respective cumulative hazards broken down by head size. The same scale has been used for all graphs to facilitate comparison between them. Only head sizes where there were more than 500 procedures are shown. A Cox 'proportional hazards' regression analysis was performed to compare the head sizes in each case, The most frequently used head size, 28mm, was used as the baseline for comparison in each analysis. In the case of (i), metal-on-polyethylene monobloccup, there were significant differences between the five head sizes shown (P<0.001). Rates of revision for 22.25mm head size did not differ significantly from the baseline of 28mm heads (Hazard rate ratio (HRR) 1.05 (95% CI 0.95-1.17) P=0.31). Revision rates for 26mm heads were significantly lower (0.80 (0.690.93} P=0.003) than for 28mm heads and rates for both 32mm and 36mm were higher (1.19 (1.02-1.40) P=0.031 &2.08 (1.27-3.41) P=0.004, respectively). For (ii) metal-on-polyethylene with metal shell/ polyethylene liner, the differences between the head sizes were not significant overall (P=0.055), however the revision rates were higher for 44mm heads than the baseline 28mm heads (HRR 1.84, 95% CI 1.172.90, P=0.008) whereas other head sizes did not differ significantly (minimum P=0.14). For the other groups, (iii) and (iv), there were no significant differences amongst the sets of head sizes shown (P=0.69, P=0.15, respectively), although there were too few cases for larger head sizes to make worthwhile comparisons, JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 185 DEMO-00085-00144 Figure 3.5 (i) Comparison of the cumulative hazard for revision for different head sizes for metai-on-polyethylene. monobloc cup. (NB only head sizes where n>500 are shown) 5 - 3 2 o 3 4 5 6 Years since primary surgery Numbers at risk Head size 22.5mm 29,582 27,420 25,021 22,410 19,585 16,573 13,107 9,701 5,922 Head size 26mm 16,642 15,416 14,049 12,742 10,951 8,990 6,943 4,945 2,772 965 Head size 28mm 120,152 103,028 86,715 71,059 55,970 40,629 26,182 15,606 7,224 2,260 Head size 32 mm 16,784 11,586 7,925 5,258 3,317 2,056 1,172 639 291 78 Head size 36mm 1,331 746 393 165 30 3 Q 0 0 0 2,312 ww w, nj rce n tre.org„ uk W JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 186 DEMO-00085-00145 Flqure 3J (ii) Comparison of the cumulative hazard for revision for different head sizes for metal-on-polyethylene with metal shell/polyethylene liners. (NB only head sizes where n>500 are shown) 6 (fi N 10 3 cp •> 2 o 3 4 5 6 Years since primary surgery Numbers at risk ^ D ^w * 1 Head size 22.5mm 850 722 608 527 474 404 333 239 139 Head size 26mm 737 680 615 534 464 386 298 208 108 23 Head size 28mm 68,789 60,999 52,854 44,150 35,350 26,202 17,662 10,739 5,039 1,462 Head size 32mm 32.691 23,357 16,037 10,190 5,840 3,051 1,512 614 219 20 Head size 36mm 22,394 16,227 10,769 6.272 2,997 1,317 476 171 66 14 Head size 40mm 2,928 2,462 1,923 1,382 838 286 25 10 5 1 Head size 44mm 698 571 452 320 193 58 2 1 1 0 45 wwA'.njrcentr'&,org.u!i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 187 DEMO-00085-00146 Hqure 3,5 (iii) Comparison of the cumulative hazard for revision for different head sizes for eeramic-on-polyethylene with polyethyiene monobloc cup. (NB only head sizes where n>50Q are shown) 3 4 5 6 Years since primary surgery Numbers at risk . „ „ „ „ Head size 22,25mm 2,314 2,082 1,814 1,599 1,376 1,104 801 485 190 0 Head size 28mm 15,115 12,558 10,310 8,134 6.259 4,506 3,040 1,958 1,032 364 ..,.„„„ Head size 32mm 3,073 2,074 1,339 829 447 210 120 62 23 9 www, nj rce n ire.org „ ok W 147 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 188 DEMO-00085-00147 Fiqure 3,5 (iv) Comparison of the cumulative hazard for revision for different head sizes for ceramic-on-polyethylene with metal shell/polyethylene liners. (NB only head sizes where n>500 are shown) 6 - 3 4 5 6 Years since primary surgery Numbers at risk Head size 28mm 18.790 16,743 14,724 12,686 10,569 8,443 6,161 4,125 2,199 748 Head size 32mm , . „„ u 11.265 8,077 5,591 3,497 2,096 1,184 725 406 151 37 6,883 4,229 2,657 1,524 711 313 120 21 0 0 3.2,6 M o rta lity arte r p ri m a.ry hip surgery This section describes the mortality of the cohort up to nine years from primary operation, according to gender and age group. Deaths were updated at the end of February 2013 using data from the Patient Demographic Service. Two hundred cases were excluded because the NHS number was not traceable and therefore no death date could be ascertained. A further three were excluded because of uncertainty in gender (n=1) and age (n=2), leaving 539,169, with a total of 42,805 reported deaths. Amongst these were 3,091 bilateral operations, with the left and right side operated on the same day; here the second of the two has been excluded, leaving 536,078 procedures and 42,655 deaths. ^ D ^w * 1 Table 3.13 shows Kaplan-Meier estimates of cumulative percentage mortality at 30 days, 90 days and at each anniversary up to the ninth, for all cases and by age and gender. Note the cases were not 'censored' when further revision surgery was undertaken. Such surgery may have contributed to the overall mortality as shown here. The impact of this has not been quantified. wwA'.njrcentr'&,org.uii JEWELL 18 9 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00148 Ioc^^,KaP!an-M°ICr CStima,CS l0, 6 60-64 voa- s 68-69 yoa-a 70-7-1 ° 'oS (0.03-aoS 36.618 38.136 30.152 22 579 • I 31,939 55- 89 yoa-n 60-64 vca-s yca-s 70-74 VCD-S 26.083 •11.432 53 092 59.720 53.608 80+ 54 214 °-'3 (0.09-0.17; 0.20 iG.i6-025; 0.23 i.0.10-0.29, 0/17 .-, , , (0.89-0.55) i-'8 LOo-1.33] * thC { 12 ""»**« P — ^ ° "o 2 r (O.^'i: m2<i ™ ;048-0°a f077 a98: u ^ (0.20-0.31; 0,11 (0.35-0.48; 0.50 (044-0.58; r, CM -" (0.74-0.951 2.18 4 . 9 9 - 2 38; o.87 i0 77-0.37; |.ie' ;1.06-1.28; 1.69 i 1.57-1.83, c ,-,-', --^"J i2.45-2.83j 5.58 17, ,4 57-1 ay, "" 22'7 12.12-2 44' ' 3 52 (8 33-3 73' ^'..'' ; y ,88 (5.11-5.67; i n 8a " ,0.92-hS ™,—"THBHliii 0.06 (0.04-0.09 0.09 (0 06-0.14; 0.08 (0 06-0.1 1; 0.09 i0.07-0.12) 0.14 i0.12-0.18,i 0.28 (0.24-0.38) 0.59 iO.53-0.66; n 0.68 (0.59-0.77; i.io (0.99-1 28i 8 0.63 (0 54-0.74; ' 1.20 (1.06-1.85, 0.61 (0.53-0.69) 0.77 (0.70-0.851 i.2fi (1.15-1.38; ,,59 (148-171; 1.02 (0 94-1.11; 2.22 (2.10-2.35) -21 (0.16-0.27; -20 iO.l5-U.26i 0 1 7 (0.14-0.22; 0 28 (0.19-0.2SI 8 -2 ••0.28-0.37: ™ r t « y ( 9 5 , , c „ , a, « ; U f M ^ {1,0-S ='- & 1 -'^ 12.38-^ 2.71 52-2.92: :o.60-4 10: ii.89-z2a (ZOI^ (4.58-5.18; 2.64 (2.40-2 89; 8 64 3.23 (2.98-3.551 o o o o o an •a r 1 -1 pp.,i-1.37-5.2-1, (3.39-4.17: 5 97 (3 88-4.96; 7Q2 (5.42-6.58! (6.27-7 36; .0.'.; i—[.20, 5.85-6.60; 3.94 8.81 3.23-9.44; 10.22 (9.42-11.no; 4.78 16.88-7.78, 11.29 11.08 16.52 0.77-11.84, (13.34-14.76; (15.58-17.52] 8.4 1 11 no 14.00 21 34 or t.o (8.08-8.76, (10.64-11.47; (18.51-1432; (16.61 -1S87, vn^.ooov ;?- nn oP ^ (4.99-5.55; ? 0 7 (5 51-6.04, (6.70-7.88) 9 f - j8 12.93 1735 22 94 o o - r . " ' " 7 : \ a 3.693744; ( 1 2 4 7 - , 8 . 4 „ (16.97-18.15; ( 2 2 2 1 - 2 ^ 7 o i : 2 7 . 2 4 ^ (88.80-85721 ^ . I S - ^ S h 1' 1 24.90 32 76 .fin: _ . _, ' ' dQl/1 ^' - ' 49.14 Ji7 38 pr, pa 50.33, 35.39-58.39) (63.62-67.72' 1.61 2.0 .84-2.20] .46,PQ (1.52-1.87; i OQ (1 84-2 M l ?r,7 ;o AO..27O> ' \ a, e7j i 0.58 | .64 8.56 345-3.79; 5.99 11.53-1.76; (3.40-3.741 (5.61-6 0p>- 1-31 3.60 , _ ^"•'' i2.1B-2.60: , P , , , ^ 2 i;J '•^1 ' ; ^ ^ ^ ^ ^ ^ S 8.81 4 29 • - -2-«4! (236-8.05; (3.02-8.68; (8.44-4 22; (3 79-4 86; 0.04 (279-3.82, 3,-7 (8.46-4.10; ., AQ (4.22-5.01, p; , , 0 (4.91-5o^ ' 5 3 62-7 07. _ 8 ? 9 •.-oo-^.oc, :o.n5-4.04; . ^ r ; 1 '-~4;/^ • ^;?, 2 ",-'tJ-°47f; (5.16-5.61) (722-7.79: w t,i 9 •o .0 -T-V 4.65 5.77 (4.37-4.96; 6 t 6 0 9 t 6 -89 :; ,5.40-6 161 7 -^ i7-55-8-') 7,02 " " (6.54-7 54: 707 ' 7 ^ ^ 9.68 117V (0.19-1019; e n 0 3 - 1 2 . 5 1 } { 9 . 4 3 - 1 0 y ! S ( 1 1 86-1SS61 (14.58-15 75; (17 7 0 - i r f ^ 18.00-8.94) (11.53-12.26) .14.95-15.36; (18.55-19.79) G G . O O - i Y ^ 7.16 11-62 17-26 23.36 30.1? - , ,15.07 (6.98-7.401 (1 1.32-1 1 .941 ( 1 6 R 7 3 7 6 6 ; (22.88-23.85: ,2938-30.77; ( 3 6 . 6 2 - ^ . ^ ;44.14-46°0- r-i m 3 rz:. , i m c s after prinsar, dip opora„on, for a„ cases and b y A (3.50-3.95) (0.4 •'-0.59! (1.22- m n t SI M IS •is H CO O Ol o oi _ 4*. «> Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 (2799-^'^ ^ ™ US Smith AJ, Dieppe P, Howard PW, Blom AW; National Joint Registry for England and Wales. Failure rates of metal-on-metal hip resurfacings: Analysis of data from the National Joint Registry for England, and Wales. Lancet. 2012 Nov 17;38Q(9855):1759-66 There were substantial differences between the bearing groups in terms of patient characteristics. To reduce the effects of confounding, analysis was based on the large majority with an American Society of Anaesthesiologists (ASA) grade of 1 or 2 at time of primary surgery and those whose surgery was undertaken for osteoarthritis only (Table 1). The now-withdrawn ASR implants (2,829, 8.9% of the total) were excluded from the resurfacing analysis so as not to distort the results. Furthermore, sensitivity analysis confirmed that the results for the newer technologies of resurfacing and ceramic-on-ceramic were not distorted by a 'learning curve' effect of less experienced surgeons (see web appendix published in Lancet). We have analysed data from the NJR to test the following hypotheses: larger head size is related to higher failure rates; metal-on-metai has significantly worse results in women; and hip resurfacing gives better implant survivorship than stemmed THR in younger patients. Multivariate analysis has been used to adjust for patient age and ASA grade and to measure the effect of head size. As head size and gender were highly correlated, separate models were estimated for men and women to avoid multicollinearity. Separate models were also specified for the different bearing groups. Methods Flexible parametric survival models that estimate the cumulative incidence of revision in the presence of the competing risk of death were used. Standard survival analysis treats death simply as censored information but this has been shown to overestimate revision rates. In all models, head size, age and ASA grade were selected as predictors of revision and age and ASA grade were predictors of the competing risk of death. The effect of age was allowed to differ for the main and competing risks. These models produce hazard ratios, which are a measure of relative risk (averaged over time). To illustrate the absolute effect of these factors, the models have been used to predict revision rates for a typical patient by estimating the covariate-adjusted cumulative incidence function in the presence of competing risks. 3.2.7 In-depth study: MetaL-on-metal hip resurfacing Since the last annual report we have examined metalon-metal hip resurfacing in greater depth. A research paper comparing the failure rates of metal-on-metal hip resurfacings with alternative forms of hip replacement was published in the Lancet in November 2012. Analysis was based on 434,560 THRs between April 2003 and September 2011 where patient-identifiers are present that allow revisions to be linked to primary operations (81.8% of 531,247 operations). These operations were performed in 447 units under the care of 2,584 consultant surgeons. The analysis estimated all-cause revision rates. The unit of analysis was implant (rather than patient) so bilateral procedures were included (2,645). We have compared revision rates for three types of bearing surface: resurfacing, ceramic-on-ceramic, and metalon-polyethylene. A range of commonly used head sizes were compared for the resurfacing and ceramicon-ceramic groups whereas the most commonly used head size of 28mm (Table 1) was been chosen for the metal-on-polyethylene group. A confounding variable was the fixation of the implant. We have addressed this by reporting ceramic-on-ceramic results for uncemented fixation as this was most commonly used (45,099/57,748, 78.1%) while for metal-onpolyethylene, results were shown separately for cemented, uncemented and hybrid fixations. One resurfacing brand, the Birmingham Hip Resurfacing system (BHR), was used in more than half of cases giving large enough numbers to repeat the multivariable analysis approach for the BHR cases alone (15,386/26,199, 58.9%). This enabled the potentially confounding influence of different brand effects to be removed. We have compared the BHR with the most commonly used alternatives in each group: the Exeter V40 Contemporary metal-on- Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 polyethylene 28mm cemented THR (23,906/69,569, 34.4%) and the Corail Pinnacle 36mm ceramic-onceramic uncemented THR (9,604/18,370, 52.3%). The reasons for revision across all groups were also examined by dividing the number of revisions for each reason by the total person time at risk of revision (per 1,000 patient-years). This was equivalent to a persontime incidence rate and 95% confidence intervals have been estimated assuming a Poisson distribution. Results Overall, 7.4% (31,932/434,560) of THRs were resurfacing procedures. Annual numbers in England and Wales reached a peak of 6,650 operations in 2007 but thereafter fell to around 2,000 in 2011. Resurfacing patients were most commonly aged 59 years while the median age was 55. Overall, 78.4% of patients were aged 45-65 years and 69.1 % of resurfacings were undertaken on men (Table L1), Unadjusted analysis suggested that revision rates for resurfacing procedures were higher than for stemmed THR (five-year revision rate of 5.2% (95% CI 4.9-5.5%) compared with 2.8% (95% CI 2.7-2.9%). However, this overall rate disguised differences according to gender (Figure L1). In women, 8.5?/o of resurfacings had been revised by five years (95% CI 7.8-9.2%) compared with 3.6% in men (95% CI 3.3-3.9%). A head size of between 46mm and 54mm was used for 92.1% (20342/22076) of male resurfacing patients while 76.5% (7541/9856) of females had a head size of 42-46mrn. Just 1 % (98/9,856) of women received the larger head sizes above 50mm. In total, 15 resurfacing brands were used. The multivariable models for resurfacing procedures confirmed that head size was an independent predictor of revision for both men (hazard ratio 0.951, 95% CI 0.945-0.978, p<0.0005 per unit increase in head size) and women (hazard ratio 0.921, 95% C! 0.892-0.951, p<0.0005) indicating that smaller head sizes were more likely to be revised. These hazard ratios can be broadly interpreted as each 1 mm increase in head size being associated with a 5-8% reduction in the hazard (the risk of revision at a particular point in time). Age was a significant predictor of the competing risk of death but not of revision for either men or women. ASA grade was a significant predictor of revision for men only (hazard ratio 1.267, 95% C11.042-1.540, p=0.018) indicating that patients with ASA grade 2 were more likely to be revised than those with ASA grade 1. Predicted revision rates from these models illustrate the absolute effect of head size. For a 55-year-old man, the five-year revision rate with a 46mm head was 4 . 1 % compared with 2.6% for a 54mm head (Table L2). Resurfacing revision rates for women were much higher than for men (five-year revision rate of 8.3% with a 42mm head size) (Table L3). This was true even with the same head size: a 55-year-old woman had a five-year revision rate of 6.1% with a 46mm head size compared with 4.1 % for a 55-year-old man. Only 0.4% (35/9,856) of women had a head size of 54mm or above associated with the lowest revision rates in men. Resurfacing procedures with a large head size (54mm or greater) resulted in revision rates which were not significantly worse than those of other common surgical options (Table L2). In men, a 54mm resurfacing head had a five-year revision rate of 2.6% compared with 2.1 % for an uncemented 40mm ceramic-on-ceramic prosthesis and 1.9% for a cemented 28mm metal-on-polyethylene articulation. However, the smaller resurfacing head sizes compared less well. Key results are illustrated in Figure L2. Overall, just 23% (5,085/22,076) of male resurfacings used the 54mm or larger head size that had the lowest revision rates. In women, resurfacing, even with larger heads, offered significantly poorer implant survivorship than all other common surgical options (Table L3), In 55-year-old women, a 46mm resurfacing procedure had afiveyear revision rate of 6.1 % compared with 2.5% for a 36mm ceramic-on-ceramic prosthesis and 1.5% for a cemented 28mm metal-on-polyethylene articulation (Figure L3). Generally, the BHR had better implant survivorship than other resurfacing brands. Unadjusted analysis for all male patients shows a five-year revision rate of 2.4% (95% CI 2.1-2.7%) for the BHR compared with 8.1 % (95% CI 6.7-9.8%) for the now-withdrawn ASR Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 and 4.2% (95% CI 3.7-4,9%) for other resurfacing brands. The equivalent five-year revision rates in women were more than twice as high for all brands (5.8% (95% CI 5.1 -6.6%) for the BHR, 21.0% (95% CI 17.7-24.9%) for the ASR and 9.2% (95% CI 8.1 10.5%) for other brands). However, the multivariable models indicated that in men aged 55, the BHR with the 54mm head size did not demonstrate better implant survivorship than the Exeter/Contemporary or the Coraii/Pinnacle and had considerably worse implant survivorship in women (Table L4). Resurfacings were most commonly revised for pain, periprosthetic fracture, and aseptic loosening (Table L5). Revision for periprosthetic fracture was up to eight times more common in resurfacing than in other surgical options. Revisions for pain in women were up to 10 times higher with resurfacing than with other surgical options and revisions for aseptic loosening were up to four times higher. Revisions for dislocation in resurfacing were lower than other options in men. Fiqure LI Cumulative hazard of revision after resurfacing by gender (with 95% Ci). 14% 12% - .,:•' .^,« 10% - ••••'"" ,v.-*'^ ""' .••••' 8% - ,fp .•'" 6% - ,-^ 4% - ^*" ..,-•:•:%' """ 2% - ••• ^ ^ '" ' ™™~™ Female s^if&i&P®'*'''''''''' £• i i 0 1 i 2 i i i i i 3 4 5 6 7 Years since primary surgery ^ D wwwjijrcentre,orc|.ui' ^w * 1 JEWELL 1 9 3 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00152 Figure 12 Estimated cumulative incidence of revision for 55-year-old male by prosthesis type. Resurfacing 46mm 5% Resurfacing 48mm 4% Resurfacing 50mm Resurfacing 52mm 3% Resurfacing 54mm ~ Uncemented eeram ic-on-ceramic 40mm 2% 1% Cemented metal-on-po lyethy lene 28mm O 2 3 4 5 Years since primary surgery Fiaure L3 Estimated cumulative incidence of revision for 55-year-oldfemaleby prosthesis type. c 12% 11% - ..-••"' •1 10% S 9% o o 73 c Resurfacing 42mm 8% 7% - ...'••""! . ••"' ..• ••""' Resurfacing 44mm b?B Resurfacing 46mm 5% - Uncemented ceramic-on-ceramic 36mm g 4% - | 3% - | ?% - ° 1% - Cemented metal-on-polyethyiene 0 0 1 2 3 4 5 6 7 Years since primary surgery www, nj rce n tre ,o rg„ u k >W 153 JEWELL 1 9 4 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00153 Table L1 Description of comparison groups: number of cases (percentage of total). [C¥X\4s>^ 7 p^opcc,^ fit and healthy 2 - mild systemic limit activity 3 - systemic disease that limits activity but is net incapacitating 4/5 - incapacitating, life-threatening systemic disease/not expected to survive 24 hours vvhhout an operation [13.0%) (69.6%) (7.6%) 37.764 (16.7%) (0.2%) 1589 (0.7%) 50,626 7.122 57,748 (87.7%) (12.3%) (13.3%) 208.173 17,992 226,165 (92.0%) (8.0%) (52.0%) (81.8%) (27.0%) (83.2%) 36,009 1,202 397 (62.4%) (46.5%) (88.8%) 115,574 2,144 434 (6.4%) (10,3%) (14.2%) 9,034 8,868 6,419 4,577 2,940 1,980 1,182 1,008 (25.1%) (24 6%) (17 8%) (12 7%) (8 2%) (5 5%) (3 3%) (2 8%) 14,871 16,967 17,257 17,852 16.906 13,218 10,265 8,237 947 (3.0%) 36 (0.1%) Osteoarthritis only Other Total i% ot all THR) 29,550 2,382 31,932 (92.5%) (7.5%) (7.4%) Total in model Number of surgeons Number of units 26,119 698 372 Less than 1 year 1 - < 2 years 2 - < 3 years 3 - < 4 years 4 - < 5 years 5 - < 6 years 6 - < 7 years 7 or more years ^1,681 2,692 3,708 4,457 4,335 3,653 2,835 2,756 4,385 1 19 bi.4i.vi :.^vV<ViiVvVbbbbbbbbbbb§S (17,1%) (16.6%) (14,0%) (10.9%) (10.6%) iiiiiiiiii (51.1%) (83.0%) (97.1%) (HHHH^ (12.9%) (14.7%) (14.9%) (15.4%) (14.6%) (11.4%) (8.9%) (7.1%) Note: among the full sample of hip replacements (N=434,560), there are other bearing surfaces which are not sliown in this table: 46,200 ceramic-on-poiyethyiene (10.7% of the total). 31,171 stemmed metal-on-metal (7.2% of total), 2.430 other combinations (0.6%), and 38,824 unknown bearings (8.9%). ^ f§ ^k » * r wwA'.njrcentr'&,org.u!: JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 195 DEMO-00085-00154 Table L2 Predicted revision rates for 55-year-old males by prosthesis and head size (95% Ci). 5.23 (4.29-6.38) 4.69 (3.99-5.51) 4.20(8.65-4.84) g 3.77 (3.23-4,38) ^ 3.31 (2.80-4.06) "5* i aUncemented 28mrn .2'1 (0.92-1.68) 2.46(1.87-3.22) 3.4 1 (2.64-4.40) Uncemented 32mm 1.05 (0.34-1.30) 2.07(1.72-2.50) 2.88 (2.39-3.47) Uncemented 36mm 0.88 (0.71-1.10) 1.75(1.43-2.14) 2.43(1.96-3.02) Uncomontod '10mm 0.74 (0.55-1.01) 1.09-2.00) 2.05(1.49-2.83) Cemented 28mm 0.56 (0.43-0.73) 28(1.00-1.64) 1.91 i 1.50-2.44) Hybrid 28mm 1.26(0.83-1.92) 2.19(1.48-3.24) 8.21 ( 2.20-4.67) Uncemented 28mm 1.4 1 (1.03-1.93) 2.57(1.92-3.42) 8.48(2.63-4.59) ™ 16 4.08(3.14-5.28) ^ 3.45(2.81-4.23) | 2.91 (2.28-3.71) 2/16(1.73-3.47) 1 OSS: @ IP W»K> 2.40(1.87-3.06) 4.10(2.80-5.97) 4.18(3.14-5.56) Mote: resu ts are estimated Iron r u t'.-arable compst nc sks flexl.'le paramatrc survva! models based on 18,3 re resurfacing cases. 16.138 uncemented cerar on-cersiric cases, and for Zomm iretal-on-polvethv ene :2,iu,' cemented, 6.63-- hybrid and 9.332 uncemented cases. Hesuts are based on an ASA grade of: Table L3 Predicted revision rates for 55-year-oid females by prosthesis and head size (95% CI). Nolo: rcsuiis --re csl rn-Jeci Iron n ui ..Mr-.he compel ny rsks lcAhc.'P:-.r-,m;,lr<: s'.ir.v.i n net;;; h ecr-m; <:-,s;,'.. .11 id !or?3mn nela-on-ncyclh;, cue: Z7.1B" cemc.riled. 13,363 hybrid mid 16,631 'A4r,.sui-l-,etig :;.il;.cJ::-,::;.ii. Resul:; 10,373 mice nenk.de, ran c:-o l:;-.s:;d :>n.111 A„5/\ er--.de: :>(?. www, nj rce n ire.org, uk W JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 196 DEMO-00085-00155 Tabie L4 Comparison of most c o m m o n l y used brands; predicted revision rates for 65-year old patients ( 9 5 % Ci). BHR 46mm 4.32 [3.26-5.70) BHR 50mm 3.27 (2.69-3.97) BHR 54mm 2.4 7 (1.90-3.20) Unconsented Go-rail /Pinnacle oerarnic-on-corarnio 36mm Comontod Exeter V4GV Contemporary' metal-on polyethylene 28mm 0.93(0.65-1,85) 0.53 (0.28-1.021 t.00 (0.54 -1.86) 1.31 I 0 . 7 1 - 2 . 4 1 I 1.61 (0.86-3.02) BHR 42mm 2.01 (1.52-2.66) 5.02(1.03-6.25) 8.28 (6.73-10.04) 11.76 (9.59-14.36) BHR 46mm 1.20 (0.91 -1.57) 3.00(2.43-3.71) 4.96 (4.08-6.00) 7.14 (5.86-8.67) Unconsented Gorail/Pinnaele coramic-on -ceramic 36mm Cemented Exeter V40/ Contemporary melai-onpolyet hylene 28mm 2.00(1.35-2.95) 0.63 (0.42-0.94) 1.53(1.07-2.20) 0.42(0.25-0.71) 0.87 (0.54-1.4 1) 1.38 (0.86-2.20) 1.94 (1.18-3.17) No!;;: r.'isul:; ;.r;; (.:;! |-;J:;d Iron nu > vorohlo oou • •.•! no rskii fioxho p. iron Hrio ourv vol no<k.:> loond on IC/ifse rio ;.i id -.~9: foroioBi IR rooiiri.ioiio :>,'«>') n .lo.ind d-.rl.'i fin no Con. Pniiool.; .SiVri onnrlo-on-oornii .• onoo:; ;;nd .'.';.;,' n-io.nui 1f;.!)4D f-.r'oio .o-.'o for liio Fxol-.r.'Gonloripor.iry. Ro; '<: Sfiriri •:; lh::li.i:; oily h.,;.n n u^o U ::•::< i ..'ii ; .11 ASA p,rnd; • of ?. So-.'on-y.,or ro'„ ;..m rolon omiioi ho :.-;l nUori for iho Corn I-'Pun. ink: o;rone:-on-:or;. ;-.IK1 Vv.-.ioo oiIOO 9005. ^ D wwA'.njrcentr'&,org.u!: ^w * 1 JEWELL 1.97 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00156 Table L5 Reasons for revision (95%) CI), expressed as incideno per 1,000 patient-years, by articulation and fixation. P-¥ ^p\\\Pw 0.75 10.58-0.97) Aseptic loosening 1.-12 11.17-1.72) 1. 80(1.12-2.27) 1.88 11.18-2.41) 0.73 (0.47-1.14) Dislocation/subtuxation 0.18(0.10-0.31) 1. 13 (0.81-1.52) 1.56 (1.19-2.04) 1.77 (1.32-2.36) 0.75 (0.58-0.97) Implant failure 0.07(0.03-0.16) 0. 46 (0.29-0.73) 0.35 (0.20-0.62) 0.12(0.04-0.37) 0.10(0.05-0.20.1 Implant fracture 0.29 10.19-0.1-1) 0. 62 (0.11-0.92) 0.08 (0.00-0.21) 0.15 (0.06-0.41) 0.05(0.02-0.18) Incorrect sizing 0.03i().C)1-0.11) 0. 05 (0.01-0.21) 0.03 [0.00-0.21) 0.00 - 0.00 - Infection 0.55 (0.10-0.75) 1. 13 (0.81-1.52) 1.12 (0.81-1.54) 1.15 (0.80-1.65) 1.09 (0.88-1.34) Lysis 0.25(0.16-0.39) 0. 08 (0.02-0.24) 0.29 (0.16-0.55) 0.19(0.08-0.46) 0.24 (0.15-0.37) Malalignment 0,61 (0.18-0,86) 0. 59 (0.39-0.89) 0.68 10.15-1.02) 0.27 (0.13-0,56) 0.21 i0.13-0.34) Other 1.12(0.90-1.39) 0. 69 (0.18-1.01) 0.18 (0.08-0.39) 0.31 (0.15-0.61) 0.15 10.09-0.26) Pain 1.70(1.12-2.02) 1. 13 (0.84-1.52) 1.00 10.72-1.40) 0.77 (0.50-1.19) 0.46 10.34-0.64) Periprosthetic fracture- 1.54(1.28-1.86) 0. 64 (0.43-0.95) 0.38 (0.22-0.66) 0.69 (0.44-1.10) 0.51 (0.38-0.701 73,113.3 38,917.4 33,959.7 26,061.9 79.971.3 £ 255 185 128 267 g> 16.136 9,352 6,634 22,407 0.75 10.68-0.90) 5 CM Person 1 ime (years) Number revised Number of operations ^ 18.375 m DC Aseptic loosening 3.78 13.14-4.43) 25 (0.97-1.61) 1.17 10.92-1.49) 0.83 (0.61-1.12) Dislocation/subtuxation 0.77 (0 53-1.13) 09 (0.83-1.42) 1.72 (1.41-2.10) 1.38(1.09-1.75) 0.81 (0.69-0.96) Implant failure 0.37 (0.22-0.64) 4 1 (0.26-0.64) 0.21 (0.12-0.38) 0.28(0.16-0.47) 0.05 (0.03-0.10) Implant fracture 0.32 l(). 17-0.57) 66(0.46-0.93) 0.05 10.02-0.17) 0.06 (0.02-0.18) 0.03 (0.01-0.07) Incorrect sizing 0.09 (0.03-0.27) 12 (0.06-0.27) 0.05 10.02-0.17) 0.02 (0.00-0.14) 0.01 (0.00-0.05) Infection 0.63 (0.42-0.96) 41 (0.26-0.64) 0.39 (0.26-0.59) 0.32(0,19-0.52) 0.56 (0.46-0.69) Lysis 0.86 (0.60-1.23) 12 (0 06-0.27) 0.07 (0.03-0.19) 0.18(0.09-0.34) 0 14 (0.10-0.21) Malalignment 1.15(0.84-1.56) 78(0.57-1.07) 0.82 10.61-1.09) 0.47 (0.32-0.71) 0.30 (0.23-0.39) Other 2.78 (2.28-3.40) .74 (0.53- i.02) 0.4 1 (0.27-0.62) 0.18(0.09-0.34) 0.17 (0.12-0.25) Pain 5.28 (4.57-6.10) 00(0.76-1.33) 0.68 (0.49-0.93) 0.51 (0.35-0.75) 0.41 (0.33-0.52) 1.61 (1 24-2.09) 94 (0.71-1.26) 0.55 [0.39-0.78) 0.32 (0.19-0.52) 0.19 (0.14-0.27) 34,859.4 48,806.1 56,259.4 50,637.5 167.174.5 477 274 248 167 7,744 19,873 16,636 13,383 Periprosthetic fracture Person time (years) Number revised Number of operations p 41 1 47,162 Not including reverse hybrid www, nj rc.e n ire.org „ uk W* JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 157 198 DEMO-00085-00157 3,2,8 Conclusions This year's report confirms many of the trends shown in previous years. Once again we stress that implant survivorship aione is an incomplete measure of outcome. Implant survivorship gives little indication of satisfaction, relief of pain, improvement in function and greater participation in society. Readers should also understand that each year more data are available and thus analysis can give a more accurate picture. Each year's analysis thus supersedes the previous analyses and may, in places, appear contradictory with previous reports from a smaller dataset. Furthermore, the data are imperfect and rely on accurate and comprehensive reporting by surgeons. Some fields, such as body mass index (BMI), were not initially reported but we are encouraged that in 2012 over 60% of entries included BMI data. We would urge surgeons to complete all fields in the NJR forms in order to allow meaningful analysis. This year we have analysed survivorship for metal-on-polyethylene bearings by head size for the first time. We have not attempted to sub-ciassify polyethylene as what constitutes so called third generation polyethylene is not clearly defined. This analysis shows that there appears to be an association between increased implant failure and larger head sizes. As we now have more data, we have been able to extend brand analysis to more stem/ cup combinations. Brand analysis of stem/cup combinations shows higher unadjusted failure rates with uncemented stem/cup combinations than with hybrid or all cemented combinations. The best survivorship at nine years is achieved with allcemented components. The in-depth analysis of hip resurfacing highlights the high failure rate, particularly amongst women. It also demonstrates that failure rate is related to both gender and head size, with smaller femoral heads and female gender independently associated with higher rates of implant revision. In men with the largest head sizes the failure rates are not significantly worse than alternatives. Only 23% of men who have undergone resurfacing in England and Wales have these larger femoral heads. Mortality in the first 30 or 90 days after surgery remains very low, which is reassuring. However, mortality at nine years after hip replacement is high in those over the age of 75 suggesting than long-term implant survivorship is unlikely to be important in this age group. We note that metal-on-metal stemmed hip replacement and hip resurfacing have virtually ceased with fewer than one in one thousand hip replacements performed in 2612 belonging to each of these classes of implant. The failure rates in these classes continue to be markedly higher than the alternatives. Other bearing surfaces continue to have very low failure rates regardless of fixation, especially for ceramic-onpoiyethylene bearings. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 JEWELL 20G Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00159 In the period 2003 to 2012 589,028 knees were replaced for the first time. The knee is made up of three compartments; medial, lateral and patello femoral compartments; when a 'total' knee replacement (TKR) is implanted two out of the three compartments are always replaced (medial and lateral) and the pateila is resurfaced if the surgeon considers this to be of benefit to the patient. If a single compartment is replaced then the term 'unicompartmental' is applied to the implant (UKR). The medial, lateral or patello Tern oral compartments can be replaced independently,, if clinically appropriate. There is variation in the constraint of the tibial insert depending on whether the posterior cruciate ligament is preserved (cruciate retaining OR) or sacrificed (posterior-stabilised, PS) at the time of Surgery. Additional constraint may be necessary to allow the implant to deal with additional ligament deficiency or bone loss, where a constrained condylar (CGK) or hinged knee would be used, even in a primary situation. The tibia! construct may be modular with a metallic tibial tray and a polyethylene insert or non-modular being constructed of polyethylene alone. In recent years all-polyethylene tibial components have increased in popularity so as to contain costs of the implant. The tibial, insert may be mobile or remain, in a fixed position on the tibial tray. This also applies to medial and lateral unicompartmental knees. Many brands of total knee implant exist in fixed and mobile forms with OR or PS constraint. The method of fixation used to secure the vast majority of knee replacements in place is cement (83.4% from table. 3.14), unlike hip replacements. Tilfrhhhsijisympli! iiliicimeitiijl^ (isiiiitleisii^^ (§f§|§l|f|§^ f§||§i§|;|||f^ fmiiiiifahlfjale^ flllllilliilll iiiiiiiiiiiiiiiii^ jiimijlltiis^^ ffl|l;|@|ifl fleflljllliflyiip 33A posterior-stabilised and fixed. A number of primary operations could not be classified according to their bearing/constraint (approximately 2.5%). Overview of primary knee surgery Table 3.14 shows the proportion of all kinds of primary knee operations performed, broken down by fixation method and bearing type. The vast majority of replacements were of the total knee joint with an all cemented implant being the most common fixation method used (83.4% of all primary knee operations were total replacements using all cemented components). Nearly 9% of all primary operations were unicondylar and, of the remaining total knee replaced joints, 6.5% were either all uncemented or a hybrid type (made up of both cemented and uncemented parts). Over half of all operations (54%) were total knee replacements which were all cemented, unconstrained andfixed,followed by 21 % which were ail cemented, flm|}|tlli|lbill||)l3lll Table 3.15 shows the annual change in usage of primary knee replacement. Overall, over 80% of all primaries utilised an all cemented fixation method and, since 2003, the share of all implant replacements of this type has increased by some 5%. The main decline in type of primary surgery has been in the use of all uncemented and hybrid total knee replacements overtime. Each approximately has halved in terms of proportion of implants of this type now used compared to figures for 2003. There has also been a steady increase in use of all cemented all polyethylene tibial implants (2.1 % of primary surgeries in 2012 compared to less than half a percent of all primary surgeries between 2003 and 2005). Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Table 3.14 Numbers and percentages of primary knee replacements by fixation method and bearing type. Gomontcd and unconstrained, fixed 317,914 54.0 unconstrained, mobile 25,931 4.4 20.9 posterior-stabilised, fixed 123,162 posterior-stabilised, mobile 8,276 1.4 constrained condylar 2.173 0.4 all polyethylene tibia 6,124 1.0 bearing typo unknown 7,359 1.3 Uncemented/hybrid and unconstrained, fixed 18,865 3.2 unconstrained, mobile 16,502 2.8 posterior stabilised, fixed 2,479 0.4 other constraint 350 0.06 bearing typo unknown 493 0.08 2.3 fixed 13,763 mobile 46,982 6.3 bearing type unknown 729 0.1 w w w , nj rce n i r e .a rg „ uk W JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 1-81 2 02 DEMO-00085-00161 Table 3.15 Percentage of primary knee replacements performed each year by m e t h o d of fixation and, within each fixation group, by bearing type. 444 Comontod and i jnconstrai nod, fixed unconstrained, mobile posterior-stabilised, fixed posterior-stabilised, 53.3 53.0 53.0 50.7 50.5 51.4 53.1 54.5 56.6 59.8 4.0 4.2 5 2 6.3 6,3 5.6 4.6 3.9 2.8 2.3 4.9 3,5 •1.7 4.3 4.0 1.1 4.0 3.7 2.r 1.9 3.7 3.3 3.2 3.1 3.1 2. ( 2.6 0,5 0.4 0,1 mobile constrained condylar all polyethylene tibia bearing hypo unknown 4.44444^^^^^^^4 Unccmontcd/hybrid and unconstrained, fixed ijnconstrainod, mobile posterior stabilised, fixed other constraint bearing type unknown 0.9 0.7 0.6 0.7 0.0 0.0 0.2 0.2 0.1 0.1 0.3 0.3 0.2 0.2 0.1 0.1 1.4 6.5 2.1 6.5 2.3 6.8 2 0 6.7 6.7 6.8 0.2 0.2 0.1 0.2 0.1 0.2 2.1 0,3 0.2 0.2 0.0 0.0 0.0 0.0 0.1 0.0 0.0 0.0 2.2 2.6 6.2 2.6 5.8 2.9 6.6 0.1 0.1 0.0 tfiPli 4444444444 Unicondyiar an fixed mobile bearing type unknown ^ ^w D wwA'.njrcentr'&,org.u!i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 2 03 DEMO-00085-00162 2,722 consultant surgeons carried out at least one type of primary knee arthroplasty between 2003 and 2012. The median number of primary operations performed by a surgeon was 107 (IQR 21 to 315) over the whole period. lite total number of surgical units in which at ieast one primary knee operation was carried out in the time period was 448. The median number of operations performed in a unit was 954 (IQR 460 to 1825). Table 3.16 summarises the key features of the distribution of primary operations carried out by surgeons and units in terms of the proportions who performed each type of procedure and the median and IQR of the number of procedures they carried out. Surgeons and units who performed fewer than 10 operations over the whole period were excluded (i.e. 475 surgeons and 15 units, respectively). Surgeons performing cemented TKR carried out a median of 137 operations of this type over the whole period they were observed with an IQR of 47 to 316 procedures. This means that 25% of surgeons had a caseload of fewer than 47 cemented total knee replacements over the time and 25% of surgeons carried out more than 316 procedures. The 10% of surgeons with the highest caseload completed between 517 and 2,599 all cemented primary TKRs (not shown in tabie 3.16). The majority of surgeons and units carried out very few, if any, uncemented and hybrid TKRs. Table 3.16 Distribution of consultant surgeon and unit caseload ,J for each fixation type. Table 3.17 shows the age distribution of patients undergoing a first replacement of their knee joint. The median age of a person receiving a cemented total knee replacement was 70 years (with an interquartile range of 64 to 77 years). However, for unicompartmental primary knee surgery, patients were typically 6 (unicondylar) and 11 years younger (pateilo-fernoral). The 99th percentile of patient age for all types of surgery ranged between 85 and 88 years, indicating that surgery was rarely undertaken in a person aged 90 or older, although the maximum age of a patient who underwent primary surgery over the nine year period was aged 102 years. Only surgeons or units with at least 10 primary operations recorded in the NJR are presented in the tables. The total count of surgeons who had performed any knee operation between 2003 and 2012 is 2,722. Of these, 475 have performed fewer than 10 operations over this period. Excluding these from reported results leaves 2,247 surgeons. The total count of units who had performed any knee operation between 2003 and 2012 is 448. Of these, 15 have performed fewer than 10 operations over this period. Excluding these from reported results leaves 433 units. /mji"centr8.:orgmk 183 JEWELL 2 04 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00163 Table 3.17 Age. (in years) at primary operation 1 3 for different types of knee replacement; by fixation and bearing type. unconstrained, fixed ro \(V\-/' r) 16 69 (62-75) 23 97 postcrior-stabiliscd, fixed 7! 164-77) :5 102 posterior-stabilised, mobile 65 (59-73) 22 95 72 (63-79) 20 96 75 (70-79) 25 96 70 (63-77) 14 99 unconstrained, mobilc- constrained, condylar all polyethylene tibia bearing type unknown 101 P^lllllllli l l l i i ! Hybrid and bearing type unknown 69 (62-76) 69 162-76) 66 (59-74) 65 (57-73) 69 (61 -76) fixed 63 (56-70) mobile 64 158-711 unconstrained, fixed unconstrained, mobile posterior-stabilised, fixed other bearing type 24 99 26 101 20 93 33 95 23 91 100 23 100 90 bearing type unknown ' Ages at primary operation excluding those 19 cases where age was recorded as zero years. Based on a total of 589,009 joints. 1 The interquartile range (IQR) shows the age range of the middle 50% of patients arranged in order of their age at time of primary knee operation. 1 The lowest age excluding 19 cases where age was recorded as zero years. The patella-femoral joint replacement in a one year old in the table above certainly represents a data input error. ^ D ^w * 1 www.njrcentre.orcj.ui' JEWELL 2 05 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00164 33.2 Revisions after primary knee surgery Table 3.18 shows Kaplan-Meier estimates of the cumulative percentage probability of first revision, for any cause, for all cases combined and then subdivided by knee types, Estimates are shown, together with 95% Confidence Intervals (95% CIs), at 30 and 90 days after the primary operation and at each anniversary up to the 9th. These estimates are not adjusted for other factors such as age and gender and these will be looked at in the future. The unicondylar and patello-femoral replacements seem to have done particularly badly but are generally used in younger patients. This may be a function of milder disease in these patients, or the desire to delay a total knee replacement for as long as possible. Younger patients too may be more active which puts more strain on their implants. Figure 3.6 compares the cumulative hazard of a first revision for the main types of primary knee replacement surgery over time. Patello-femoral and unicompartmental knee replacements were revised much earlier than total knee replacements. All curves increase in a reasonably linear fashion as time increases, indicating that the hazard rate was, by and large, constant over time. www, nj rce n ire ,o rg „ uk w IBS JEWELL 2 06 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00165 ,A. Ji Table 3,18 Kaplan-Meier estimafes of the cumulative percentage probability of first revision (95%. CI) at specified times after primary knee replacement, by fixation and bearing type. Cemented a-id j-kionRtiainod, fixed .ncniiRtainrrl, •nooile nor-tn to -stanilisod, tlxotl oosteio'-stanilised, -non He 0.02 (0.02-0.03) 0.06 (0.05-0.07; 0.33 (0.31-0.35; 0.88 (0.81-0.92: 1.33 p.29-1.33) 1.66 (1.61-1.71) 1.92 (1.86-1.99) 2.19 (2.12-2 26) 2.44 -2.36-2.53: 2.71 (2,60-2.81) 2.90 (2.77-3.04) 0.09 (0.06-0.13) 0.13 (0.09-0.18; 0.51 (0.43-Q.60) 1.22 (1.09-1.37; 184 (1.67-2.03) 2.35 (2.15-2.57) 2.65 (2.43-2 89) 2.89 (2.65-3 16) 3.14 (2.86-3.44; 3.31 (2.99-3.66) 3 78 (324-4.40; 0.04 (0.03-0.05) 0.08 (0.07-0.10) 0.43 (0.39-0.47; 1.03 (0.97-1.09) 1.53 (1.45-1.61) 189 (1.80-1.99) 2.28 (2.18-2 40) 2.52 (2 40-2.64) 2.79 (2,65-2 94) 3.06 (2,89-3.24) 3.32 (3.08-3.58) 0.07 (0.03-0.16; 0.13 (0.07-024; 0.68 :0.52-0.89; 1.56 (1.29-1.87; 2 22 (1.89-2.60; 2.73 (235-3.17; 3.08 ;2.66-3.56; 3.53 (3 04-4 09; 3.84 (3.28-4.49) 3.84 (3.28-4.49) 5 01 (3.55-7.06; 0.14 0.47 1.02 1.85 2.55 3.04 3.35 3.35 3.65 4.48 4.48 (0.01-0.43; (0.25-0.871 (0.66-1.58; (1.30-2.61: (1.87-3.51) (2.24-4.IS; (2,17-154) (2.47-4 51) (2.64-5.01) (2.87-6.96; (2.87-6.96) 0.10 (0.05-0.23! 0.39 (0.25-0.61: 0.93 (0.68-1.27; 1.48 (1.12-1.95; 1.74 (1.33-2.27; 2.29 ;1.76-2.98) 2.41 (1.84-3.15; 2.64 (1.96-3.55) 2.64 (1.96-3.55) 2 64 (1.96-3.55) 0 01 10.05-0.20; 0.19 :0.11-0.32i 0.63 (0.47-0.35; 1.56 (1.29-1.89; 2.27 (1.92-2.681 2.80 (2.40-3.271 3.27 ;2.31-G.0O) 3.40 (2.92-3.96) 3.80 (3.23-4.47: 3.92 (3 31-4.64) 4.36 ©.34-5.60; j-'ir.oriSt'riinecf, fixed 0.02 (0.01-0.05; 0.07 (0.04-0 13; 0.59 (0.49-0.71; 1.47 (1.30-1.66) 96 (1.75-2.13) 2 2, (2.00-2.46) (2.27-2.77) .66 (2.40-2 95; 3.02 (2.71-3.36; {2.79-3.43) 3.60 (3.04-4.27 JicnriRt "lined, •nohiln 0.05 (0.03-0 11; 0.I0 (0.10-0 22; 0.63 (0.51-0.76; 1.38 (1.21-1.59; 2 01 4.79-2.26; 2,12 (2 17-2.71; 2.79 (2.50-3.11; 3.13 (2.80-3 49; 3.38 (3.02-3.79) 3.50 (3.10-3.94) 3 75 (3.24-4.32; oosto-b 1 Jitaoiliscci. 0.04 (0.01-0.29; 0.08 (0.02-0 32: 0.42 (0.23-0.78; 1.80 (1.32-2.44: 2.63 3.31 4.11 4.65 5.25 6.70 6 70 2.03-3,10) (2.61-4.19; (3.28-5 15) (3.72-5 80; (1.18-6.57) (5.15-8.70) (5.15-8.70) "' 0.31 (0.04-2.18; 2.23 (1.07-4.621 2.88 (1.51-5.47; (1 3.22 190; 3.22 (1.74-5.90) 1.28 (2.42-7 53; 4.28 (2.42-7.53) 4.28 (2.42-7.53; 4.28 (2.42-7.53; 0.20 (0.03-1.43) 0.82 (0.31-2.17) 1,24 (0.56-2.74) 2.41 (1,34-4.32) 2.91 (1.70-4,97) 3.20 {1.90-5.36) 3.95 (2.41-6,45) 4,47 (2.74-7.28) 4.47 (2.74-7.28) 4.47 (2.74-7.28) ennat -vainer! condylciall aoivoT T.lo "io tioia nerving tyno j-Known I Jncomontod/hynrid a i d fixed oi-in e o i r l i a i i t oearing type unknown 0 0.20 (0.03-1.43) n Continued > m o o © © en © © Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Table 3.18 (continued) :%. oeaihg lyoe .m-iown 0.05 (0.02-0.11; 0.10 (0.06-0.17; 0.39 (0.71-1.07; 3.01 (2.70-3.31: 4.70 (1.29-5.11) 6.22 (5.73-6.76) 7.41 l6.03-3.02j 8.37 17.71-9.07; 0.05 (0.03-0.08; 0.17 (0.13-0.22; 1.35 (1.23-1.17; 3.20 (3.01-3.10; 4.59 11.36-1.81) 5.82 15.55-6.11) 7.02 16.70~7.35.] 8.24 17.86-8.61; 9.50 ;9 01-9.99; 1094 110.35-11.56; 11.86 (11.11-12.65: U 0.11 (0.02-0.97; 0.81 10.38-1.86: 1.13 10.77-2.65; 3.17 (2.05-4.891 3.81 (2,53-5.711 1.11 ;2.76-6.18! 5.11 13.61-8.09; 6.07 7.22 11,00-9.17; (4.52-11.42; 9.11 15.27-15.50; M m o o © © en © a -4 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 9.23 9.74 ( 8 5 2 - 1 0 . 1 1 ; (8.89-10.67; (-9.31-12.29; Figure 3,6 Cumulative hazard (x100) of a first revision for different types of primary/ knee replacement at increasing years after the primary surgery (with 95% CI). 3 4 5 6 Years since primary surgery Numbers at risk •——- Cemented 490,939 413,315 337,600 267,439 202,689 142,760 91,079 54,676 25,627 7,913 31,382 28,199 24,441 20,415 15,975 11,425 7,320 4,369 2,142 670 7,307 6,845 6,295 5,471 4,508 3,504 2,595 1,778 896 280 Patello-femoral 7,881 6,679 5,361 4,181 3,071 2,028 1,202 712 335 105 Unieondyiar 51,474 44,107 36,376 28,915 21,999 15,428 9,918 5,825 2,762 828 Uneemented ------- Hybrid Figure 3.7 compares the cumulative hazard of a first revision of a prosthesis for different bearing types of cemented TKR. There is no marked separation of the cumulative hazard curves for any of the types of bearing shown and the confidence intervals for each type overlap. This strongly suggests that the different bearing types, by and large have similar cumulative ^ D ^w * 1 hazard of the need of revision surgery. However, the curvature of the hazard curves of each type over time indicates that the hazard rate changes over time with the risk of heeding a revision of the implant in earlier years (up to five years after surgery) being higher than later times after surgery. wwwjijrcentre,orc|.ul' JEWELL 2 09 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00168 Figure 3.7 Comparison of the cumulative hazard (x100) of a knee prosthesis first revision for different bearing types at increasing years after the primary surgery when the primary arthroplasty method of fixation was cemented only (with 95% CI). 8 O 3 4 5 6 Years since primary surgery 7 Numbers at risk PS mobile - C cond PT UC mobile 8,276 7,257 6,147 4,958 3,854 2,812 1,782 942 352 2,173 1,661 1,294 956 730 537 335 214 106 25 6,124 4,356: 2,973 2,147 1,588 976 46:5 21 T 84 30 104 25,931 23,743 21,054 17,676 14,007 9,881 5,945 3,151 1,279 378 -------- PS fixed 123,162 104,490 85,328 67,223 50,491 35,159 22,327 13,414 6,469 1,986 UC fixed 317,914 265,085 215,218 169,856 128,326 90,705 58,653 35,853 16,905 5,226 Unknown 7,359 6,723 5,586 4,623 3,693 2,690 1,572 891 432 164 Key: DO fixed=unconstrained and fixed, UC mobiie= unconstrained and mobile, PS fixed=posterior-stabilised and fixed, PS mobi!e=posterior-stabilised and mobile, C cond=constrained and condylar, PT=poyethylene tibia. 3.3,3 Revisions for different causes after primary knee surgery Methodological, note The previous section looked at revisions for any reason. For any revision, a number of reasons may be related to the first revision of the impiant. The reasons are not mutually exclusive of each other. Incidence rates for each reason have been calculated Table 3.19 shows the revision rates for each reason recorded on the clinical assessment forms for joint replacement/revision surgery for all cases and then using patient-time incidence rates; the total number of revisions for that reason divided by the total number of individual patient-years at risk. The figures are given as the numbers of revisions for that reason per 1,000 years at risk. This method is appropriate if the hazard rate remains constant. subdivided by fixation type and whether the primary procedure was a TKR or an UKR, Table 3.20 shows these first knee revision rates for each reason /,nji"centre.oTgmk w !8@ JEWELL 210. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00169 by fixation/bearing type. In earlier versions of the clinical assessment forms recording the type of joint replacement or revision operation to be undertaken and reasons for this, both 'stiffness' and 'arthritis' were not originally included as options for indicating the need for revising the implant. Therefore, for these reasons for revision, there are fewer years at which patients are at risk specifically for these categories. The main reasons for revision were pain, aseptic loosening and infection in a primary TKR. Pain and aseptic loosening were also primary reasons given for revision of an UKR (and amongst the highest incidence rates for revision) alongside implant instability and failure and dislocation. Progression of arthritis was a key reason for revision of both unioondylar and patello-.fem.oral UKRs. Table 3.19 Revision rates (95% CI), expressed as number of revisions per 1,000 patient-years, for each recorded reason for first knee revision. Rates shown are for all revised cases and by fixation type. Comcntod 1,800.0 Uncomontod 130.8 Hybrid 35.9 l Jnioondylar 191.8 Patolio-fomoral 27.6 0.78 I0.7-1-0.B2) 1.30 11.12-1.51) 0.95 (0.68-1.33) 4.16 (3.88-4.-16) 6.37 (5.50-7.38) 0.1-1 (0.12-0.16) 0.30 (0.22-0.-11) 0.20 I0.09-0.-I1) 0.93 (0.81-1.08) 1.01 (0.70-1.47) 1.16 |1.11-1.21) 0.90 (0.75-1.08) 1.23 (0.91-1.65) 0.76 (0.64-0.89) 0.36 10.19-0.67) 1.05 (1.01-1.10) 2.01 (1.78-2.27) 1.23 (0.91-1.65) 4.29 [4.01-1.59) 2.24 [1.75-2.88) 0.28 (0.21-0.26) 0.28 (0.20-0.38) 0.25 (0.13-0.-18) 0.48 (0.39-0.59) 0.07 (0.02-0.29) 0.11 (0.10-0.13) 0.15 (0.10-0.2-1) 0.08 (0.03-0.26) 0.33 (0.26-0.43) 0.25 (0.12-0.53) 0.02 (0.01-0.02) 0.07 (0.0-1-0.13) 0.06 (0.01-0.22) 0.05 (0.02-0.09) 0.11 (0.04-0.34) Table 3.19 (continued) Cemented Uncomontod Hybrid 130.8 35.9 Unicondylar Patellofomoral 1,800.0 191.3 27.6 0.17 (0.15-0. i 9) 0.23 (0.16-0.33) 0.88 (0.19-0.59) 1.06 (0.92-1,21) 1.73 11.31-2.31) 0.67 (0.63-10.70) 0.93 (0.78- 1.11) 0.8-1 (0.58- 1.20) 1.14 (1.00- 1.30) 1.09 (0.76- 1.55) 0.37 (0.34-0.40) 0.58 (0.46-0.73) 0.39 (0.23-0.66) 0.80 (0.69-0.94) 1.85 (1.40-2.43) 0.42 (0.39-0.45) 0.50 (0.39-0.63) 0.25 (0.13-0.48) 2.37 (2.16-2.60) 4.05 (3.37-4.88) 0.39 (0.36-•0.42) 0.53 1 19.2 (0.4 1-•0.68) 0.36 30.9 (0.20-•0.64) 0.29 178.1 (0.22-•0.38) 0.66 25.9 (0.-11 -1.06) 1700.0 744.1 46.3 9.7 0.16 (0.14-0.20) 0,22 (0.12-0.40) 0 2.27 12.7 (1.96-2.63) 4.81 80.2 (3.7-1-6.18) S I C. •/.•)(. I-,,-! 'Intruding Hi;: on;, ;:,• iKUV, :C. unknotvi. "The rci-soi orrnvson surgery. Thorclor;:. Ihc.rc, ,vx: lower p-Jienl-ye-.rs:-.' rsk. " Ids reason »v;-.sn;>i ask- d in Hi;: ;,;-ry vorsi IvIDS-.C (or jo ni" rep acei-entre-.- sion surgery and hence, for these reasons, there are fevver pat ent-years at r SK. ^ D ^w * 1 HfKTil lorn s V1DS-.-1 end wwA'.njrcentr'&,org.u!i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 211 DEMO-00085-00170 Table 3.20 Revision rates (95% CI), expressed as number of revisions per 1.000 patient-years, for each recorded reason for first knee revision. Rates s h o w n are for each fixation/bearing surface sub-group. unconstrained fixed unconstrained, mobile posteriorstabilised, fixed posteriorstabilised, mobile constrained, condylar all polyethylene tibia Bearing type unknown unconstrained, fixed unconstrained, mobile posteriorstabilised, fixed 1,100.0 110.2 448.5 32.3 15.8 30.1 83.9 67.0 11.3 0.76 (0.71-0.81) 1.09 (0.91-1.30) 0.68 (0.61-0 76) 1.30 (0.96-1.76) 0.13 (0.11-0.15) 0.24 (0.16-0.35) 0.13 (0.10-0.17) 0.28 (0.14-0.54) 1.05 (0.99-1.11) 1.23 (1.04-1.46) 1.38 (1.27-1.49) 1.14 (0.83-1.58) 0.93 (0.87-0.99) 1.35 (0.58-1.43) 1.24 (1.14-1.34) 1.18 (0.86-1.62) 0.21 (0.18-0.24) 0.35 (0.26-0.48) 0.26 (0.21-0.31) 0.31 (0.17-0.57) [0.07-0.10) 0.15 (0.10-0.25) 0.16 (0.13-0.20) 0.28 (0.14-0.54) 0.63 (0.34-1.18) 1.30 (0.95-1.771 0.32 (0.13-0.76) 0 17 (0.07-0.40) 1.39 (0.92-2.11) 1.46 (1.09-1.97) 0.89 (0.52-1.49) 1.70 (1.29-2.23) 0.25 (0.09-0.67) 0.23 i0.11-0.49i 0.13 (0.03-0.51) 0.13 (0.05-0.35) (O.'X 0.98 (0.79-1.21) 1.37 (1.12-1.68) 1.96 11.29-2.97) 0.17 (0.10-0.40) 0.37 (0.25-0.55) 0.62 (0,30-1.30) 1.00 (0.81-1.24) 0.92 (0.72-149) 1.16 (0.67-1.99) 1.79 (1.52-2.10) 1.85 (1.55-2.21) 2.13 (1.43-3.18) 0.20 (0.13-0.33) 0.33 (0.22-0.50) 0.36 (0.13-0.95) 0.10 (0.05-0.19) 0.19 (0.11-0.33) 0.18 (0.04-0.71) 4.96 (4.35-5.64) 3,91 (3.60-4.25) 0.13 (0.06-0.29) 1.21 (1.04-1.40) 0.90 (0.67-1.22) 0.71 (0.58-0.86) 4.70 (4.11-5.36) 4.20 (3.88-4.56) 0.43 (0.28-0.67) 0.51 (0,10-0.64) 0.32 (049-0.54) 0.34 l0.26-0.46) (0.02-0.20) 0.04 (0.01-0.08) (5.50-7.38) (0.70-1.50) (0.19-0.67) (1.75-2.88) (0.02-0.29) (0.12-0.53) (0.04-0.34) 108 0.02 (0.01-0.03) 0.01 (0.00-0.06) 0.01 (0.00-0.02) 0.09 (0.03-0.29) 0.05 (0.02-0.13) 0.09 (0.04-0.20) U other constraint fixed 46.4 mobile \A9 2 Bearing type unknown 27.6 Blue italic estimates leased on :-, sma! croup si/;: IIKSO'. iliorolcrc osi in-.:us are unrciahe. 'This re.-.sun was nol asked n IIis eariesl version ol'lhoe no:-, assessment form MDSel (or jonl repaeomunl or revsion surgery. Therefore, I here arc lower iv.lionl-yei-.rs ;-.l rsk. 'Ths reason was nol asked n I IK: eariy vers ens of the clinical assessmen! terms MDSvi -,nd VIDKv? lor onl roplucomonl.'mvsou surgery and lien::;:, (or ihese reasons. Ihere a.re (ewer |.uli::ni-yc.-,rs :-l rsk. Continued > w w w , nj rce n tre.org„ uk W 171 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 212 DEMO-00085-00171 Table 3.20 (continued) unconstrained, fixed unconstrained, mobiie posteriorstabilised, fixed posteriorstabilised, mobile constrained, condylar all polyethylene tibia bearing type unknown 1,100 0 0.14 (0.12-0.16) 0.62 (0.58-0.67) 0.38 0 42 10.34-0.4 2) 10.38-0.4 6) i 10.2 0.28 (0.20-0.40) 1.06 i0.89-1.27) 448.5 0.19 (0.16-0.24) 0.64 (0.57-0.72) 0.48 0.44 (0.37-0.63) (0.34-0.59) 0.34 0.35 I0.29-O.39i 10.30-0.41) 32.3 0.28 (0.14-0.54) 1.21 (0.88-1.65) 1.08 iO.78-1.51) 0.25 ' " (0.09-0.67) 0.57 (0.30-1.09) 0.24 0.85 (0.67-1.07) 0.85 (0.66-1.10) IJ 0.38 ,100.0 10.35-0.4 2) 0.56 103.9 (0/13-0.72) 0.31 4 14.0 10.26-0.37) 30.9 0.97 10.68-1.391 0.14 10.12-0.19) 0.10 40.8 (0.04-0.26) 0.21 191.0 (0.15-0.29) 477.2 12.4 0.16 (0.04-0.64) P unconstrained, fixed unconstrained, mobiie posteriorstabilised, fixed 83.9 (0.15-0.37) 0.27 67.0 (0.17-0.43) 0.18 11.3 (0 04-0.71) 0.44 0.41 (0.32-0.61) (0.29-0.57) 0.58 0.34 (0.43-0.79) (0.23-0.521 -,r- ., 0.44 '°^ (0.31-0.62) 60.9 0.48 (0.29-0.63) 0.07 (0.02-0.27) 0.36 22.2 1.0.18-0.72) 29.6 IX) amo-MX; other constraint Bearing type unknown fixed mobile 46.4 0.82 (0.60-1.13) 0.93 (0.69-1.25) 0.80 1.94 10.58-1.10) (1.58-2.38) 142.2 1.14 (0.98-1.33) 1.20 (1.03-1.40) 0.82 2.53 I0.68-0.98i 12.28-2.81) 0.41 10.26-0.65) 0.25 131.3 (0.18-0.35) 43.9 2.1 " 2.84 ,. ,,H „ „ „ , 12.21-3.66,1 2.03 (1.74-2.48) Bearing typ> unknown 1.74 (1.31-2.31) 1.85 4.05 11.4 0-2.4 3) (3.37-4.88) 25.9 0.66 (0.4 1-1.06) 4.81 (3.74-6.18) s Run ill-, K: ;:sl II I-ICH h-.scd on ••. <rn yr<Mj|: ;-: ••; •ix'iOl, iluir: (on, cslin/.li'i -,r;, onrol.'-.l:!;,. 'The reason .',-/; nol asked n Hi;: ;,.-,r ;.sl '.arson "I irit: allien assessment ton - VIDSy1 for ,o nt replaceireiit or rs.• s on surpsry. Thereto e. there are fev,-sr patent-years at risk. 'This reason •/.•as not asked n the ear y versons otthec noa assessment ronrs "<1DSv1 and vIDSvx for oint rep aeenent-' evison surgery and hence, tor these reasons, there are fewer pat ent-ysers at risk. ^ D ^w * 1 wwA'.njrcentr'&,org.u!i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 213 DEMO-00085-00172 33.4 Revisions after primary knee surgery by main brands for TKR and UKR where fewer than 100 primary knee joint replacements remain at risk. No attempt has been made to adjust for other factors that may influence the chance of revision so the figures are unadjusted probabilities. Tables 3.21 and 3.22 show the Kaplan-Meier estimates of the cumulative percentage probability of first revision (for any reason) of a primary TKR (table 3.21) and primary UKR (table 3.22) by implant brand. We have only included those brands that have been used in a primary knee procedure in 1,000 or more operations. Figures in blue indicate those time points Table 3.23 shows Kaplan-Meier estimates of the cumulative percentage probability of first revision of a primary TKR or primary UKR by implant brand and bearing type for those brands/bearing types which were implanted on at least 1,000 occasions. w ww w, nj rce n ire.org „ uk 173 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 214 DEMO-00085-00173 MP AGC 5,258 0.29 (0.17-0.49) 1,20 (0.91-1.58) 1.62 (1.27-2.06) 1.98 (1.58-2.48) 2.22 2.94 (1.78-2 77) (2.33-3.71) 3.17 (2.50-4.01) 3.42 (2.63-4.45) 53,440 0.28 (0.24-0.33) 0,92 (0.83-1.01) 1.38 (1.28-1.50) 1.74 (1.62-1.88) 1.97 (1.83-2,11) 2 30 (2.14-2.47) 2.54 (2.35-2,74) 2.85 (2.62-3.11) Columbus 4,319 0.45 1.54 (0.28-0 72) (1.16-2.04) 2.07 (1.60-2.66) 2.52 (1.97-3.23) 2.88 3,29 (2.23-3.73) (2.48-4.37) -i 3? (2 58-7.151 4.3/ <2.33/.35; E-Motion Bicondyiar Knee 2,001 0.69 (0.40-119) 1.55 (1.05-2.27) 2.54 2.64 (1.84-3.50) (1.92-3.62) 2.79 3 55 (2.03-3 83) (2.41-5.22) 8.56 (2 31-522} 3.53 <2x? 7-5.22; Endopius Bicondyiar Knee 13,833 0.70 (0.57-0.86) 1.34 (1.16-155) 1.81 (1.59-2.05) 2. IS (1.94-2.45) 2.44 (2.17-2.74) 2.85 3.00 (2.53-3.23) (2.58-3.48) Genesis 2 30,010 0,42 (0.35-0.5I) 0.96 (0.84-1.10) 1.39 (1.23-1.56) 1.84 2.07 (1.64-2 06) (1.85-2.32) 2.27 2,34 (2.01-2.56) (2.07-2.66) 2.43 (2.11-2 79) Genesis 2 Oxmium 4,832 0.55 (0.37-082) 1.35 (103-1.77) 2.25 2.69 (1.80-2,82) (2.17-3.34) InsallBurstem 2 2,058 0.30 (0.13-0,66) 0.90 1.58 (0.57-1.43) (1.11-2,24) 10,862 0.24 (0.16-0,35) 1.03 (0.86-1.25) 2,038 0.64 (0.37-1.10) 18,235 Maxim MRK Kinemax LCS LCS Compieie 3.37 (2.71-4.19) 2.68 (2.38-3.02) 3.75 (2.99-4.71) 3.12 (2.83-3.45) 3.55 (2 J>5.22> 4.50 (3.51-5.77) i3.50-S.28, 2.17 (1.61-2.93) 2.69 3.08 3.45 (2.04-3,53) (2.36-4.00) (2.67-4.46) 3.79 (2.91-4,93) 3.79 (2.91-4.93) 1.76 (1.52-2.03) 2.21 (1.95-2.51) 2.67 (2.37-3.00) 3.49 (3.13-3.89) 3.91 (3.50-4.37) 4.30 (3.81-4.86) 1.09 (0.72-1.65) 175 (1,26-2.43) 2.06 2.33 2.39 2.61 (1.52-2,79) (1.75-3.10) (1.80-3.16) (1,99-3.43) 2.74 (2.10-3,58) 2.94 (2.25-3.83) 0.47 (0.38-0.56) 1.13 (0.98-1.31) 1.70 (1.50-1.93) 2.25 2.64 (2.01-2.53) (2.35-2.96) 2,124 0,30 (0.13-0.66) 0.93 1.63 (0.59-147) (t.14-2.32) 2.02 (1.46-2.80) 2.33 2.33 (1.71-3.18) (1.71-3.18) 3.02 (2.18-4.19) 3.33 54m (2.35-4 72) (3.CXJ-S.3S) 5,534 0,27 (0.16-0.45) 0.76 132 (0.55-1.06) (1.01-1.71) 1.63 (1.28-2,08) 1.73 (1.36-2.21) 1.83 (I.42-2.36) 3.33 (1.74-6 31) 3.00 (2.68-3.36) 2.88 3.12 (2.56-3.24) (2.73-3.56) 1.83 (1.42-2.36) 4.BP 3 I? (2.73-3.55 3.33 (!.54-63;} 2,66 2.80 2,80 2-30 (1.98-3.61) (2.06-3.79) (2.06-3,79) (2.05-3-29; 0.37 0.88 1.38 1.74 2.16 2.47 2.75 3.06 3.26 73.966 (0.33-0.42) (0.81-0.96) (128-1.48) (1.63-1.87) (2.03-2.31) (2.31-2.64) (2.56-2.95) (2.82-3.32) (2.96-3.60) 0.73 2,14 2.56 3.26 3.74 4.09 4.62 5.45 5 53 2,232 (0.44-1.20) (1.57-2.91) (1.92-3.41) (2.49-4.27) (2.87-4.87) (3.12-5.35) (3.33-6.39) i3.53PJ.Wj (3 63-3.10: Natural Knee II 2,538 0.33 (0,17-0.67) 0.88 1.32 (0.57-1.37) (091-1.91) 1.76 (1.26-2.45) 2.21 (1.62-3.01) 187,728 0.36 (0.34-0.39) 0.87 (0.82-0.91) 1.55 (1.48-1.62) 1.81 (1.73-1.89) (1. 1.96 -2.05) 2.14 (2.04-2.24) 2.30 (2.19-2,42) 2.45 (2.30-2.61) Prefix 3,941 0,36 (0.22-0.61) 0.98 1.22 1.52 (0.71-1.36) (0.91-1.63) (1.17-1.98) 1.81 (1.41-2.33) 2.28 (1.78-2.91) (1.84-3.01) 2.36 (1.84-3,01) 2.94 (1.90-4.53) Rotaglide 1,067 0,21 (0.05-0.84) 0.58 (0.24-1.40) 1.62 (0.92-2.85) 2.59 3.08 ; 50 (1.55-4.30) (1.81-5.21) ,2.'5-6.66! 3.80 (2 15-5.03, ISO (2.15-666! Rotaglide + 2,108 0.57 (0,33-1.01) 1.85 (1.35-2.53) 2.79 3,40 (2,15-3.61) (2.69-4.31) 3.66 (2.91-4.60) 4,12 (3.30-5.14) 4.62 4,74 (3,71-5.74) (3.81-5,90) 5.45 (4.19-7.07) Nexgen Opetrak PFC Sigma Bicondyiar Knee 1.28 (1.22-1.34) 2.01 (1.18-3,41) Scorpio 34,185 0.40 1.17 (0.34-0 47) (1.06-1.30) 1.71 (157-1.86) 2.08 (1.92-2.26) 2.43 (2.25-2.63) 2.70 3.13 (2.49-2.92) (2.87-3.40) 3.26 (2.98-3.56) Triathlon 29,766 0.44 1.07 1.54 (0.36-0 53) (0.94-1.22) (1.36-1.74) 1.84 (1.62-2.10) 1.93 (1.69-2.21) 2.11 2,98 (1.78-2.50) (? Q9-4.€0> 2.58 0.8S-3.8Q: Vanguaro 1 7,098 0.35 (0.26-0.46) 2.04 (1.68-2.48) 2.36 2,56 3 51 (1.92-2,91) (2.00-3.26) (2 02-3./0! 3.41 (2.02-540! 0.95 (0.77-1.16) 1.57 (1.30-1.89) 3.53 (3.13-3.97) Estimates in blue indicate that fewer than 100 eases remain at risk at the time shown. Brands shown have been used in at least 1,000 primary total knee replacement operations. ^ D wwwjijrcentre.orcj.ul' ^w * 1 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 215 DEMO-00085-00174 Table 3,22 Kaplan-Meier estimates of the cumulative percentage probability of first revision (95% CD of a primary unicompartmental knee replacement by main type of implant brand at the indicated number of years after orimarv operation. h 0. /ft {0.52-1.1 ll {1.39-2.03i .0i {3.3/-/.,ft: b.nH {/ ,'9-6.r;G; /.6fi {6.69-8.112) 1,22/ O.GG {0.43-1 65j 436 {3.06-5.6/1 6.36 •/.88-0.23) 3.7/ {6.30-11.21; 9 .'ft {7/0-ft./;/ Journey PFJ Ox •" i,m 1 1.98 {1.26-3 Oil! •' 60 8.20 969 13.89 •3.39-6 23: {6/3-10/3; -7.68-12.19; il 1.08-1/34) AMO/Uc g ice 2,279 Aver 379.- j-,'7/ MO U noouOy R' Oxlcrc P a / a K-cc 2,361 {O.o8-l.3/i 1.10 K KJ jl ' - ~ ' {1.07-1 30! 1,509 2.26 {1.62-3 62-3 15: 15) Sigma I IP 3,1/2 1.0/ {0./2-1.501 Zcnnior U'4cc-Tioa-.Ticn. .-, •.-., •.;., •..' 0.52 {0 32-0.35! 19 12.53 I!0./2-14.61I 2.5fi •{ 1.99-3 3.'.! Picscrvato-- ,s 10 9 / 12.60) 2.53 .9/-3.261 2.91 73-3.10: 4.86 {3.89-6.08; 3. i/ 2.11 4.19) ..-•.-;.3.83 472 571 6.6/ /.03 {3. 12-/ /0: {3 92-0.69) {/.80-679: {6.62-/8/; {o 93-8.32; {6.08-8.n9; 1149 4.25 5/3 6.61 7.32 9.10 10.52 {/.03-/.5C: {5 16-0.71: {6.30-6.95; 7 / / - G . 2 1 ; •0.63-9.50; {9.92-11.151 {10.72-12.31: r.rfl 9.5/ 11.13 12.;,o l3.8o I0.O8 .;0.29-8.99l {8.1/-H.20} {9.60-12.89) 110.81-14 -'6; 112.00-b.9/) (13.00-1//6l ft 4.96 :-•: • ft/; 3.36 4 69 5.27 ft 3/ ft.// ft 2, Estimates in blue indicate that fewer than 100 cases remain at risk at the time shown. Brands shown have been used in at least 1,000 primary unicompartmental knee replacement operations www, nj rce n tre.org „ u k W JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 216 DEMO-00085-00175 Tabie 3.23 Kaplan-Meier estimates 01 the cumulative percentage probaonty of first revision (95?o CI) of a total knee replacement at the i, idioated number of years after primary operation, by main implant brands and type or fixation and constraint' c m c r cc J X C X . ai-PCixT 181 n cr-nv.-r.00 J'XOIS,.ai x c . ixec 0 30 I 22 0.2I-0.30: (O./fi-O.O-ij Urccm c-r.cx / •VOX .rxone -a ix x i'xoc IH 2 22 2 <T- •C iC 0 50: 'C 93-1 CC. 127-2 00 i1 08-2 9, '138 2 70: 23 3 73' .2 In- Cm '2 i (I 21-1.43) : i mo-1.82! i 1.76-2.On: (2.07-2.4 I) i2.26-2.66l (2.53-3 01) \.U 2 51 2.91 8.42 3,n.' 3 99 4 (0.76-i 72) (1.90-3.31) (2.25-3.77) (2.66-i.39i (2.76-1 Mi (3.09-5. K) (3.25-n P H W §1 corner..cc .noons•carx o . ixoo Uxomo'ioci/ .jixorsrirxec. •merle ' 3,2r9 CC ' i C ' X COS e 10' )|x\d, [.X(X Cemented unccostrained, fixed Uncemented/ hybrid unconstrained, mobile ,K9 0.89 1.50 2.08 2.20 2.37 3.26 (0.31-1 36: (0.35-2.3'! 11/1-3.06! (1.30-3 23: (1.61-3.47: (2.01-O.20) ,, ,.0 , _, ' H J 0 66 IO 13-0 721 (C3C-1 1C- _/' 0 91-2 01 1 7C 2 97: 2 3 1 3 99 2 01 2-'8 : 1 " i - 2 75l (179-3 20: 2 58 4 *2" <2 80 -' CCl i Hi 3 '18 2 00-3 GO '2 3 3 - 1 3 1 (2 5C-' 07: 2 53 1 6 7 10,656 0.25 1.05 1.78 2.22 2.69 3.03 3.51 3.94 4.28 (0.17-0,36) (0:88-1 .-27) (1,54-2.05) (1.95-2.53) (2.39-3,03) (2.71-3.40) (3.14-3.92) (3.52-4,40) (3.79-4.83) 1,356 0.74 1.12 1.80 2.11 2.35 2.35 2.43 2.43 2.43 :(0.40-1.38) (0.67-1.85) (1.21-2,67) (1.46-3.04) (1.66-3.32) (1.66-3.32) (1.72-3.42) (1.72-3.42) {1.72-3.42) ^ f§ wwwjijrcentre.org.ul' ^W ^ Continued > JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 217 DEMO-00085-00176 Table 3.23 (continued) a-"00. xoo ooslc-' Of Staoi aec/ixad U-'co-rK-'i.ma.- 20-0.32; (0.57-0.78; (0.96-1.25; -1.2/-1.59i d .16-1.87; d.75-2.28) -1.88-2.52.! (2 03-2.93; i2.03-2.93i ™ ,,p £;i . 1 "OA" 0/3 0.9/ 1.11 1.0/ 2.37 2.65 2.99 3.38 3.62 -g. {031-0.51; (0.81-1.Ou; 11.30-1..58) ii.68-2.02) {2 11-2.58; (2/3-2.89; I2.13-3.28i (3.0/-3.16) 13,20-'.Ill 9 : TI reo. ixeo oosLC'C-r staoi aeo.ixacl ^)P¥sp Continued > www, nj rce n ire.org „ ok W 177 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 218 DEMO-00085-00177 Table 3.23-(continued) arrx .C23 _ i 04-0 . 5 CoC 23 r ,--' 0P"-l 2C 08I-I80: 1 or - ,; 1 20 <"-i-lM| 1 20 i0cx-|Cl! 1 2f 0-6-I9I. 1 20 <-,-,,• XT cClCl' Z "•(---<;Ic'ID I ' I I C010J3 iO10 1 02 I ( Id | <T '0 67 2 C3l 110 3 p i,- 5i I 33 ' 30 i1 00 0 37 ll>Tj 0.20-0.8c-: i1 13-2.301 ;l.9n-3.6/) (2/3-/ 10) {2.66-4.38: i.2.88-P8ci) (8.09-6.18) •3 21-6.30; i3/0-6.0i| .ranee. Tioo 'TiCO C onste'O' ~': s.noi soo. TiOOi o (0.08-0.80) 11.00-2.51l (1 6 5 - 3 / G i (2.2/-4.36) {260-/.07; (2.81-5.59 0.20 4720-0.42; 1.07 40.8.-1.30: 1.62 (1.37-1.91: 1.0/ (1.66-2.27) 2.36 '2 03-2. /3) 2.63 2.85 (2.2 7-3.061 (2/3-3.33': ( ( 0 37 1,872 4 lhco-no-.od. •"voio ^ TG"~1S:raneo. ~"xeo , .,„ • ,;' I 2 COTiTlT Ta-j'Xnai'cd. TXT 22,353 poslcc s'.aoi sec """ Xfif. 1 1 6 - 0 . 8 9 ) 1.48 0 . 6 7 - I . / 0 ; 0 . 9 D - 2 . 3 1 ) 1 . 2 8 - 2 . / ' i ( 1 . 4 4 - 3 . 1 0 ) { 1 x 4 - 3 . 2 8 1 {0.40-0.36; (1.01-1.73i 1.64 d.30-2.071 l./f :1/2-2.23'i 13 {1 71-2.66) 2.26 f1.81-2.83i 0.38 4130-0.48) 0.9c 1.0.79-1.11; i..-|ft (1.2/-1.72) |./6 (1.80-2.0c) |,B3 {1.66-2/6: 2.0 11.67-2/. :I {086-0.78; t .24 (0.06-1.60) ;l . ] n - l . 0 0 i (1.46-2.61) 2.10 (167-2.87; ///-/('i/ 0.33 (0-.24-0.46) 0,91 (0.72-1.14) 2.04 (1.63-2.55) 2.48 {1.94-3.18) 2.81 '(2.05-3.84) 0 x 0 2.05 12x0-3/8! 2.12 1.01 ( 2.05 (2.60-3.48; • 1 . 6 7 - 3 . 8 6 ' : 8.20 (2.52-/.20) - 1 0 7 - 3 x 6 ) 3/6 (2.6/- ^XN^>CCr>DcW^gg cemented unconstrained, fixed IMimm&m (staiBiiiSSdl; (fiiXBEf>;(((//: 20 21 14,185 1.52 (1.23-1.88) 8.62 12.17-8.69; 3.82 wmi wWi m. wmmmmmmm mom 3®mmmU WMM&M M^WmWt WmmmWt /{ii:52i4:;i7)(; Estimates in blue indicate that fewer than 1 GO cases remain at risk at the time shown. Brands shown have been used in at least 1,000 primary knee replacement operations for that type of fixation and bearing type. ^ D ^/ v S - * ' wwwjijrcentre.org.ul' JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 219 DEMO-00085-00178 3 3 3 Mortality after primary knee surgery This section gives the cumulative likelihood of a patient dying at different lengths of time after their primary operation date by age and gender. Cumulative probabilities of a knee replacement patient dying in the short term (by 30 days or 90 days after the primary operation) and in the longer term, up to nine years after their primary operation, are shown. For simplicity here, we do not take into account whether the patient had further operations (i.e. revision of any primary joint) after the primary operation in calculating the cumulative probability of death. Of the 589,028 records of a primary operation to replace a knee joint over the period 1 April 2003 to 31 December 2012, 181 not did have an NHS number therefore the death details could not be traced. A further 22 had missing age (19) or gender (3). Amongst the remainder, 7,572 were bilateral operations, having both knees replaced on the same day. Patients identified as having a bilateral operation have had the second recorded joint excluded from the sample used for mortality analysis. This identified a sample of 581,253 distinct patients who had had a primary operation to replace one or both knees within the NJR data collection and follow up period. Analysis of the cumulative likelihood of a patient dying in the short or medium term after the primary knee surgery are based on this sample of patients. In total, 43,155 deaths were linked to this set of patients over the time period. Table 3.24 shows, by gender, the age distribution of patients who underwent primary TKR or UKR surgery over the data collection period. Fewer men than women, overall, have had a primary knee replacement and, proportionally, more women than men undergo surgery above the age of 75. Table 3.24 Age and gender distribution of patients undergoing all types of primary knee replacement operations for the period 2003 to 2012. 4.1 : 23,576 29:,9o:1 iiill: 47,426 47,426 Under 55 *SSs5§: §isii!ii 60-64 liB^aTdgggg iliiiii 70-74 70-74 ;:;:;«^^ lllllllll wmm 80 and above Table 3.25 shows the Kaplan-Meier estimated cumulative percentage probability of a patient dying at the indicated number of years after surgery stratified by age group and gender. Males, particularly in the 11111;: sm 8.2 i<<<<<<<<<<<<<<<<<<<<<<<<<<yyWSk 63,898 11.0 59,293: lliii mm 50,660 older age groups, had a higher cumulative percentage probability of dying in the short or longer term after their primary knee replacement operation. /mjrcentre'.:G'rrj,u.k 179 W JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 22 0 DEMO-00085-00179 133 © Table 3.25 Kaplan-Meier estimated cumulative percentage probability (95% CI) of a patient dying at the indicated number of years after a primary knee joint replacement operation (i) by age group and gender and (ii) for all patients. m o o © en © CO © Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 33,6 Conclusions The data shows some strong trends that merit further discussion. We hope that this will provoke debate and encourage surgeons and manufacturers to re-evaluate their practice in light of the evidence provided. We accept that the data are open to other interpretations and we welcome this. Once again, we must stress very strongly that the NJR provides only part of the picture, that of survivorship, and only survivorship of a short- to medium-term duration; and now for the first time some Patient Related Outcome Measures (PROMs). We do not know whether these trends will continue in the longer term. Indeed, one of the lessons that we have learnt is that survivorship is not linear. Moreover, the data are imperfect and we are reliant on surgeons completing the data accurately and recording every procedure without exception. Some data fields continue to be poorly completed making meaningful analysis difficult. Unlike hip arthroplasty, the practice of knee arthroplasty has not changed significantly over the past eight years. This year's analysis shows a continuation of the trends shown previously with total knee replacements surviving markedly better than partial knee replacements. Overall, the data show that short to medium-term survivorship is excellent after almost all common types of total knee replacement regardless of fixation, constraint and bearing type. For the first time we report on PROMs data. This shows that all types of total knee replacement give significant improvement in the majority of patients (see section 3.5). For bicondyiar knee replacements, unconstrained implants tended to have slightly lower revision rates than posterior cruciate-stabilised implants while mobile bearing prostheses tended to have a slightly higher failure rate than fixed bearing prostheses. Thus, the lowest revision rates were associated with a cemented, unconstrained, fixed bearing prosthesis. However, these differences are small and the results in ail these groups are acceptable. This also holds true for analysis within brands. This year the brand analysis has been extended to more brands as more have reached the threshold number of cases needed to do this. Patello-femoral joint replacements have a very high failure rate and were typically revised for pain. However, it should be remembered that patellofemoral joint replacements are undertaken for different reasons than total knee replacements and so a direct comparison of revision rates would be erroneous. Patello-femoral joint replacements may be revised to a total knee replacement because of problems with a different part of the knee and so the reason for revision may be unrelated to the original procedure. In addition, there may be reasons related to the aetiology of patello-femoral arthritis that could explain why replacing the joint, without significantly correcting the underlying biomechanical cause, may not always be a successful strategy. Patello-femoral joints lead to a significant improvement in PROMs, but the improvement is not as marked as with unicondylar and total knee replacements. Unicondylar knee replacements also have a higher failure rate than total knee replacements. They were commonly revised for pain and loosening. Again, unicondylar knee replacements may be undertaken for different reasons than total knee replacements and they may be revised to a total knee replacement because of disease progression in a non-operated compartment which is unrelated to the original procedure. Therefore, comparing revision rates with total knee replacements is not straightforward. The improvement in PROMs after unicondylar knee replacement is very similar to that achieved by total knee replacement. We report mortality after knee replacement using slightly different methodology to last year. Once again we show that knee replacement is associated with a slightly lower risk of death compared to hip replacement. We are currently conducting an in-depth study of post-operative mortality. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 JEWELL 2 2 3 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00182 3,4,1 Overview of primary ankle surgery There were 1,417 primary operations (see Tables 3.1 and 3,2), including two bilateral operations performed at the same time. This section looks at revision and mortality for all primary ankle operations performed up to 31 December 2012. Table 3.26 summarizes the procedures by year of primary operation; Table 3.26 Number of primary ankle operations by year. 2009 2010 2011 2012 o 138 -g 505 o —> "5j -'16 o The median age at primary surgery was 67 years (IQR 61 to 74 years) and, overall, the ages of those having a first replacement of an ankle joint ranged between 24 and 91 years. Men made up 57.2% of all who underwent primary ankle replacement surgery. All procedures were uncemented apart from two in which both cemented talar and tibial components were recorded and a further four for which there was either no component data, or the data were inconsistent. The maximum number of procedures carried out by any consultant was 102. Similarly the total number of units involved was 175; 37 (21 %) of them carried out 10 or more procedures. The maximum number of procedures carried out by any unit was 94. Table 3.27 below shows the distribution of ankle brands. Mobility was the main brand used (56.5% of procedures) followed by Zenith (19.6%). The procedures were carried out by 165 Consultants; 44 (27%) of them performed 10 or more procedures. Table 3.27 Number of primary ankles by ankle brand. Mobility Zenith Box Salto Star Hintogra Rebalance In bono Taric Not known a s 800 (56.5) 280(19.8) „ 91 (6N) o 86(6.1) j 69 (4.9) | rr 56(4.0) 17 (1.2) 2(0.1) i (0.1) © 15(1.1) SIMliiwI www, nj rce n tre.org „ uk w IBS JEWELL 2 24 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00183 3.4.2 Revisions after primary ankle surgery The maximum follow up time available was 4.63 years and, up to the end of December 2012, only nine revisions of the primary ankle implant had been recorded in the NJR. Estimated Cumulative percentage probabilities of revision (based on Kaplan-Meier estimates) at 30 days, 90 days, 1 year and 2 years, respectively, were: 0.07% (95% CI: 0.01%-0.50%), 0.14% (95% CI: 0.04%-0.58%), 0.24% (95% Cl: 0.08%-0.74%) and 1.40% (95% CI: 0.69%-2.83%) Table 3.28 below lists the stated reasons for the nine revisions. Table 3.28 Reasons for ankle revision (not mutually exclusive). Mig§(^^ Low suspicion (awaiting micro/histology) tM&^tMM^^ML Tibia! component Lysis. Talus Plilllhiiehlill Implant fracture W&ialpoW^ Tatar component Wear of polyethylene component tlVppisbal Component migration/Dissociation Stiffness xSpfThtssplm^ Other indication for revision "Same patient had both of these reasons. 3 A 3 Mortality after primary ankle surgery There were 17 deaths in total. The estimated cumulative percentage probability of death (using ^ D ^w * 1 Kaplan-Meier) at 30 days, 90 days, 1 year and 2 years were, respectively: 0.0%, 0.15% (95% CI: 0.04%0.59%), 1.05% (95% CI: 0.59%-1.85%) and 1.49% (95% CI: Q.88%-2.51 %) There were too few deaths for further breakdown by age and gender. wwA'.njrcentr'e.org.u!i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 225 DEMO-00085-00184 Annexe to survival analysis In a departure from our previous reports, in the tables above, we have used Kaplan-Meier estimates for the cumulative probability of failure (i.e. where failure is either a revision or death) at given times t, F(t). Previously we had reported Nelson-Aalen estimates of the 'cumulative hazard' (also called 'integrated hazard'). This change in reported values brings us more in line with the form of reporting undertaken by other National Registries and, therefore, makes for easier comparison with published work from these and other research bodies. The cumulative hazard at time t after primary operation, say H(t), is not the same as the cumulative probability of failure, F(t). To understand H(t), first start with the concept of the 'hazard rate' (analogous to the 'force of mortality' used in actuarial science). In the case of revision, the hazard rate at time t is the (instantaneous) rate at which revisions are performed amongst those cases that have not been revised previously. For discrete observations over time, the cumulative hazard at time t is the cumulative sum of the hazard rates; in continuous time it is the area under (i.e. the integral of) the hazard rate curve. The cumulative hazard here is estimated from the data using Nelson-Aalen estimates to account for the discrete time nature of observations. Although the 'cumulative hazard' (H(t)) and 'cumulative probability of failure' (F(t)) are estimated using different approaches, they are mathematically related through the expression F(t)=(1 - e (-H(t))) and so it is possible to estimate one using an estimate of the other. Where failure rates are less than 10%, the numerical value of e (-H(t)) is numerically close to the value of 1 -H(t) and therefore F(t) is close to H(t). The values of F(t) and H(t) do not remain numerically similar once failure rates exceed 10% and then, in general, H(t) will be greater than F(t). This has become particularly noticeable in the NJR data set for mortality where, after nine years, the estimate of H(t) for 80+ year old men now has exceeded 100 (expressed as number of deaths per 100), whereas, because F(t) is a probability, its vaiue cannot exceed 100%. It is useful to use cumulative hazards for plotting, e.g. to compare revision rates for various sub-groups. As with the cumulative probability of failure, groups with greater cumulative hazards will have the highest revision rates. The shape of each cumulative hazard curve, however, carries useful information about how the revisions occur because the gradient of the curve at any time t estimates the hazard rate. If the plot of the cumulative hazard against time is a straight line, then revisions will have occurred at a constant rate throughout, i.e. the revision rate is independent from time of operation. If the graph increases exhibiting a concave shape, then the risk of revision will be lower initially, increasing with time after operation. The converse is true; if the shape is convex, revision rate would be higher initially. For the above reasons we give Kaplan-Meier estimates in the tables but have retained estimates of 'cumulative hazards' for plotting. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 JEWELL 22 7 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00186 3.5.1 Background to Patient Reported Outcome Measures (PROMs) PROMs assess the patient's experience and perspective of the quality of care and treatment they receive when they undergo a NHS-funded hip and/or knee replacement. PROMs are collected via pre- and post-operative questionnaires; the items allow the patient to self report on their state of health and general lifestyle before and after their joint replacement surgery. These outcomes provide a means of determining the impact the procedure has subsequently had on their quality of life. PROMs have been routinely collected by all providers of NHS-funded care in England since April 2009. The initial questionnaire, Q1, is normally administered just prior to the operation and questionnaire Q2 approximately six months following the operation. Additional information is available from: http://www.hscic.gov.uk/PROMs In this section we have concentrated on the variables that described health benefits following primary hip or knee replacement. 3.5.2 Data linkage from PROMs to neb t u nJK Our base PROMs data file had 445,134 entries (207,436 hips and 230,429 knees). complete but it was not possible to choose the 'higher quality' record from the remaining 90 multiple entries and so these were omitted. This left 324,101 PROMs entries, some of which related to primary and some to revision procedures. HES to NJR matching: Within the HES data set, seven rankings were available resulting from linkage methods designed to determine the most likely NJR operation identifier for a given patient/episode in HES. The linkage method utilises and ranks the availability of various combinations of patient information associated with a particular HES episode. Relevant patient related information included patient NHS number, date of episode/entry, provider code, local patient ID, date or year of birth and patient gender. In addition, an episode in HES must have an 'orthopaedically relevant' ORGS procedure code associated with the particular episode i.e. OPCS codes must identify an orthopaedic type of event. The linkage rankings were used to assign the most probable NJR operation number to the HES person ID (HESID) and episode (EPIKEY). Not all of such 'orthopaedically relevant' HES episodes had entries in the NJR. However, of the 517, 220 HES entries between 2003 and 2012 we were able to assign 391,240 (75.6%) to an NJR procedure. PROMs/HES to NJR/HE5 matching: Q1 and Q2 had already been linked together when received by the NJR. Linkage between PROMs and the NJR data set could only be made via Hospital Episode Statistics (HES) data spanning the same time period as the PROMs data set. PROMs to HES matching: A total of 3% of the PROMs entries had no HES patient identifier (HESID) and a further 24% of the remainder could not be matched to a particular episode in HES (via EPIKEY). Of the remaining 326,876 PROMs entries, there were 2,653 duplicate matches and 16 triplicate matches to HES, meaning that multiple PROMs entries existed for the same HES patient episode. For these multiple matches, we chose the 'best match', i.e. the PROMs entry that had the best episode matched rank. In 234 cases there were two equal best matches; we gave priority then to the 144 PROMs entries that were Finally, we were able to link 274,729 of the above 324,101 PROMs entries to HES patient episodes with an assigned NJR operation identifier. There were some duplications i.e. instances where more than one PROMs entry could be ascribed to the same NJR operation. At this juncture we linked the PROMs data separately to our linked data files for primary hips and knees, after first removing bilateral operations from the latter. Any remaining duplications were removed pragmatically, by checking gender match, NJR patient identifiers and finally by choosing the PROMs entry where the date of completion of Q1 was closest to the date of the operation. The remainder of this section provides some simple summary statistics for the PROMs entries that could be matched to our unilateral linked primacy hip and knee files. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Methodological note The three health measures in PROMs are the EQ-5D Index, the EQ-5D Health Scale and the Oxford Hip/ Knee Scores. 22 The EQ-5D Index is derived from a profile of responses to five questions about health 'today', covering activity, anxiety/depression, discomfort, mobility and self care. Weights had been applied to the responses to these questions to calculate the 'index'. All five questions had to be answered in order to do this. The higher the index the better the patient, with one being the best possible score. The distribution of the EQ-5D Index is such that parametric statistical methods are not suitable for statistical comparison. Non-parametric unpaired and paired comparisons (two-tailed Mann-Whitney and Wilcoxon matched-pairs signed-ranks) have been used here but, because of the 'ceiling effect' (scores cannot improve beyond 1), paired comparisons were doublechecked with simple sign tests. Tine EQ-5D Health Scale is a visual analogue scale (VAS}, asking about how the patients rate themselves 'on the day' (0=worst, 100=best). The Oxford Hip/Knee Scores are based on responses to 12 hip or knee specific questions about health 'in the last four weeks'. Each question is scored from 0 to 4 and the scores are summed to give a score from 0 (worst) to 48 (best). If fewer than three responses to individual questions are missing, they can be replaced by the mean of the remaining questions. The VAS was not normally distributed, neither were the Oxford Hip and Knee scores at Q2; nonparametric methods of comparison, therefore, were used for both these variables. Summary statistics used throughout this section are the median and Inter-Quartile Ranges (IQRs). The latter is less sensitive to outliers than a simple range. (Note however that, for paired data, the median difference may not be equal to the difference in medians.) 3.5.3 PROMs outcomes tor primary hip replacements A total Of 124,136 of the linked primary hip operations in NJR had an associated PROMs entry; 01 was complete in 99.7% of these and both Q1 and Q2 were complete in 75.6%. The median (IQR) interval of time from completion of 01 to the primary operation was 0.59 months (IQRO.23-1.22; n=84,078) and from primary operation to completion of Q2 was 6.47 months (IQR 6.31 to 6.87; n=83,808). Table 3,29 opposite shows the overall outcomes after primary hip surgery. 22 As the index is bounded between' 0 and 1, we present results in this section with respect to the EQ-5D Index to three decimal places for greater precision. ^ D www,njrcentre,orc|.ul' ^w * 1 JEWELL 22 9 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-G0085-0G188 1,924 (2. 89,998 (97: 2Nc Bias in completion of PROMs is difficult to assess because we do not have details of how many PROMs questionnaires were sent out and how many were returned. Amongst those NJR cases for whom we had PROMs entries, we checked whether those who had available/ complete measures at Q2 tended to have higher or lower scores at Q1; we found that the 02 completers tended to have had better scores at Q1, as seen in Table 3.30. It may be that some of the initially less healthy group had died in the interim; this will be explored later. vvw w, nj rce n ire .or g „ uk w JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 18S? 2 3Q DEMO-00085-00189 Table 3.30 Bias in Q2 completion of EQ-5D Index, EQ-5D Health Scale (VAS), Oxford Hip Score. 0.516 (0.055 to 0.656) 0.159 (-0.016 to 0.620) P<0.001' 92,133 18(12-24) 30,872 15(10-22) P<0.001' *Marin-Whitney U-test Completion rates for both EQ-5D Index and EQ-5.D Health Scale (VAS) tended to be slightly higher in men than in women at both 01 and Q2. The differences, although 'statistically significant', were in fact very small (e.g. for VAS at 0 1 : completion rates were 91.5% versus 89.3%, respectively, for men and women). All hip sub-groups showed significant improvement in EQ-5D Index (Table 3.31). Significant improvements from Q1 to 0 2 were seen in all three health measures overall (see Tables 3.31 to 3.33). All the main sub-groups showed improvements in the VAS (Table 3.32) and in the Oxford Hip Score (Table 3.33). Histograms showing comparative distributions of EQ-5D Scale (VAS) and Oxford Hip Scores at Q1 and 0 2 for complete pairs are shown in Figures 3.8 and 3.9 respectively. Table 3.31 Changes in LO-5D Index for hip primaries with index scores at both time points. 23,182 MoM 71 CoP 2,881 Others/unsure 889 0.293 (0.030-0.620) 0.516 (0.055-0.620) 0.516 I0.055-0.656i 0.516 (0.055-0.691) 0.779 (0.623-1) 0.805 (0.639-1) 0.796 (0.691-1) 0.848 (0.691-11 0.413 (0.159-0.694) 0.309 (0.159-0.633) 0.380 (0.177-0.697) 0,380 (0.192-0.6841 P<0.001 PwO.001 P<0.001 P<0.(X) I Continued > *Wilcoxori matched-pairs signed-ranks test and checked With isign test. "Sign test. ^ D ^w * 1 wwwjijrcentre,orc|.ul' JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 231 DEMO-00085-00190 T a b l e 3.31 (continued) 0.260 (-0.003 to 0.620) 0.260 (-0.003 to 0.620) 0.209 (0.026-0.568) CoP Others/unsure prfP MoM 0.779 (0.620-1) 0.796 (0.620-1) 0.760 (0.587-0.908) P 1,68/ 0.587 (0.189-0.691) 1 10.743-11 0/113 (0.I '10-0.708) 0/113 (0.173-0.703) P<.0.001 0/104 (0.202-0.6 i 3i P=0.003 (P=0.002*1 0.309 (0.165-0.484) P<0.001 SI if *Wilcoxon matched-pairs signed-rankstest and cheeked .".'ih sen !c w w w , nj rce n i r e . o r g „ uk w* JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 232 DEMO-00085-00191 Tabie 3.32 Changes in LQ-5D Health Scale Sec e (VAS) for hip primaries with scores at both time points. §1! MoM 1,662 85 (75-90) 10 (0-20) P<0.001 *Wilcoxon matched-pairs sigried-ranks test. ^ D ^w * 1 wwwjTJrcentre.org.ui' JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 233 DEMO-00085-00192 Table 3.33 Changes in Oxford Hip Score for hip primaries with scores at both time points. P<0.001 *WilcoXon matched-pairs signed-ranks test. www, nj rce n ire.org „ uk W JEWELL 2.34 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00193 Fiqure 3,8 Histogram to compare the distributions of the .EQ-5D- Health Scale Score (VAS) between Q1 and Q2 in cases with scores at both time points (n=8Q,394). (i) At Q1 15,000 10,000 5,000 20 40 60 SO 100 Q1 EQ-5D HEALTH SCALE Figure 3,8 Histogram to compare the distributions of the EQ-5D Health Scale Score (VAS) between Q1 and Q2 in cases with scores at both time points (n=80,394), ^ M Q 2 15,000 10,000 - 5,000 100 Q2 EQ-5D HEALTH SCALE Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Figure 3.9 Histogram to compare the distributions of the Oxford Hip Score between Q1 and 02 in cases with scores at both time points (n=.92.133). (i) At 01 20,000 15,000 3 10,000 5,000 - 10 20 30 40 50 Q1 Oxford Hip Score Figure 3.9 Histogram to compare the distributions of the Oxford Hip Score between Q1 and Q2 in cases with scores at both time points (n=92,133). (ii) At Q2 20,000 15,000 3 10,000 5,000 - 20 30 Q2 Oxford Hip Score www, nj rce n tre.org, uk W JEWELL 2.3 6 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00195 3.5.4 PRQM's outcomes for primary knee replacements 132,019 of the linked primary knee operations in NJR had an associated PROMs entry; Q1 was complete in 99.7% of these and both Q1 and Q2 were complete in 74.6%. The median (IQR) interval of time from completion of Q1 to the primary operation was 0.56 months (IQR 0.20-1.22; n=86,908) and from primary operation to completion of Q2 was 6.47 months (IQR 6.31 to 6.90; n=87,171). Table 3.34 below shows the overall outcomes after primary hip surgery. Table 3.34 Overall outcomes after primary knee surgery. Excellent 2 Very good 3 Good 4 Fair 5 Poor 21.962(22.7%) 1 Much better 2 A little better 68,510(70.8%) 17,127(17.7%) 3 About the same A A little worse 5 Much worse 33,626(31.3%) 25,186(26.1%) 12.186(12.6%) 3,668 (3.8%) 4,901 (5.1%) 3,727 (3.8%) 2,577 (2.7%) 3,236 (3.3%) 93,646(96.7%! ^ D %w1* 1 wwA'.njrcentr'&.org.u!i JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 237 DEMO-00085-00196 Amongst these NJR cases for whom we have PROMs entries, those who had available completed measures at Q2 tended to have had better scores at Q1, see Table 3.35 below. As for hips, it may be that some of those with poorer scores at Q1 had died before the Q2 assessment. Table 3.35 Bias in 0 2 completion of EQ-5D index, EQ-5D Heaith Scale (VAS), Oxford Knee Score. YCS 8.0306 0.587 (0.088-0.691) No 36,451 0.264 (0.055-0.691) p<o.ooiSSS „ ,r-r- c,r> § ^ CD ^ (0 [oo-80j +- 70(50-80) „ . . . 2 to p<o.oor s *Mann-Whitney U-test Completion rates.for all three health measures, at both 0 1 and Q2, tended to be slightly higher in men than women; the differences, although 'statistically significant' ,were very small (e.g. 99,0% vs 98.9% respectively at Q1 and 73.5% vs 72.2% at Q2 for the Oxford Knee Seore). Significant improvements from 01 to 0 2 were seen in all three heaith measures (see Tables 3.36 to 3.38). All knee sub-groups showed significant improvement in EG-5D Index (Table 3.36). AHsub-groups except pate lio-fem oral showed small improvements in VAS (Table 3.37). Ail sub-groups showed improvements in the Oxford Knee score (Table 3.38). The distributions of EQ-5D Scaie (VAS) and Oxford Knee Scores at Q1 and Q2 for complete pairs are shown in Figures 3.10 and 3.11. www, nj rce n ire.org „ uk w JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 2.3 8 DEMO-00085-00197 Table 3.36 Changes in L Q - 5 D index for knee primaries with index scores at both time points Ail cemented Ail uncemented 8 i .358 3,782 Ail hybrid 636 All patello-femora 257 All unicondylar 1,273 0.587 (0.088-0.691) 0.587 (Q. 101-0.691) 0.587 (0.101-0.691) 0.620 (0.124-0.691) 0.620 10.159-0.691 i 0.727 (0.620-0.883) 0.727 (0.620-0.848) 0.725 (0.587-0.349) 0.691 (0.516-0.796) 0.760 (0.620-1. OOO'i 0.280 (0.069-0.568) 0.240 (0.036-0.532) 0.240 (0.036-0.532) 0.105 (0.000-0.311) 0.240 (0.036-0.532'i P<0.00 P<0.001 P<0.001 P<0.001 P<0.001 'Wilcoxon matched-pairs signed-ranks test and checked with sign test. Table 3.37 Changes in EQ-5D Health Scale score (VAS) for knee primaries with scores at both time points. All cemented All uncemented Ail hybrid Ail patello-femoral AH unicondylar 2 (-9 to 15) *Wilcoxon matched-pairs signed-ranks test and checked with'sign test. Table 3.38 Changes in Oxford Knee Score for knee primaries with scores at both time points. a Ail cemented :r *t c Ail uncemented ? Ail hyhnc ^ Ail patello-femora All unicondylar '•"Wilcoxon matched-pairs signed-ranks test and checked with sign test. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Figure 3.10 Histogram to compare the distributions of EQ-5D Health Scale Score (VAS) between Q1 and 02 in cases with scores at both time points (n=84!G31). (i) At Q1 15,000 10,000 5,000 40 60 100 Q1 EQ-5D HEALTH SCALE Figure 3.10 Histogram to compare the distributions of EQ-5D Health Scale Score (VAS) between Q1 and Q2 in cases with scores at both time points (n=84,Q31 ).. (il) At Q2 15,000 10,000 5,000 100 Q2 EQ-5D HEALTH SCALE www, nj rce n tre .org „ uk W JEWELL 24 0 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00199 Fiqure 3,11 Histogram to compare the distributions of the Oxford Knee Score between 01 and 02 in cases with.scores at both time points (n=93,353). (i) At 01 6,000 -, 5,000 >. - 4,000 o c. 0) t 3,000 - IX 2,000 1,000 tt»ipaB«BttBB»«MiiM 10 20 mii«» 30 40 50 Q1 Oxford Knee Score Figure 3.11 Histogram to compare the distributions of the Oxford Knee Score between Q1 and Q2 in cases with scores at both time points (n=93,353). (if) At Q2 6,000 5,000 - >, o c m §" 4,000 nliiii 3,000 IX 2,000 " 1,000 SiS38Si5SlS§JSi8SS353l 10 20 30 40 50 Q2 Oxford Knee Score ^ D wwwjjjrcentre,orc|.ui' ^w * 1 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 241 DEMO-00085-00200 3,5.5 Conclusions Data linkage via HES allowed a match of PROMs data to the subset of NJR records associated with English patients who had had NHS funded primary hip or knee replacement procedures (from the start of the collection of PROMs in April 2009 until the end of the current NJR annual report review period of 31 December 2012). Over a quarter of the identified orthopaedic HES episodes were lost initially due to the absence of a traceable NHS number. Of the remaining PROMs records, between a quarter and 29% of this group of English NHS funded primary hip/knee replacement patients had only completed the pre-operation survey and so we are unable to report on how this patient group evaluated their quality of life post-operation. In addition, based on the median responses (and IOR) to Q1 for this sub-group compared to those who did complete both surveys, these patients tended to be in a poorer state of health prior to surgery. Therefore, in interpreting the PROMs results for those patients who completed both Q1 and Q2, it should be remembered that these are patients who generally were healthier prior to operation and would have a better prospect of surviving to six months after the primary surgery. Thus, pre- to post-operative changes in PROMs health scores are likely to be less improved with the inclusion of the less healthy pre-operative subset of patients lost to follow up. The vast majority of the 93,846 hip replacement patients who had responded to both Q1 and Q2 indicated at least a 'fair' amount of satisfaction post surgery (98.1 %) and over 85% of these reported that the problems they had had living with their hip condition before surgery were 'much better' after receiving a hip implant. It is clear that the hip patient group who completed both Q2 and Q1 tended to be in a better state of health before surgery than those who had only completed Q1 (as indicated by higher scores on all three health measures prior to operation for these; most notably on the EQ-5D Index). Therefore, these patients are more likeiy to have greater resilience to undergoing surgery and are less likely to be susceptible to complications post surgery. This group reported a significant overall improvement in their quality of life post surgeny. The median improvements in score on the three health scales were 0.38 on the EQ-5D Index, 10 points on the VAS score and 21 points on the Oxford Hip Score respectively. In general, of the knee surgery patient group who completed both questionnaires, most reported enhanced lifestyle and health benefits post operation. Operation outcomes were rated as a success overali, although the proportion of those who were at least satisfied with the outcomes were lower than the ratings for hip surgery on the same items. That is, more than 96% of knee patients with responses to both Q1 and Q2 said they were at least fairly satisfied with the results of their surgery. In addition, just over 70% of these patients intimated that the problems they were faced with at circa six months post surgery as a result of their knee condition were 'much better' having had knee surgery. As noted already for the hip patient group, the knee patient surgical group who had completed both surveys tended to have higher scores at Q1 and thus were in better health overall compared to the group of Q1 only respondees. Across all knee surgery cases, for the three knee PROMs measures of interest here, there was marked improvement in patient self-reported well-being and health post operation. This was seen as a general increase in median scores and IQR values after surgery i.e. responses to Q2 only and in the median change in Q1 and 0 2 knee health scores of 0.275 on the EQ-5D Index, 3 points on the VAS score and 16 points on the Oxford Knee Score respectively. However, the VAS score increase overall was more moderate than for the other two measures. The median score change was fairly consistent across the main fixation and knee replacement type subgroups apart from for those undergoing a patellofemoral type knee surgery. Here, the change in health score ratings compared to the other types of main knee replacement types suggested that post-surgery benefits to health and lifestyle were slightly less improved than for other types of knee replacements. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 JEWELL 24 3 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00202 National Jofrtt Registry for England, Wales and No? Part Four shows indicators for hip and knee joint replacement procedures by unit and Trust. This section was first included last year and has been updated as part of the Government's transparency agenda. It is based on procedures carried out during the 2012 calendar year and submitted to the NJR by 28 February 2013. Part Four information is based on the actual operation date (1 January to 31 December 2012) whereas data in Part One is based on the date the procedure was submitted (1 April 2012 to 31 March 2013). It is therefore possible for a hospital to have zero submissions in Part Four but not be listed as a nil returner in Part One. www, nirc.entre,orq„ J uk iisu™• : g^^ JEWELL 2 44 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00203 JEWELL 24 5 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00204 Unit outlier analysis covers the period from 1 April 2003 to 31 December 2012. The outlier analyses made use of funnel plots from statistical process control methodology. These aim to distinguish normal variation between units (which is to be expected) from unusual differences (termed 'special cause' variation), which may indicate the need for further investigation. Funnel plots enable units of different sizes to be compared; performance indicators based on smaller numbers of patients will have greater variability and this in turn is reflected by wider control limits. much more extreme, i.e. above the upper limit of the 99.99% control limits. Previous annual reports have discussed in detail how metal-on-metal bearing surfaces are associated with higher revision rates than other bearing surfaces. Many of the outlying hip units identified from this analysis have more commonly used stemmed metal-on-metal and resurfacing procedures, and although use of these implants has now almost ceased in the UK, the higher revision rates for these implants are likely to be reflected in the returns, made by these units for some years to come. This may explain their higher revision rates. Summary of the methodology for unit revision rates: * The standardised revision ratio (SRR) is plotted against the number of expected revisions. The SRR is the total number of revisions divided by the number of expected revisions for that unit's caseload in respect of the age group, gender, and the diagnosis of the patients, if the SRR is 1, the number of revisions is compatible with the number expected for that unit. * Control limits for funnel plots are normally set at 95% and 99.8% (roughly equivalent to 2 or 3 standard deviations). Our normal six-monthly review process focuses on those above the upper limit of the latter; one might expect, however, that one in 500 would be outside the 99.8% limits (above or below) just by chance. In the table below we have highlighted in light red (1) units above the upper limit of the 99.8% control limits but also indicate in dark red (2) those that are Summary of the methodology for unit 90-day mortality rates: * The standardised mortality ratio (SMR) is plotted against number of expected deaths. The SMR is the number of actual deaths within 90 days of primary joint replacement divided by the number of expected deaths in this period. The number of expected deaths has been calculated after adjustment for patient characteristics (age, gender, and ASA grade of patients). In addition, for hip units, adjustment is made for whether the operation was undertaken for trauma. * Control limits are as for revisions above. Any units identified as potential outliers in Part Four have been notified. All units are provided with an Annual Clinical Report and additionally have access to an online NJR Management Feedback system (See section 1.4.6). Please note for the data in following table: Compliance, Consent and Linkability are: H H H Red if lower than 80%. I l l l l l Amber if equal to or greater than 80% and lower than 95% iHHH Green if 95% or more * * * Compliance figures may be low due to delayed data entry Linkability for some hospitals will be lower than expected if they have private patients from outside England and Wales Part Four data covers procedures carried out between 1 January 2012 and 31 December 2012 Outlier analyses, are: j!j!j!j!j!;:;:;:;!ij!ji Light red if units are outside 99.8% control limits (approx 3 standard deviations (SDs)) H H H Dark red if units are outside 99.99% control limits The table uses the following footnotes: 23. Compliance (NHS Trust/Local Health Board Only) - the percentage of cases submitted to the NJR compared to HES/PEDW. 24. Consent Rate - percentage of cases submitted to the NJR with patient consent confirmed. 25. Linkability - the proportion of records which include a valid patient's NHS number compared with the number of procedures recorded on the NJR. 26. Outliers with respect to 90-day mortality following primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). 27. Outliers with respect to revisions (at any time) following primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 o o o X ^ I'- • I-- • II 11 Pfpg •»«•: :•:•:•:•:•: PPt mmrnm x r- .j co r- I- mm :S«¥Sia: m J h- ::*¥•:: iiH ro |;gs; :•:•:? o t: % ffi (J X o o p hi 208 c or tC "if c- or cr TT o >- ij X "or GO •"') J_ or o o ^ f$ X _x -L- P? JJ 3 «r i- * X aIT O o X UJ CD rsr o o "O , ' V. ,", c b X XI S 22 X CJ CD ryxi* JEWELL 2 4 7 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00206 u£>rpfuti..c (r-.hf.TtiisU <.. Hi m %>}}XXiiiii^X^^^^X^^^^X^^^^X^^^^i^^^^SXt/XX»: Bans arc The LcrclC:!-- NHS Tcsi I r"e Hoya Lonco- Hosn "a 3--7 Bap ooo arc Ihi.rrook IJCV^'RTV ' Hcso:a!sNHS h o . . * i t C K I rust Bap con U-ive'sity Hcso:al yyyyyyyXyX$XXXfc yyyyyyyyyyyyXXXXWxWzxMm 766 'BrKttorc Hospta NHS Host 82^ 69 6 111!!!!!! Bedtcrr Hosp_a Scirn Wing 36% 43b' Bets- CaGvyaiaQilJrK'g'sJfy Loca 67% mimM$$%ii yyyyyyyyyyyyyyXs%y.- HftaOt BCarOl yyyyyyyyyyyyyyyyyM /MneiTjela Hcso :nl 69.9 43b Gia-i C wye Ge "era Hcso tal 86 W ax "am Maaic Hrsoital 7"17 Ypoyty Gwynedc Bac<oool k^cmng- Hcso:afs NHS 2 9 22 74.9 882 ^ ^ ^ ^ 1 ^ B aoxoool V etc ia Hcso tal 7 568 Bracro 6 leading Hcsoitas NHS .„..^,.,. . 89' 42" 60% 1.1 ^ M M i P yyyyyyyyyyyyyyyyyM B>'ac~co Hcya! I - 'mar; 639 Brigr-c-r a^d St ,s?ex U •-• vers -y Hosp -a s NHS Test P'- "ces? Royal Hosoifa Hcya Sussex Gci.r-y Hosp-a S. iSPsx 0 oh c oaed c N HS I -fia--me Ge me 67. 2 1 lllllllp|l| l l l l l l l i 346 42% 69.6 .iT.'. 63' 69 29% 74.0 0% 10CP 69.6 26% 2.6 Buckog-a-iipfireh-aaf'-caeNHS lest ^ ^ ^ ^ ^ p Stcke Manoev i le Host) tal Wycomoe Hcsoitri 28 668 28"' 71.4 76.2 23 /m* m Compliance (NHS Trust/Local Health Board Only) - the percentage of cases submitted to the NJR compared to HES/PEDW. Consent Rate - percentage of cases submitted to the NJR with patient consent confirmed Linkabiiity - the proportion of records which include a valid patient's NHS number compared with the number of procedures recorded on the NJR. 26 Outliers with respect to 90-day mortality foiiowing primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). 27 Outliers with respect to revisions (at any time) following primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). 24 25 © National Joint Registry 2013 o o Q © en © KS O -4 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 ••I -I L\! v\! Hs^H Si** lil iL&L*. :*;,<*: *$!* £$»: S8SI 111 |1|1 § :•:<&:•: K8SK $S m m i £& r- r X -r= u; -^ in F _p C 0> L f,l> T~: ~r h "C (L tj 20a nr« Ll_ LJ P' VJ _~ 'J P o T) >n '.J > T r> <a it) v o $ o <n tV >" P c <• c T P <n <r. _i O X < f 6c b 4k 3 r > o S P a-. O _j_. i /2•n IT •v L' > -£ *< ~ CJ CJ _£ -r p a<3 p p C .Lil' JEWELL 24 9 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00208 Compliance (NHS Trust/Local Healtn Board Only) - the percentage of cases submitted to the NJR compared to HES/PEDW. Consent Rate - percentage of cases submitted to the NJR with patient consent confirmed Linkabintv - the proportion of records whicn include a valid patent's NHS number compared with the number of piocedures recorded on tne NJR. Outliers 'with rescectto90-day mortality foiiowing primary operations performed from 2003onwaids. Units outside 99.8% control limits (approx 3 SDsi are flagged in light red M); these outside 99.99 % control limits are flagged >n darkiec (2i. Outiieis with respect to revisions (at any time) following primary operations performed from 2003 onwards. Units outside 99.8% control limits (appiox 3 SDs) are flagged in light redd); those outside 99.99% ccntioi iimits are flagged in dark red (2i. © National Joint Registry 2013 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 " 1 - C'J -,') f J> X — * J_ rf. f/1 J_l ~ 210 nrc« "-- o iA irr :1 ; 1 b G JJ LLI X cfc 9' <1> o; rf [f <x> y; ex: o sj .Lil'' JEWELL 2 5 1 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00210 G.ysrT-cSt Hcmas NKSihotroato- | | | | | | | § | Pust lllllllil Guy's Heso:al 7.93 2.6 -2% 63.4 0% Guy's .Nuffield House 4 2.0 50% 66.9 0% S" Tncreas' Hosp"a 22 26 21 % 76.1 0% 2 6 39% 70.1 22 41% 2 6 d-5% Ha nosrre Hosp ;a s NHS 111111111 Bas ^gs-nke ano Nosh Harness 'e 11 i i i i i i i i i i ^ ^ ^ ^ Hoso':al Hoya Ha apse %- Go., ay Hrso ,al H.r ngare a M D sP c NHS Fo„ "dkior TJ-.JS: 649 iHHMf o% ||||||||p; lllllllili H;v cga~.fi D s"-v. Hcsmta 765 Has- of B-g aco NHS Fo..-yfcrt o ^ ^ ^ ^ | ^ 92" s lllllllli;;^^^B Gccd Hope Hosora 323 2 1 43% .-0.5 1% 95% Sol \ . I Hcsoiia 765 2 1 41% 66.6 66% 69% Heavhe'-vooG ate WaxPam PBK illll|||p| Hosp:asNHt>Fo./-datlot- Ir.is: ?l|rlllllllllll» Hea-|-b''..vooo Hosp "a 636 Wex • a ""i Pa ~< Hcsoita 201 H rcthgbx-c <e Hea :r Care N H S H rchngb'ccxe Hosoiinl 11 ^ ^ ^ ^ ^ ^ ^ ^ 26 39% 24 n.e l l l l l l l i l 62- " liiiiiiiirii^^B m i iisi 106^ 3 Compliance (NHS Trust/Local Health Board Only) - the percentage of cases submitted to the NJR compared to HES/PEDW. Consent Rate - percentage of cases submitted to the NJR with patient consent confirmed Linkabiiity - the proportion of records which include a valid patient's NHS number compared with the number of procedures recorded on the NJR. 5 Outliers with respect to 90-day mortality foiiowing primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). r Outliers with respect to revisions (at any time) following primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). 4 3 © National Joint Registry 2013 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 CM |--. C\J CO uc r- CM CM •-I -I ••! ;.j ^_. ,-A.J ^ ;M; :M: ¥1 IPH iii! :p;SM P; l lll CM lip iM p W I pi Iii :::>r¥::: : : :¥S : : M;;£IP Mil ijp CM ;:p sp oSSS Mi: i:p: M co co 8P IP :p m g- z: O -3 o ^ c-. t 35 i. id Z 212 Z Vi .Lii'' JEWELL 2 53 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00212 u £>rpfuti..c (r-.hf.TtiisU <.. Hi m Larcos"re Ieo.cn'%_) Hcso:cls NHS '%%%$$$^% ro.."(iato" in-s; I^^^Bi; Gncrlay are Scim H oole Hoso:al 760 12 ^ ^ ^ R ^ ^ ^ R 2 2 Leees Teaching Hcso tate NHS I-us" | | | | | | l l | | Glare Alercr Hcsoita 1 1 33 L&tAstam Hea ', hca-e NHS T\.s: H ve-s de I eat men: Cent-'e 269 b r o r arc! Lljostaoie Hcsc-tal NHS W^XW^m. r-o.,-cia:or ires: W^M^M; Li," ci • ;L D.. "stao e Hosp a 628 Mads:crea\1 i.jooroce'A'e'sNHS 3 i i i i i 3 1 | p ? I - ,T " WMS^^ T"fcTi,rn'oge VVels Hcsoita Meoway fvlant '%; Hcsoita Md Essex Hospta vSVvces N H S lost B cc a" elc Hcsoita M d Stato-dsbire NHS i-c_trooto" ^ ^ ^ ^ ^ ^ ^ ^ 16 3 93 : ! 2 2 03 65^ .'0.6 70.3 9 ||||||ll|i;;^^^^P 299 9 ^ ^ ^ K ^ ^ ^ K 12 11111111111111 4% 0 6 96" 70." 11'3 100 : 3 42% 66.'- 16% 76% 40% 75.P 45 % 63.0 974,! /c;i;., 67 5 99% illllllif 691 Stadc e Hosp "a 47 [>.'.'SD.i -y a "d D s-" c- Hcsoita |||||||tl 664 6-2 11 fflwmm&m 6 wmm 2 1 H ^ i WSKk s i • • • Bllll msmmim ;:|!;:|!;:|!;:gsgs;| 1 2 I:!:!:!:!:!; 21 ' Compliance (NhS Trust/Local Healtn Board Only) - the percentage of cases submitted to the NJR compared to HES/PEDW. 1 Consent Rate - percentage of cases submitted to the NJR with patient consent confirmed Linkabintv - the proportion of records whicn include a valid patent's NHS number compared with the number ot piocedures recorded on tne NJR. Outliers 'with resoectto90-day mortality following primary operations performed from 2003onwaids. Units outside 99.8% control limits lappiox 3 SDs) are flagged in light red M); these outside 99.99% control limits are flagged >n darkiec (2i. OutNeis with respect to revisions (at any time) following primary operations performed from 2003 onwards. Units outside 99.8% control limits (appiox 3 SDs) are flagged in light ied(1); those outside 99.99% ccntioi iimits are flagged in dark red (2i. C-l a? 12 WM88%%$i mmmmmi S33 Ga - -cc •< Chase Hosp _a Md "c<s"re Hcsotais NHS l JS: 0 0 0 994 ^ ^ ^ ^ ^ P Lfiiq itoo Hcso tai o m W 1 £ Ir 1 O •t" 0% ;gggggg||||: 687 M-rl Ci*6s- re Hcsotals NHS 63.9 6 lllllllli;;^^^^ 1.029 Meoway NHShc.v'"da;icr libs: Pncerelos Geneva Hcsoita ^ |||||||§§| © National Joint Registry 2013 &3 M in rP en c*& 0 W Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 •:x«* o X1 C ej re "p; •r-" CD" X- ft C/3 O _T CD CJ (,cs* c l , . ,- -1 CD cc 2 X O 214 ,CM - CD r-- O r\i 1SI m ist 15 X CD IP HP m in c5 ~ eS p CD } £cn 2 X T 2 •o 2 .^5 X S5 « >Z l-J CD O •*~ </) 2 X -t~ •" cc 2 X 2 cii — id "- c O ^ ' ^ rC Ll_ - 1- \f X CD 7= c X s X en 4 s D en ~ X rj 2 2 Tfp CJ CD — 2 2 X .Lil'' JEWELL 2 55 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00214 .xjH-pdjtiLC (r-.hf.TtiisU <.. Hi m Norn Mine esex Hoso :ai 221 Norn Tees arc: Har; eooci WHS 111 ve 's ty Hnso :al cf Ha-1 epoo 8-- U-ive'Siy Hoso:ai o Nero lees 9 N c r t i j oo-a Heali X B I B NHS ho.^daror in.s: iBM 11111111;; , HPymmmM l l l l l l l p iiiiii 2.3 63.6 2.1 b • Xi 21 99% 36%. 100% 75.4 M^M^I^M Hexham. Ge^p a Hosp "a 556 N e t " l y i e s c e G e n e - a Hospta 7-H Wansoeck Hosp "a 765 Ce"".ral Mine esex Heso :ai 357 No t "w c< Pa- < Hosp :a 101 Not: rui'ain U-t vBns.tv Heso :als NHS I'.is: " G. iee -p Men ca Ge": -e Ncrt -q v i "i LI Lj"vers'y Hosp _a O x x v o ! Jnvs-slty Hosoita s NHS Jonn HricJc; ~e Hosp - a 1SBIIHill 1o I Iwmmmm \\\\\\\\\wk% «™Afe p ffl ^m* iiiiig||||p \\fxxxxxfxm 1.1 7 2 NOT: ogham C :••• Heso :a! •111 15 fjW$k%WkWk lllljj d M 17 SWXi^KWW^xi^ ^ » 1: WiWiWzi IHiB 1 1 P 66 5 2 1 69.4 100% 21 69.2 100% 26 69 0 22 73.1 100% 0% 56% 64 ; ' 2 2 2 1 111111111 25 2 Hllilllil N .Hied Od'-'cpaec c C e o f e PerrnaAc.lte Hosp..as NHS k,st nnm • i l l mmmin 1 9 74% 0% 2.1 63.6 07 • 100% 627; Fai-fied Gere-'a Hosp "a 616 1, ^ p 22 69.5 197, 66% Ncrto Maocoeste'Gene'a Hcsoita 366 io 11 2.2 63.4 16-3 26% iiiii 23 iWx% Compliance (NHS Trust/Local Health Board Only) - the percentage of cases submitted to the NJR compared to HES/PEDW. Consent Rate - percentage of cases submitted to the NJR with patient consent confirmed Linkabiiity - the proportion of records which include a valid patient's NHS number compared with the number of procedures recorded on the NJR. 26 Outliers with respect to 90-day mortality foiiowing primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). 27 Outliers with respect to revisions (at any time) following primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). 24 25 m bd 1% © National Joint Registry 2013 t& o o o <$> UI 03 en © KS Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 W& :jSS:;: II ill ¥3*S MVy. HP :S : ¥S &M My. •My. m •:¥?¥:• v::S&: WW ::K¥::: •Mfi-M •Mfi-y1! *•)§¥' ¥$$¥ c ITI 11 ;§*; M: WftW:*: o _ K o X "5 O X Q £ I n x x Oi _~ (C « .O x fe & a 21B d X X p p. [-•- <x> in o o X •i; ,m-" T X c 1. c- to c X X c c r Q a d X O X r — * f|l L c d X <*3 £ J± a 11 33 d yi o X<J. d X o X X o «j •S d Q <T1 < j - X tc (i; a i-3 iTi d X •Ji O X -L- •*X' L .-,[¥• JEWELL 2 57 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00216 Compliance (NHS Trust/Local Healtn Board Only) - the percentage of cases submitted to the NJR compared to HES/PEDW. Consent Rate - percentage of cases submitted to the NJR with patient consent confirmed Linkabintv - the proportion of records whicn include a valid patent's NHS number compared with the number of piocedures recorded on tne NJR. Outliers 'with rescectto90-day mortality foiiowing primary operations performed from 2003onwaids. Units outside 99.8% control limits (approx 3 SDsi are flagged in light red M); these outside 99.99 % control limits are flagged >n darkiec (2i. Outiieis with respect to revisions (at any time) following primary operations performed from 2003 onwards. Units outside 99.8% control limits (appiox 3 SDs) are flagged in light redd); those outside 99.99% ccntioi iimits are flagged in dark red (2i. © National Joint Registry 2013 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 T y o •o CO re 9 ? I ^ ^ ».. « X— 1.1 ip cp .re 'f_ , % <L ' > «j 'i 3 ^ J. 218 nra f O i (J i— ca cc co rg.ut JEWELL 2 59 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00218 23 Compliance (NHS Trust/Local Health Board Only) - the percentage of cases submitted to the NJR compared to HES/PEDW. Consent Rate - percentage of cases submitted to the NJR with patient consent confirmed Linkability - the proportion of records which include a valid patient's NHS number compared with the number of procedures recorded on the NJR. 26 Outliers with respect to 90-day mortality foiiowing primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). 27 Outliers with respect to revisions (at any time) following primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). 24 25 © National Joint Registry 2013 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 gp • s 609 £& 3: U g;gj :::::v ~p X J X 3 •" J & S x -" T -^ 220 ii/a — ft re l" a <:•s re O J. X re r" a; a; _i_ X 1— M -JOB O X <re r O re Xs T3 «:g: T *X — g£g: ;g& g g j ? $ m m m ;:;Sl;::;:^:;;:;g>;:;:;is:;: ;Mi;i|§i;;i!ia!!;;;il .- r - CM CM CM r- — re re X re ^ re ? re r . U <J re 'ci ;-? re f,' « o 6" L e 'h is •Q re rere <:__ r" Px* ~<p 2; — *z — XT — — -• xO X a> a ; re Q. T (11 — a. sgjg :g?S: iX :g:g^g:g|: _> o ^ re* X li; — X? 1— f"? i— d Xll' JEWELL 2 6 1 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00220 u>s>rpfuii..c (r-.hf.TtiisU <.. Hi -Jrt U 1 Ve'Sity C d e q © LCPCCr HCS?O;0 S NHS Houbcaclcb f j s : LJ ive'siiy Ooleqe Hosp~a Wrrrrrrrrr!|p|| Wlm\\\\\\\\% 313 29% Uhve-siy Hosoxl B mitg-ifim NHS | | | | | p i | | ; ! Ooee-i Li zaoet - Hosp :a . 2.2 Brin-ig-irr'i Lh vers tv Hcso col <t Nor n STOfoofsVieNHS Bus: C.yGene-'a Hospra WM88$i$%$ lllllllli; 6-1 U i ve-s :y Bos o.ial o" So%r MancnrKf3--NHSho.jqoig?o- lust l l l l l | | p lllllllli; Wy" is -shay-re Hoso _a mmm mm 4 33 U-' vs'soy Hosoxis Brsfol NHS B''s:o Royal Hosoita for C- lore-! B-sx Rcyal h-i---aary • 3.9 ^ ^ ^ ^ P iUU% 68.6 7 69/0 96% 9% 2 (V 1CXV! 33 68:' lOO'i U- ve-s-ry Hoso/as Coya-ity aoo Wi3iwc<s~re NHS trust 929 HOPO :al c~ S" Cross J-ve-STy Hosp:a iCovefTy; 66 '' 22 1 §•§111mwM 19 39% 67.fi 6% ^ ' :::11111111 : Wlmllk i.-_ 39% ?0.6 '"''•• • 1 1 1 ! W$m\W23 1 mWM 2 L" ::: P4-' J •-• ve-s ty Hasp :a s of La-cesrer %$$$$$%!$$$: NHBPJS: itie~"ec Hcspta 1 x-rester Ge-s'al Hoso:a! 1 .793 21 C% 40% 6 7 /J 0% 69.6 11'-':- 0% J- ver&ry Hosp 'as of Mo'eoa^roe Bay NHS Fo.%ciat c- Trust 2 0 Fun-ess Genera Hosp "a 99%; itoya Laocasre'li—\>y Westxo'aoo Gene'al Hosoita ?m ^1 % "C/J 9"'%; 6fi.O 9fi% " Compliance (NHS Trust/Local Healtn Board Only) - the percentage of cases submitted to the NJR compared to HES/PEDW. 1 C-l m Consent Rate - percentage of cases s u b m i t t e d t o the NJR with patient consent confirmed Linkabintv - the proportion of records whicn include a valid p a t e n t ' s NHS number c o m p a r e d with the number ot p i o c e d u r e s recorded o n tne NJR. Outliers 'with r e s o e c t t o 9 0 - d a y mortality foiiowing primary operations performed from 2 0 0 3 o n w a i d s . Units outside 9 9 . 8 % control limits lappiox 3 SDs) are flagged in light red M); these outside 99.99% control limits are flagged >n d a r k i e c (2i. OutNeis with respect to revisions (at any time) following primary operations performed from 2003 onwards. Units outside 9 9 . 8 % control limits (appiox 3 SDs) are flagged in light r e d d ) ; those outside 99.99% ccntioi iimits are flagged in dark red (2i. I© •t-1 o o © National Joint Registry 2013 ?><> © © en © KS to Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 • m Mi &$&¥$££ l^liSg?.::; m 1 B •MfyyyXXfy. m m si ft¥jft= Myy\ *$»: ¥SS$ 111 ill ;S mm CM ISpSS: WMS CM_ „ 111 ^ L x — £ L f X J- V. G (fi -J- £ i» X g» « < •J L «t E c6 i3 2 L T o s- ~ < vr JEWELL 2 63 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-GQ085-0G222 Asoen Hea?'ica"e L^'iitBd Crt'e-mp-it Hrso'.a 4.>% 6.05 04"'i! He \ House Ho?p:a 43% 69.6 64 !o 45% 66% Pax? He Hc.so:al 209 Berercer Heameare Bcels:y Berereer Hosnita 271 2 0 BMI Aexavj-a Hosp a Gueacie 611 1 9 41% BMl Bain Cunic 242 1 9 37% 69.7 14% BM.I Beardwood Private Hospital 102 2 1 .52% 69.5 12% BfVII Bishops Wood Hospital 124 1 o 33% 69.3 0% 84 i 8 37% 66.9 0% 317 20 44%. 69.2 96%: BMI Chaucer Hospital 153 20 44% 70.8 0% BMI Chelstield Park Hospital 277 2 0 47% 70.3 4% Bfvll Heameaie BMI Blackheath Hospital BMI Bury St Edmunds 9% 67% % 3 Compliance (NHS Trust/Local Health Board Only) - the percentage of cases submitted to the NJR compared to HES/PEDW. Consent Rate - percentage of cases submitted to the NJR with patient consent confirmed Linkabiiity - the proportion of records which include a valid patient's NHS number compared with the number of procedures recorded on the NJR. 5 Outliers with respect to 90-day mortality foiiowing primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are n dark red (2). r Outliers with respect to revisions (at any time) following primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). 4 3 © National Joint Registry 2013 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 i i D i i a i i m i i f f i D f E i i f f l a a i i a o C i i i c Q a i i c i i t f l a i i a i i f f l 224 wa .Lil''. JEWELL 2 65 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00224 BMI Tree S ' res Hosp_a 390 11 BMI vVa-'ioaeHosp.a ICI 1 BMI VV re/oo.r 'e Hosp~a 255 - WM &*** 2.1 L'l^.- 72.1 0'-, BMI V"OOd.:rds Hosora 279 17 WB Wh 1 8 43% 66.5 27% 1.Q78 6 wmmmgmwmmm 2.0 44%: 68.9 29% WMBXB• 2.1 41 % 69.4 48% 22 43% 68.5 47% 1 3 4b/:o 68.0 C% 2.0 45% 68.3 24% mm 2.0 j.6% OS 2.C Ga-s UK Ba/ioc e g " NHS Rearme-it Cerre Nct-i bas: Lo'dcr NHS I eanen: Ce \--e 478 6 Scutha-aOTon NHS Ireatment Centre 4".7 3 11 463 11 C'"cle C 'de Batn Hcsoita Circle Reading 71 p I I I mm %*% 93% 54^ 3 Compliance (NHS Trust/Local Health Board Only) - the percentage of cases submitted to the NJR compared to HES/PEDW. Consent Rate - percentage of cases submitted to the NJR with patient consent confirmed Linkabiiity - the proportion of records which include a valid patient's NHS number compared with the number of procedures recorded on the NJR. 5 Outliers with respect to 90-day mortality foiiowing primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are n dark red (2). r Outliers with respect to revisions (at any time) following primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). 4 3 © National Joint Registry 2013 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 — to -i a: cc m 1 111 X) cc X X X ) to;: ill: ill MS ;:;§§:; W& 111 w& !;p; III to to CM CO uo to — -t — JO CM CO CM CD 6 cS -C- — 228 nra lT Cs Ai CK I T I X CO) .Lil''- JEWELL 2 67 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00226 •e^ cr rfi' (1) CO OJ fc '(f) s -5 42 o O O) CM T— CM O CD -3 ,-f -? .-,- H° cS cS # e£ eg eg =v° gg TO JJ 3 Q) O O ! O) <3> CO CM Ul 3 CM CO CD COO r- LO CD C O if) CO 1X5 CD 0 ) 0 03 CM O Q r- 0 0)== CO £ '*= CO l'« CO |3 CO h- CD h- TO CD CO S- CM TO O CO C-- CO O CO CD O) id CO CO rd CO CO oS CO a- ro Q 3-5TW Z Q m © CO x TO CD CD "g Q. CO •p Sg LTD 0) i— O W CM TO CO O) CM CO CD CM © O CMi 3 C\i; O CMi CD T^ CO 7- CD T^ CO i— C3) CD CO CD O CO 2§-g O) TO © P -Q co E B 3 ° S = >:? rf& *? .# <f # # & =r< 5 * V? CO =§§5 «> &T- <K SS 55?-. -s5? 554 545- -£35. o c c co 2 © .-= . TO c CO *- 2 P. 3 3 ^Bi si «S CM -5545 §55% - - £ CO I -n ed Q E 3$ :££. 5S-S. S S =?€ 2 R CO E © ° r z t « •R S — © 1= TOTO— u -=j CO Q . O o) g,"c £ '|2 iS 2 . 3 5 o © 3 TO 4 - -— Q^ 5 -1 g. 2 ° CO CM TO CO co ' O D- CM CM a CM CO irt CM © i r l Q- ra © z > & T= © ed ed o . TO- TO -TlO' TO CM CO ^ £ u I CM n P; ° 2 "• S C -n O O) O o © a J =5 2 = f? ^ 1111 o -Q - b O u) O E -?• id ©o 9 S _tco ma 5 X '-^ _ X £; 2 "O O © u 5 r- 5XSt ra; X 3 CD O « _43 TO J3 O CJ Q -E - y -s s 2 & CD x o CD X O X <E y X x xC xa xp xI D x - 3 x x CD CD CD CD CD CO 4= 3 2 CD ft 3) ^ © o ^ o o £2t5S S ». & a a C D C D i D C D C D C D C D C D C D C D C D C D C D C D C D C D ~Q CD 3 2 i Q_ CD O CD 3 3 X CD CD CD CD CD J ? CD TO X X X co X 3 <r> CD - 1 4 = CD 3 3 CD CD CI) 13 CD CD ID X a en 0 t CD CD X a CD CD t CD CD CD CD CD CD CD CD CD CD X a X a X _ X a ® a X _ a jcS 3 4= 3 CD a_ CD CD ggj_ 4 = 4 = C D 4 = - 4 = C O 2 X 2 /<,njrcentre.:G'r.g, i; . © co © e. © £ £ 2 © ra , £ j= 9 or. >, -t; .« co r - s oooo o •fJOC™ JEWELL 2 68 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00227 228 .-,[¥• JEWELL 2 69 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00228 u >drpfuti..c (r-.hf.TtiisU <.. Hi Hme-i I Hrsorte He "acres Hal Hospm HI ..e's HnsoTal Ho-.veyHalHcso:al Sp'rcrelo HnspVi T"e Be-'<s-i 'e hoenproem Hcf,oi1a I "e vo-xsn 'e C! i c: West M d a ml? Hcsora W ""ec Hosp~a VVooolano Hospital Spire Healthcare Ui merlin Hoepita Lllano Hospital Hyide Coast Hospital HLMI anc hast Hieing Hospital Methley Park Hospital Regency Hospital Spire Alexandra Hospital Spire Bristol Hospital Spire Bushey Hospital Spire Cambridge Lea Hospital Spire Cardiff Hospital Spire Cheshire Hospital Spire Clare Park Hospital Spire Gatvvick Park Hospital 23 o m g o o o o o en Cq fr) ?sm W tc •tr1 M -.1 Compliance (NHS Trust/Local Health Board Only) - the percentage of cases submitted to t h e NJR compared to HES/PEDW. Consent Rate - percentage of cases submitted to the NJR with patient consent conf'rmea Linkability - the proportion of records which include a valid patient s NHS number comoared with the number of procedures recorded on the NJR. 26 Outliers with respect to 90-day mortality foiiowing primary operations performed from 2003 onwaids Unto outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). 27 Outliers with respect to revisions (at any time) following primary operations performed from 2003 onwards Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits are flagged in dark red (2). 24 25 ltl8R§l a W Ri t§ C3 O ro <£> Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 m i)r<:entre,org.!.i!' JEWELL 2 7 1 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00230 .xjn'pf:jtti..c iT-.r-STtuxU <.. Hi i he New Victoria hospifs 29% I he New Victoria Hospital riiiiiiiiiiiiiiil&MMMMM%WMMMM&MMMM^ UK Specialist Hospitals. Lto Enersons Green NHS Treatment Centre Peninsula NHS Treatment Centre Shepton Mallet I reatment Centre MWWMV^^ 100 ^'^I^MM^^^^^^^^^^^^^^^^^^K 49% WmmmAl ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ S i C ^ l l ^ ^ ^ K \(jyhmmmm wmmmmmmmmmmmmm Please note: Compliance, Consent and Linkability are: V^m Red if lower than 80% Amber if equal to or greater than 80% and lower than 95% Hf Green if 95% or more * Compliance figures may be low due to delayed data entry •'• Linkability for some hospitals will be lower than expected if they have private patients from outside England and Wales * Part Four data covers procedures carried out between 1 January 2012 and 31 December 2012 Outlier analyses are: llllll Light red if units are outside 99.8% control limits (approx 3 standard deviations (SDs)) WitBk Dark red if units are outside 99.99% control limits 3 m m o o © Compliance (NHS Trust/Local Health Board Only) - the percentage of cases submitted to the NJR compared to HES/PEDW. Consent Rate - percentage of cases submitted to the NJR with patient consent confirmed Linkability - the proportion of records which include a valid patient's NHS number compared with the number of procedures recorded on the NJR. 5 Outliers with respect to 90-day mortality following primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged In light red (1); those outside 99,.99% control limits are flagged in dark red (2). r Outliers with respect to revisions (at any time) foiiowing primary operations performed from 2003 onwards. Units outside 99.8% control limits (approx 3 SDs) are flagged in light red (1); those outside 99.99% control limits eire flagged in dark red (2). 4 3 ' National Joint Registry 2013 w en © KS Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 JEWELL 2 7 3 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00232 Acetaouiar component i ne portion or a total nip replacement prosthesis tnat is inserted into tne acetabulum - the socKet part ot a ball and socket joint, iiji^t^i^aGeiig:;:;:;:;:;:;:;:;:;:;:;: Acetabular prosthesis riAjSibiotichlroa^ See Acetabular component. fSeerieemeM A procedure where the bones of a natural joint are fused together {stiffened). Arthrodesis iijSijjpji^i^ ABHI Association of British Healthcare Industries - the UK trade association of medical device suppliers. illSiWibairiri lipsfghiiaSiiEoiiip^ :i:R^irtiSi:SSiihSSifh|hB^ rlj|e::SShe^©ritrhg:i^;i;^ Bearing type riBijaf staffs sefitisqi: The two surfaces that articulate together in a joint replacement. .Options include metal-on-polyethylene, metai-on-metal, ceramic-on-polyethyiene, ceramie-on-metal and ceramic-onceramic. :J(|qpS^iqiTpPir§® JSpeiSlshTihTiT BMI Body mass index. A.statistical too! used toestimate a healthy body weight based on an individual's height. The BMI is calculated by dividing a person's weight (kg) by the square of their height{m2). Bone: cement See cement. iiThiBfbriahdfqtiqipirqstaesi :!|iesgffiiiil©iSjg:rh:a iiaSliflgiSfpq CQC Care Quality Commission. Regulators of care provided bylhe NHS, local authorities,, private-companies and voluntary organisations. riQasSiasdeqaibmebtri JJSMBbeJNJRJJf Case mix Term used to describe variation in surgical practice, relating to factors such as indications for surgery, patient age and gender. ti-l-MfiifiSieSiB :{$£$t!iiijj$ Prostheses designed to be fixed into the bone using cement. Cemented :Rrqs|hegqgi|:ggigh|q Compliance The percentage of ail total joint procedures that have been entered into the NJR within any given period compared with the expected number of procedures performed. The expected number of procedures can be the number of levies returned, or for the NHS Sector only; the number of procedures submitted to HES and PEDW. Csimpjtihgi asKsfsSMM iSPpiis fSfattetaaliyBftpM piqi^rtjqpahhala^ hfgiqst::frqmiqccu:riBh:|i|jq Mtirirteyqrttsiperie^ Confidence Interval {CI) A confidence interval (Gl) gives an estimated range of values which is likely to include the unknown population parameter {e.g. a revision rate) being estimated from' the given sample. If independent samples are taken repeatedly from the same population, and a confidence interval calculated- for each sample, then a certain percentage (confidence level: e.g. 95%) of the intervals will include the unknown population parameter. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 Confounding Systematic variation oue to the presence of factors not on the causal pathway, which affect the outcome, which are unequally distributed amongst interventions being compared whicn leads to inaccurate inferences about the lesufts. Cox proportional hazards model A serni-parametnc survival analysis model commonly used to model time-to-event data as it does not require the underlying hazard function to take a particular shape. As it is a multi-variable model, it can be used to explore The effects of covariates on the outcome of interest and reduce the impact of confounding. C oss-h-xec poyc.hyeno SCO C m , a : v e -azan An 'aeeumua:eo' -mza'd ramove'-me: :he -naza-'ri mm a- a name , a-' moist in :me is me rareoone-coco o' .ho oven nelson ordoa.-") amongsi .nose •- whom l_o Over ms no ,m. ocourroo. LS.ima.cc us "g .no Mcsor-Aacr est ma.o. mod 'iOd OOlyOhlvicVO, Cue Son Aco.aoula eom!io---o-\. Da.a co ooi o-- poiioos 'or •ooo". a--a!vss Too NJR Annual Roooi! Pari One c-po isonda.aoo ociod oo.wooi- I Ap I20i2ano 3! M.vch 2C13- .nc2012/13 'rarcia -,-ca-. The NJR Annua Rc-pou Pans Two arc Pour a-myscda.aor •- o. •rree. aoxe eloow. ano sho..ce'n-c•cec.mesunce'"a-<e••, oerwee I Ja-.mvano 31 Decemoe'20l2 rciusi-'O- Ino 2012 oalonoaryoai Toe N.iR A-"-\,a Ronor. Par T-'-oo opo Is on " p, moo and ank o on. cpacoTiom cvson ra.es lo oicccoures tna. loc-< pace oe.ween 1 Ap I 2003 anc 31 Dcccmoo 2012. DDtl Dovooomoota dysolasiaor .ho in. A c m d .or wnero h-ehb on. s malforrnc-c, socke: {aoe1ab:.r..mji'w"oh may cause --sraoi :y. igniseo as a A oionnnuro w-' r. .\T. ;r iouPS o"ds o' .no oonos a o smoiy oxoisoo, so Pa a gan is o oa.oo oo woo-" .hem. or worm i o r . 'opacoTic-m s omoved arc no. cpacec ov ano.no- p ostnesis. Femoral component (hip)' IJlempjifaTfeh^ Part of a total hip joint that'Is inserted into the femur (thigh hone) of the stem and head (ball). patient. It normally consists of a (i|§tj.|i8KJ^ Femoral head Spherical portion of thefemorai component of the artificial hip replacement. f!jgfflBjFi^:;pffiisj^ii^!S:i; jfrtSSiSS'^ Femoral stem The part of a modular femoral component inserted into the femur (thigh bone). Has a femoral head mounted on It to form the complete femoral'component. hFfljSkibfeiiPSB^ P j f hE SUfffi^.rictJ;^: :j:!S$Bdpi:iS$^ ^ f P J t j; j t j; j t J t j t J t j; j t j; j t J t j t J t j t J t j; j t j; j t J t j t J t j; j t j; rSiS)bS?38§:§|m Funnel plot Glenoid-componen IjGlehhidjheadf: (qajSmel^ A graph of a performance measure for eaeh unit plotted against the unit's number of oases. Control limits are shown to indicate acceptable performance. The: portion of a total shoulder replacement prosthesis that is inserted into the scapula - the socket part of a bait and socket joint in conventional shoulder replacement or the ball part in reverse shoulder replacement. (iSomdllieM^ r^ifiiaBlJjjjjjjjjjjjjr Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 I Icac See Feme-a noad a'd/ci I iumo a nead. .Nl. IB.o; i p e p o r e ^ fijiJR^ ..l.irflTC^^ •m-NJR crooned c Hospital Episode Statistics, Data on case mix, procedures, length of stay and other hospital statistics collected routinely by NHS hospitalsin' England. HES tiiit j:!§e:ai§hM Humeral component (elbow) fiflamertah Part of a total elbow:joint that is inserted into the humerus (upper arm bone) of the' patient to replace the articulating surface of the humerus. lifrSilieiSS riip!?^ riSSirfptiaipia Humeral cup The shallow socket of a reverse shoulder replacement attached to the scapula. fHSrtfi^ jfihBm^ Humeral prosthesis Portion of a total joint replacement used to replace damaged parts of the humerus (upper arm bone). )fp)p:Jpar|:pT^^ j:f||j||jdrt|&ffi Hybrid procedure Joint replacement procedure in which cement Is used to fix one prosthetic component while the other is cementless. For hip procedures, the term hybrid covers both reverse hybrid (cementiess stern, cemented socket) and hybrid (cemented stem, cementless socket). Image/computer-gujded surgery Surgery performed by the surgeon, using real-time images and data computed from these to assist alignment and positioning of prosthetic components. iii&i|bS0Mi) The primary joint replacement that is the subject of an NJR enty. Index joint jirlrrTiep (ilSdsSipffi ISTG independent sector treatment centre (see Treatment centre). Kaplan-Meier Estimates of the cumulative pmbabi ity of failure (revision or death) that properly take nto account 'censored' daia. Censorings arise Tom incomplete follow up; for revision, for example, a patient may hrj ve died or reached the end the analysis period (end ot2012) without having been revised. The timates do not adjust for any confounding facto-s Lateral resurfacing (elbow) Partial resurfacing of the elbow, with, a humeral surface, replacement component used with a lateral resurfacing head inserted with or without cement. ifjpylrfiiiiiiiiix^ iiigifyejrt^ Linkabie percentage (liBJKaliejijp^ Linked total eibow Linkabie percentage is the percentage of ail relevant procedures that have been entered into the NJR, which may be linked via NHS number to. other procedures performed on the same patient.. ;iii|ffseM Where the humeral and ulnar parts of a total elbow replacement are physically connected. Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 iLHMSMf Lariga!e>a^ SisSiS^ LMVv'H Low rholecular weight Heparin. A blood-thinning drug used in the prevention and treatment of deep vein (i.e. they must be filled in). Fields thai relate to patients' personal details must oniy be completed where informed patient consent has been obtained. fMJMHiilMi^i MDS2(MDSv2) fMiiiPiSSSf MDS4(MDSv4) |iiPgiS::§ipi|3SS§L:i ilgQLhJ^r'il^f^ iiilliilfllislllllllllllllllllllllllll Minimum dataset version two, introduced on 1. April 2004. MDS2 replaced MDS 1 as the official data set on 1 June 2004. iiiMtninh;UfS tlaSasMcc Minimum dataset version four, introduced on 1 April 2010 replacing MDS 3 as the new official dataset. This, dataset has the same hip.and knee MDS 3 dataset but includes the data collection for total ankle replacement procedures. fMiniims fplBSKiian^ MHRA Medicines and Healthcare products Regulatory Agency -the UK regulatory body for medical devices. liiMtnjfhhalya^ Mixing and matching Also Known as 'cross breeding'. Hip replacement procedure in which a surgeon chooses to implant a femoral component from one manufacturer with an acetabular component from another. AByickPmpSheS Pefffo&mafi^^ IhgiiefossijM pnysc.a pnecsscs s.,C" as nca. cress '"g c ff-ari a. on n a vacuum o he-1 gas. MooHa- Gomcnnen: composed o' mom Than one o ece. e.g. a moou a' aoe-.ab., ar e.,o sne comoonen: w ~n a moo..arc..'"J me . or 'emo a s.cm c c a e d v.i.n a iemcra heao. Monoboc ComoonenT composes of or supo eo as. one peea e.g. a monoooo knee T aa romoorer.-. Nescn-Aalcneslmafo- An es: mare o' The c. m., aT ve hazaro 'a:e. NHS Naiionol t lea .h Sew cc. NICE Na ionai I ml .u e o i lea .h rmd Ga e Exec once. NICE be-vi-ma-K Gee ODER -a:hgs. NJR Na.ior-ai Jci u Reg shy c Cngianc. Waios a ic No .he r Ida IC. Tw NJR has coicc.ee afo analysed cam o-i mo ano K"ee-eoacements since | Aori 2003. on ?r <le reoiaremenTS s nee I And 2010 anc on ooow "cpacenen.sanc suoudc rcaiacomon.s si ire ApH 2012. I. co-.-c s oo.h !m Ni IS afo inccpcndc-"'. -ica .hcac scc.ors .ocmurccompc.c rocod^g o' "a.iona actv.y in E-igiafo. Wales anc Nohm-forea-d. NJR Gemro Naiicnai coo-o "a. ig cor: n 'o- ac NJR. NJR StSTsO- he 'Web feci Ty fo'vew^g anc cowooad^g NJR staTiSTics on www.prceoffe o-"g...< ODER Ohnooaec c Data Eva „a: on Race! ofohe NHS Supoy Gha n. www.ccep.org.uk ^ D wwwjijrcentre.org.ul' ^^ v S - * ' JEWELL 2 77 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00236 wM JBBhSfitigs ii;:;:;:;:;: ijiiSQEil^ itltlt taJailSgBb^ E: E: E: E: E: E:: itwinitHit -: ^*i&£JJEt^SJSi^F?i:=:fc"Hittte» titQ i^t; g:: afiMisf: ^: :i^gsaqfS:j: E p?1 KS^SffifCJf^!: tSEiiSr!hft3SSES7f^SttSHfett :SfapHf:: taSeiSfideii@cS 1:=: - Si^S=:ifS3£M^efSfe ^HtS=:fe;tJtte» SQ=:: OPGS-4 Office of Population, Censuses and Surveys: Classification of Surgical Operations and Procedures, 4th Revision - a list of surgical procedures and-codes. :;SSWSS!:!:!:B Pantalar (ankle) Affecting the whole talus, i.e. the ankie (tibio talar) joint, the subtalar (talo calcaneal) joint and the: talonavicular joint. ifSefiSilrMqf^ Pateilo-femoral knee Procedure involving replacement o f t h e trochlear and replacement resurfacing of the patella. jiatefitetfejm fififhfhfhfhfhfhfhfhfh Patient consent Patient personal details may only be submitted to the NJR where explicit informed patient consent has been given or where patient consent has not been recorded. If a patient declines to give consent, only the anonymous operation and implant data may be submitted. !:Pa1iehi:g^ Patient procedure lype-o'f procedure carried out on a patient, e.g. primary total prosthetic replacement using cement. )i!gti:gh^ PDS The NHS Personal Demographics Service is the national electronic database of NHS patient demographic details. The NJR uses the PDS Demographic Batch Service (DBS) to source missing NHS numbers ana to determine when patients recorded on the NJR have dieo. ljilSiii$j^ Poisson distribution This distribution expresses the probability of a number of reiativeiy rare events occurring in a fixed time if these events occur with a known average rate and are independent ofthe time since the last event. It is a special case of the binomial distribution in that it models discrete events. •il^i-WiSplS^ Prosthesis Orthopaedic implant used in joint replacement procedures, e.g. a total hip, a unicondylar knee, a total ankle, a reverse shoulder or a radial head replacement. iltl®l$5:::::::::::::::::n """ " tient-Time Incidence Rate. I his is the rate of occurrences of an event (i.e. revision) for a given total ie at risk. Radiai head component (elbow) Part of a parfia! elbow joint that is inserted into the radius (outer lower arm bone) of the patient to replace the articulating surface of the radial head. May be mohobloc or modular. )))))))))))))))))))))))))))))))))))))))r Resurfacing (shoulder) Resurfacing of the humeral head with a surface replacement humeral prosthesis inserted, with or without cement. (ReyerseisM^ Revision burden The proportion of revision procedures carried out as a percentage of the total number of surgeries on that particular joint. j:jltf$iSiiSi!$ JEWELL 2 78 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00237 Shoulder hemiarthroplasty :i:SiSpeastapi^islQ:ft:: Subtalar joint (ankle) IjSLfjgiplljp^ Hepiacement ot tne numeral neap witn a numeral stem and nead orsnouider resurfacing component which articulates with the natural glenoid. jiffiiipMonp^ The joint between the talus and the calcaneum. jJMetbb)^ Survivorship analysis A statistical method that is used to determine what fraction' of a population, such as those'who have had a particular hip implant, has survived unrevised past a certain time. See Kaplan-Meier. Talar component Portion of an ankie prosthesis that is used to replace the articuiating surface of the talusat the ankle joint. jitppltpllejii^ mm liwiithoufe TED stockings Thrombo embolus deterrent (TED) stockings. Elasticised stockings that can be worn by patients following surgery and which may help reduce the risk of deep vein thrombosis (DVTj. mm rTTuSalicm plrbsthesjifTa^ Thromboprophylaxis. Drug or other post-operative regime prescribed to patients with the aim.of preventing blood, clot formation, usually deep vein thrombosis (DVT), in the post-operative period, liiTtBiaiicomippMhT Tibial component (ankle) iiiloliorhfot^ illheeijStiSn^ Portion of an ankie prosthesis that is used to replace the articulating surface of the-tibia (shin bone) at the ankle joint. ijjiipbijkpggjitepia^ mm Total condylar knee Type of knee prosthesis that replaces the complete contact area between the femur and the tibia of a patient's knee. ifro^iTiSKiiGeatiS: i|B^ph|§alisetc^ Those! bSthalfi^ fhcsBiipTrthefga Trochanter iijSpSappsM Two-stage revision iii^p:(QiijPibs1iBePjis|ii Ulnar component (elbow) iiiheijyieS Bony protuberance of the femur, found, on its upper outer aspect. i:jTejrogSi>a^ Ippipep^^ A revision procedure-carried out as two operations, often used in the treatment of deep infection. tflpel&Tgp jilahhppjJOip ijp||pp|||||||||||||||||||||||||||||||||^ Part of a total elbow joint that is inserted Into the ulna (Inner lower arm bone) of the patient to replace the articulating surface of the ulna.. Maybe linked or unlinked. igpiceplp^ Unicondylar arthroplasty jjilhTprtlp Unilateral operation rilhia|pjiPaji|ie;l|pp ^ D ^w * 1 Replacement of one tibial condyle and one femoral condyle in the knee, with or without resurfacing of the patella. iiPSj:|ip Operation performed on one side only, e.g. left hip. i::ithe:rO||jhi wwwjTJrcentre.org.ul' JEWELL 2 79 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-00085-00238 JEWELL 2 8 0 Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 DEMO-QQ085-0G239 JEWELL Source: https://www.industrydocuments.ucsf.edu/docs/yywn0226 281 DEMO-00085-00240